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(Circulation. 1999;100:e75-e81.)
© 1999 American Heart Association, Inc.
Circulation Electronic Pages |
From the Department of Angiology, University of Basel Medical School, Basel, Switzerland (K.-H.L., K.A.J.); the Department of Vascular Sciences, St George's Hospital, London, UK (J.A.D.); Schering AG, Berlin, Germany (C.-S.S.); and the University of Colorado Health Sciences Center, Section of Vascular Medicine and the Colorado Prevention Center, Denver, Colo (W.R.H.). Members of the Basel PAD Clinical Trial Methodology Group are listed in the Appendix.
Correspondence to William R. Hiatt, MD, Colorado Prevention Center, 789 Sherman St, Suite 200, Denver, CO 80203. E-mail will.hiatt{at}uchsc.edu
| Abstract |
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Key Words: peripheral vascular disease trials drugs guidelines
| Introduction |
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| PAD: Fontaine Stage II (Intermittent Claudication) |
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Placebo Control Versus Active-Drug Control
Phase III clinical trials in patients with intermittent
claudication with walking distance as the primary outcome measure
should generally be placebo controlled. Active-drug controlled trials
without a placebo arm will be the exception and may only be considered
if the comparator drug has consistently shown superiority over
placebo in several trials and the magnitude of the drug effect has been
widely accepted by the medical community.
Duration of Treatment and Follow-Up
The duration of treatment will depend on the aim of the study and
the end point(s) chosen. Claudication Trials. For
claudication studies, a period of
6 months is generally accepted.
The length of exposure to the drug should be sufficient to ensure that
tolerance (if expected) will not develop. The duration of the
posttreatment follow-up period will also depend on the study goals.
With respect to efficacy in claudication trials, a short follow-up
period (eg, not less than 4 weeks) is regarded as sufficient to
demonstrate that no sudden loss in claudication distance (rebound)
occurs. With respect to safety, long-term experience is required to
demonstrate that the clinical benefit of the compound outweighs the
risks. If there is any evidence of drug toxicity, the follow-up should
be performed in a double-blind, controlled manner rather than an
open-label manner. Prevention Trials. CPMP
guidelines1 suggest a minimum trial duration of
12
months for long-term end points, such as cardiovascular
morbidity and mortality or progression of
atherosclerosis. However, to obtain sufficient event
rates and clinical relevance of the results, a treatment period of
24
months is strongly recommended.
Stratification
Uneven distribution of potential but unknown confounders, such as
cardiovascular risk factors,
hemodynamic parameters, demographic
variables, and others, can usually be avoided by an appropriate
randomization process and an adequate sample size. The occurrence of
slight imbalances in the data set can be handled by post hoc
(analytical) adjustment, provided that the adjustment for the effects
of predefined covariables is prospectively planned and specified in
the study protocol.
In claudication trials, there is usually no need for stratification. The clinical suspicion that claudicants with diabetes mellitus respond to drug treatment differently from those without diabetes has not been substantiated. Thus, stratification is not required for diabetic patients as long as patients with clinically severe diabetic neuropathy are excluded; the latter is required, because this complication interferes with the assessment of the claudication distances (absolute claudication distance [ACD] and initial claudication distance [ICD]).
In prevention trials, the situation is different. There is evidence from studies using antiplatelet agents in patients with diabetes mellitus and vascular disease that fewer (rather than more) person-years of treatment are required to prevent fatal cardiovascular events than for nondiabetic patients with vascular disease.2 3 Thus, stratification for diabetes mellitus (or separate trials for diabetic patients) is recommended.
Run-In Phase and Testing for Baseline Stability
Current guidelines suggest that patients with pronounced baseline
variability in the claudication distance be excluded from clinical
trials (the absolute claudication distance should not vary by >25%
when tested twice on a treadmill over a 3- to 6-week run-in
period).1 The reason for this recommendation is to not
unduly inflate the size of the patient sample. However, there is little
published evidence that variability before entry translates into higher
variability during and at the end of the study. Thus, the decision
whether to use stability criteria should be left to the investigators
and the sponsors responsible for a particular trial. However, it is
recommended that patients who have a recognized potential for
instability (differences in claudication distances between days, recent
phases of deterioration or improvement, or recent surgical or
endovascular intervention) be excluded and that a study run-in phase
with 2 to 3 treadmill tests for the purpose of treadmill test
familiarization be included.
Selection of Patients
Inclusion and exclusion criteria should warrant that the patient
sample is representative of a general PAD population.
Inclusion Criteria
Inclusion criteria for PAD stage II trials are broadly accepted
and are well described in the current European Union (CPMP)
guidelines.1 Claudication should be clinically stable and
should have been present for
6 months; the diagnosis of PAD
should have been established and confirmed by
hemodynamic measurements (ankle/brachial pressure index
[ABI] <0.90); and the location of the lesion(s) should be documented
by duplex sonography or angiography. Patients with a recognized
potential for claudication instability should be excluded (see Run-In
Phase and Testing for Baseline Stability). In trials targeting the
claudication distance, there is usually no reason for prerandomization
stratification of the patient sample (see Stratification).
Physical Training
The therapeutic value of a structured, organized, and supervised
physical training program is well established.4 5 Thus,
patients who already participate in or intend to enroll in a supervised
group physical training class should be excluded from clinical trials
unless the study protocol defines that all patients from both groups
will participate.
Decisions regarding unsupervised training should be made and strategies should be set before initiation of a clinical trial, and these should not be changed during the course of the study. It may also be recommended that to allow for a potentially necessary adjustment for different levels of physical activity, the type, frequency, and intensity of any home-based training should be documented in the case record form.
Outcome Measures
Primary End Points
Because the key symptom of stage II PAD is intermittent
claudication, claudication distance on the treadmill should be the
primary end point. Cardiovascular morbidity and
mortality represent the main risks associated with stage II
PAD.4 6 7 8 Prevention studies represent an
entirely different category of clinical trials and thus require
different study design. From a clinical and an economical point of
view, this type of study may even be more important than trials that
focus merely on the patient's walking ability.
ICD Versus ACD
Both parameters (ICD and ACD) are clinically relevant.
However, there is published evidence that the reproducibility of the 2
parameters varies with the treadmill protocol
used.9 10 11 12 13 14 With constant-load treadmill protocols, the
reproducibility of ICD and ACD is similar, whereas with graded
protocols, ACD is superior to ICD. Consequently, ACD may be given
preference over ICD as the primary end point; this decision would allow
it to be independent of the treadmill protocol but is mandatory if a
graded test is used.
Assessment of Claudication Distance: Constant-Workload Versus Graded-Workload Treadmill Testing. The preferred method to assess claudication distances is treadmill testing. There are 2 internationally accepted treadmill protocols, ie, the constant-workload protocol, which uses a constant speed and grade (mostly 2 mph [3.2 km/h] and 12% grade), and the graded test, in which the speed is kept constant but the grade is varied, starting horizontally but then increasing in predefined steps (eg, 2%) at predefined intervals (eg, 2 minutes).
The 2 tests differ in that the relationship between total work and walking time follows a linear function with the constant test but increases progressively with the graded test.9 15 This change in work rate explains the main advantages of the graded test: (1) a low workload in the early test phase allows proper differentiation of patients with differing highly limited walking distances, and (2) the continuously increasing workload in late test stages avoids the occurrence of a walking-through phenomenon.
The reproducibility of the 2 tests is comparable except with rather short claudication distances. In these cases, the graded test is superior to the constant-load test.15 Both tests can be equally recommended for use in clinical trials, although if either very short or rather long claudication distances are to be tