Circulation. 1999;100:1236-1241
(Circulation. 1999;100:1236-1241.)
© 1999 American Heart Association, Inc.
New Method for Detection of Heart Allograft Rejection
Validation of Sensitivity and Reliability in a Rat Heterotopic Allograft Model
David C. Morgan, PhD;
Janet E. Wilson, BSc, MT(ASCP);
Calum E. MacAulay, PhD;
Nicholas B. MacKinnon, BSc, AScT;
Jennifer A. Kenyon, BSc;
Paul S. Gerla, BSc;
Chunming Dong, MD, PhD;
Haishan Zeng, PhD;
Peter D. Whitehead;
Christopher R. Thompson, MD, CM;
Bruce M. McManus, MD, PhD
From Biomax Technologies, Inc, Vancouver, BC (D.C.M., P.S.G., P.D.W.,
C.R.T.); Department of Pathology and Laboratory Medicine, St. Paul's
HospitalUniversity of British Columbia, Vancouver, BC (J.E.W., J.A.K.,
C.D., B.M.M.); Cancer Imaging, BC Cancer Agency, Vancouver, BC (C.E.M.,
N.B.M., H.Z.); and Division of Cardiology, St. Paul's Hospital,
University of British Columbia, Vancouver, BC (C.R.T.).
Correspondence to Bruce M. McManus, MD, PhD, St. Paul's HospitalUniversity of British Columbia, 1081 Burrard St, Vancouver, BC V6Z 1Y6. E-mail mcmanus{at}interchange.ubc.ca
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Abstract
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BackgroundPatients with
inflammatory heart muscle diseases
would benefit from a safe,
convenient, rapidly performed diagnostic
technique with
real-time results not involving tissue removal.
We have performed a
detailed evaluation of detection of heart
allograft rejection by
autofluorescence in a heterotopic abdominal
rat heart allograft
model ex vivo.
Methods and ResultsRecipient rats with allograft (Lewis to
Fisher 344; n=71) and isograft (Lewis to Lewis; n=33) hearts, treated
with cyclosporine or untreated, were killed at days 2, 4,
7, 14, 21, 28, and 56 after transplant. Nontransplant controls with
(n=24) or without (n=24) immunosuppressive therapy were also studied.
When the rats were killed, autofluorescence spectra were
acquired under blue-light excitation from midtransverse
ventricular sections of native and transplanted hearts.
Corresponding sections were then evaluated pathologically by a modified
International Society for Heart and Lung Transplantation (ISHLT)
grading schema. The spectral differences between rejecting and
nonrejecting hearts were quantified by linear discriminant functions,
producing scores that decreased progressively with increasing severity
of tissue rejection. Mean±SD discriminant function scores were
2.9±1.6, 1.8±2.2, -0.1±2.8, -1.2±2.3, and -2.3±3.0 for
isografts and allograft ISHLT grades 0, I, II, and III, respectively
(Spearman rank-order correlation -0.6; P<0.001, test
for trend). Cyclosporine had no detectable effect on the
spectra.
ConclusionsThe correlation between changes in
autofluorescence spectra and ISHLT rejection grade strongly
supports the possibility of catheter-based, fluorescence-guided
surveillance of rejection.
Key Words: transplantation rejection biopsy spectroscopy
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Introduction
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Amajor challenge in cardiac transplantation is
prevention and
surveillance of acute graft rejection.
1
Maintenance of immunosuppression
at the appropriate level to
protect an allograft from the alloimmune
response requires a reliable
method for allograft surveillance
and early recognition of acute
rejection. Histological grading
of the rejection
process in endomyocardial biopsy
specimens
2 3 currently guides antirejection therapy. Many
centers perform
routine surveillance biopsies up to 18 times in the
first year
and annually thereafter, in addition to biopsies for
clinically
suspected rejection. Methods that provide immediate,
accurate
results with limited invasiveness, reduced risks, and less
inconvenience
to the patient would be attractive alternatives to the
endomyocardial
biopsy.
4 5 To date,
surface and intracardiac ECGs,
6 7
echocardiographic
parameters including 2D
and Doppler measures of systolic and
diastolic
function,
8 9 10 11 and radionuclide imaging including
ventriculography
and antimyosin imaging,
12 13 14
MRI,
15 and cytoimmunological
monitoring
16 17 18
have demonstrated limited predictive accuracy
or practicability for
monitoring transplant rejection.
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Autofluorescence
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Spectroscopy typically involves placing a probe in contact with
or
near a tissue surface and obtaining fluorescence spectra
for
that single location. Typical biological fluorophores (molecules,
cells,
or tissue structures that give off fluorescent light
when appropriately
excited), with specific fluorescence
signatures, include tryptophan,
NADH, flavins (FAD), collagens,
collagen cross-links, elastins,
and porphyrins.
Autofluorescence spectra obtained from tissue
reflect both the
spectra of the individual fluorophores present
and their
modification by adsorptive and dispersive tissue
factors.
19 20
Excitation wavelength (
) selection depends both on the efficacy
achievable for an intended purpose and on safety.
Autofluorescence spectroscopy has been applied in
characterization of pathological changes in the lung, gastrointestinal
tract, larynx, cervix, skin, and eye,21 22 and tissue
autofluorescence induced by blue-light excitation has been
effective in the early diagnosis of a variety of
cancers.23 24 25 26 27 Characterization of heart and vascular
tissue has been attempted mainly with UV excitation, including
identification of the sinoatrial and atrioventricular
nodal conduction tissue,28 detection of myocardial
ischemia,29 monitoring of myocardial redox
status,30 and localization of atherosclerotic
plaque.31 32 33 Nilsson et al34 used both
near-infrared spectroscopy and laser-induced fluorescence to
identify various types of cardiac tissue, and Perk et al35
studied fibrosis of the endocardium and myocardium. Two
important changes that occur in acutely rejecting tissue are edema and
the infiltration of leukocytes. Increased protein-rich
interstitial fluid could cause changes in the
autofluorescence response of heart tissue. The
autofluorescence properties of most leukocytes under blue-light
excitation are not well understood. Eosinophils have a characteristic
autofluorescence signature when excited by blue light,
primarily due to FAD,36 37 although their role in tissue
rejection remains unclear. The absorptive and light-scattering
properties of any infiltrating cells should be different from in situ
myocytes and would probably affect the autofluorescence
signature of heart tissue. Similarly, necrotic or markedly damaged
myocytes will likely have different absorptive and scattering
properties than viable myocytes.
To the best of our knowledge, a systematic investigation of the
autofluorescence properties of tissue inflammation in heart
rejection or of the diagnostic potential of
autofluorescence spectra in this regard has not been reported.
We now present evidence that autofluorescence under
blue-light excitation may be useful in grading acute rejection based on
studies ex vivo in a heterotopic abdominal rat heart allograft
model.38 39
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Methods
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Rat Heart Transplant Model
With Lewis-toFisher 344 allografts and Lewis-to-Lewis
isografts,
the native heart of the rat receiving the transplant serves
as
an internal control for the systemic immune environment. Allograft
recipients
and isograft recipients, as well as nontransplant controls,
were
treated with cyclosporine (2.5 mg ·
kg
-1 · d
-1)
via
subcutaneous injection for 7 days or left untreated
(Table

).
All animal experiments
were approved by the University of British
Columbia Committee on Animal
Care (protocol number A96-0322)
in accordance with the Canadian Council
on Animal Care. All
rats were acclimatized for 1 week and weighed 200
to 225 g at
the time of surgery. The technical details of the
transplant
procedure are well described elsewhere.
38 39
Euthanasia and Tissue Triage Protocol
Rats were killed by carbon dioxide narcosis, and the
native and transplanted hearts were removed, sectioned, and processed.
A first most-basal ventricular bread-loaf section (2
mm thick) was frozen in OCT embedding medium. A second
ventricular bread-loaf section (4 to 6 mm thick) was
removed, the ventricles were opened anteriorly, and
autofluorescence spectra were acquired every 5 mm along
all endocardial and epicardial surfaces. The autofluorescence
probe was placed perpendicular to the endocardial or epicardial surface
to mimic the way tissue is taken with an
endomyocardial bioptome. Once all
autofluorescence measurements were completed on a given
bread-loaf section, it was processed for histopathological review.
Spectral Measurements
The optical probe and spectroscopy systems used to acquire the
autofluorescence spectra are represented in Figure 1
. The 200-µm-diameter fiber in the
center of the probe tip illuminated the tissue with 442-nm excitation
light from an HeCd laser. Autofluorescence light emitted by the
tissue was collected by six 200-µm-diameter optical fibers
surrounding the central excitation fiber. Signals from the collection
fibers were first filtered (475-nm long-pass filter) to remove any
reflected excitation light and then relayed to a spectrometer. The
resulting autofluorescence spectra were calibrated for the
light response of the system, normalized to 1 at their maximum
intensity, and then binned into 2-nm-wavelength intervals in the range
of 480 to 800 nm.
A contour plot based on a Monte Carlo simulation of the sensitivity of
the probe to the tissue area (1000 µm diameter, 650 µm
depth) near its tip is shown in Figure 2A
; the illumination fiber is at the
origin. The optical properties used for these
simulations40 were estimated on the basis of dog
myocardium41 values. The contour plot shows
that the largest contribution comes from an area centered at
200 µm in depth and extending radially,
75 µm from
the center of the probe. The dashed boxes represent the tissue
regions that account for 50% and 90% of the signal. The 90% box is
roughly 700 µm in diameter and extends
550 µm below
the tissue surface. A breakdown of the contribution to the total signal
from various depths in 50-µm increments demonstrates that the largest
contributions come from the 150-to-200 µm and
200-to-250-µm-deep regions (Figure 2B
).

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Figure 2. A, Contour plot from Monte Carlo calculation of
the sensitivity of the probe to the tissue region near its tip. The
200-µm excitation fiber is at the origin, and there is a 50-µm gap
between it and the six 200-µm-diameter collection fibers (to account
for the cladding and coating of fibers). Colors code the relative
sensitivities. Dashed boxes show areas that account for 50% or 90%
of the signal. B, Histogram showing contribution to total signal
derived from various depths at 50-µm increments. Largest
contributions come from tissue area 150 to 250 µm from
probe.
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Histopathological Evaluation
For each rat, 5-µm sections from the native and transplant
hearts were cut perpendicular to the endocardium/epicardium, placed on
a single glass slide, stained with hematoxylin and eosin, marked to
identify the sites of optical measurements, and scored at these sites
by use of a modified International Society for Heart and Lung
Transplantation (ISHLT) grading system.2 The graders were
blinded as to the precise nature of the heart (native, isograft, or
allograft), time interval from transplant to euthanasia, treatment
group, and spectroscopic results. The modified ISHLT grading system
included scores as follows: 0, no rejection; I, IA, and IB, mild; II,
moderate; and IIIA, IIIB, and IV, severe. ISHLT grade IA and IB spectra
were amalgamated into the single grade I and grade IIIA and IIIB
spectra were similarly combined because the A and B designations refer
to focal (or multifocal) and diffuse inflammation, respectively, and
not to a difference in severity at a given numerical grade. In
utilizing these slight modifications of the ISHLT grading system, we
also recognize the difference in evaluating human heart biopsy samples
versus whole rat hearts.
Data Analysis
To discriminate between 2 groups of autofluorescence
spectra on the basis of spectral shape, a full, forward, and backward
stepwise linear discriminant function (DF)
analysis42 43 was performed. This analysis
was designed to pick an optimal set of points along the spectral curve
that, when combined as a linear weighted sum, generate a score that
distinguishes between the groups:
In the above equation,
c0 is a
constant, c
i values are coefficients,
and
I(
i) is the
autofluorescence intensity at wavelength
i.
In the present report, we will refer to
the foregoing process
as "training" a linear DF. The DF is then
used to score (or
test) any other spectra.
The first step was to remove from the analysis set in an
unbiased fashion those spectra (n=118) that had clearly identifiable
spectral features related to artifacts or blood absorption by use of a
linear DF analysis. The remaining spectra (n=1354), largely
free of blood absorption effects, were then grouped and
analyzed by linear DF analysis to assess the
correlation between the histopathological grades and spectral
changes.
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Results
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Photomicrographs from a control heart and
representative transplant
hearts with modified ISHLT
grades 0, I, II, and III rejection
and correspondent
autofluorescence spectra are shown in Figure
3

. Rejection caused a shift of the main
peak to longer wavelengths,
as well as an increase in spectral
intensity of longer wavelengths
relative to the intensity of the main
peak. In addition, the
distinct "bump" at 600 nm in the control
spectrum disappeared
in rejecting hearts.

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Figure 3. a, Illustrative autofluorescence spectra
with corresponding histological features in
myocardium of (b) control Lewis rat, (c) allograft with no
rejection, (d) allograft with mild rejection, (e) allograft with
moderate rejection, and (f) allograft with severe rejection. Lined box
(in b) demarcates area of an average endomyocardial biopsy
fragment.
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There was no statistical difference between the average spectra of
nontransplant controls treated or not treated with
cyclosporine (Figure 4
).
Thus, cyclosporine itself did not contribute to heart
tissue autofluorescence and had no apparent effect that could
obscure spectral changes of interest, those associated with
inflammation or injury due to rejection.

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Figure 4. Averaged spectra from control rats without
cyclosporine treatment versus those from rats treated with
cyclosporine. The tissue autofluorescence signal is
not affected by cyclosporine.
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To correlate autofluorescence spectra with tissue rejection
severity, the spectra were separated into groups corresponding to
modified ISHLT grades 0 (n=180), I (n=223), II (n=69), and III (n=29).
DF analysis was performed with grade 0 and grade III used as
the training set, and a DF with wavelength values of 480, 496, 504,
518, and 522 nm was generated. These wavelengths encompass the visually
apparent position and shape changes in the main peak of the
autofluorescence spectra. This DF was then used to score
spectra from native (n=618) and control hearts (n=236), as well as
those grafts with a full range of rejection grades (Figure 5
). Increasing tissue rejection severity
was accompanied by a clear progression of decreasing DF scores. Each
successive modified ISHLT grade (0, I, and II) is different
(Student-Newman-Keuls [SNK] test, P<0.01). The mean DF
score for modified ISHLT grade II rejection was higher than that of
grade III (SNK test, P=0.06). To test the strength of
correlation between the modified ISHLT grade and DF score, we
calculated the Spearman rank-order correlation coefficient,
RS, based on all grade 0 spectra (including
both allograft and isograft) being assigned a value of 0 and grades I,
II, and III being assigned values of 1, 2, and 3, respectively. The
result was RS=-0.6, reflecting a highly
significant correlation (P<0.001). It should be emphasised
that the DF was trained only on hearts with ISHLT grade 0 and grade
III. Thus, control hearts, native hearts, and grade I and II groups
provided genuine tests of the DF performance.

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Figure 5. DF scores of autofluorescence spectra
classified by a DF trained on tissue samples with modified ISHLT grade
0 and grade III rejection. a, 95% of tissue spectra in this group have
DF scores below top of bar extending upward from box. Top of box
denotes 75% level, middle of box is 50% level, bottom of box is 25%
level, and bottom of bar below box is 5% level. No statistical
distributions have been used to model the data, and therefore bars
extending above and below the box do not represent SDs. b,
**Adjacent groups are statistically different (P<0.01,
SNK test). DF scores from (c) native heart tissue of animals with
isograft hearts in their abdomens; (d) native heart tissue of animals
with allograft hearts in their abdomens undergoing only mild rejection
(ISHLT 0, I); (e) native heart tissue of animals with allograft hearts
in their abdomens undergoing moderate to severe rejection (ISHLT II,
III); (f) isograft transplant tissue sites showing no evidence of
rejection (ISHLT 0); (g) allograft transplant tissue sites showing no
evidence of rejection (ISHLT 0); (h) allograft transplant tissue sites
showing evidence of mild rejection (ISHLT I); (i) allograft transplant
tissue sites showing evidence of moderate rejection (ISHLT II); and (j)
allograft transplant tissue sites showing evidence of moderate to
severe rejection (ISHLT III).
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Discussion
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The differences between DF scores derived from
autofluorescence
spectra of tissue with different grades of
rejection are very
encouraging. If a mean rejection score of 0.5 is
used as the
dividing line between grade 0 and grade III, 95% of the
grade
III spectra can be classified correctly, while only 20% of the
grade
0 scores will be misclassified. Subtle differences in DF
scores
for the various nonrejecting tissue groups are also interesting
and
have implications for interpretation of the results. None of
the
sites probed for fluorescence or examined
histologically
were confounded by
perioperative infarcts.
As expected, the DF does not discriminate between controls (unoperated)
and native hearts of animals with an isograft (n=88), wherein there is
little or no immune response. We categorized native hearts of allograft
animals as those from animals whose transplanted hearts had ISHLT grade
0 or only a few grade I sites (n=194) and those whose allografts had
sites with ISHLT grades II and III (n=336). The significant difference
between the spectra of the native hearts of animals with an isograft
and the native hearts of animals with an allograft suggests that the
immune response to the allograft has a detectable remote effect on the
autofluorescence of the native heart. Moreover, the difference
in the native heart DF scores of the 2 allograft groups implies that
this immune response is progressive and linked to increasing severity
of tissue rejection in the transplanted heart. The spectral difference
between ISHLT grade 0 in the isografts (n=85) and native heart of the
isograft group is arguably a direct measure of the effect of the
unnatural position and surgical manipulation of the abdominal heart.
However, there is little or no visible immune response in animals in
either of these groups.
The mean DF score of the allograft grade 0 group is slightly below that
of the isograft grade 0 group, which is also consistent with a
systemic response that affects tissue beyond the rejecting heart. In
addition, any imprecision in matching the tissue sampled by the optical
probe with that graded by the pathologist could allow tissue samples in
the allograft grade 0 group to be influenced by neighboring tissue with
slight rejection. Such "neighborhood" effects would slightly alter
the average fluorescence score.
It is widely appreciated that rejection, as defined
histopathologically, is a very diffuse process. Thus, the likelihood of
detecting rejection, when present, has been shown to be 95% when 3
pieces of bioptome-acquired tissue are evaluated microscopically,
whereas the likelihood rises to 98% with 4 pieces of
tissue.44 45 The grade of rejection in a given biopsy
specimen may not reflect the average rejection grade for an entire
heart or chamber; however, the potential virtue of the optical
interrogative approach is the ability to sample perhaps 4 times as many
sites as conventionally sampled by endomyocardial
biopsy in a small fraction of the time. Such a larger
representation of ventricular
myocardium offers a potentially significant advantage in
acquiring an accurate mean score of ongoing rejection in a particular
heart.
To date, no particular information exists on the discrimination of
different types of inflammation in the heart with the optical bioptome.
The differentiation of rejection from infection and the injury or
inflammation associated with either process also requires more
evaluation. Myocardial infections are relatively rare in contemporary
patients; however, we will need to know their differentiating optical
features. The large number of sampling sites envisaged with the optical
bioptome will help to differentiate a more focal inflammatory
infectious process from diffuse organ allogenicity. We intend to
address these issues in the future in a swine allograft model using
dual tissue and optical biopsy sampling. The swine study has already
shown the feasibility of obtaining meaningful spectra in a beating
heart.
In conclusion, the autofluorescence spectra from rat heart
tissue excited by blue light changes consistently as the hearts
undergo transplant rejection, and linear DF analysis can
distinguish spectra corresponding to the degrees of tissue rejection.
ISHLT grade 0 is readily distinguishable by autofluorescence
from grade III and is different from grades I and II. Coupled with its
capability of extensive and rapid interrogation of the
ventricular endomyocardium, the optical method
may facilitate a better understanding of the rejection process and may
allow targeting of biopsy sites to increase the diagnostic
efficiency of endomyocardial biopsy. Identification
of human heart allograft rejection currently remains bound to
histopathological evaluation; however, the strong relationship between
autofluorescence spectra and modified ISHLT rejection grades we
have observed thus far in rat allografts suggests a role for
fluorescence-based surveillance of rejection. No insurmountable
challenges are anticipated with this technique in orthotopic
allografts; indeed, fewer difficulties are likely than in the
heterotopic swine model.
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Acknowledgments
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The authors gratefully acknowledge Biomax Technologies, Inc,
for
support for this work and recognize grant support from the
Heart and
Stroke Foundation of British Columbia and Yukon (Dr
McManus) and the
British Columbia Transplant Society (Dr McManus).
The authors thank
Dean English, Diane Minshall, and Dr Shuxin
Zheng (technical
assistance), Anson Chang (database), and Shelley
Wood and Josh King
(editorial assistance).
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Footnotes
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The prototype device and analysis system used in this study
was developed by Biomax Technologies, Inc. Drs McManus and MacAulay
are consultants to Biomax Technologies, Inc, which also provided
financial support for this study.
Received October 19, 1998;
revision received May 4, 1999;
accepted May 5, 1999.
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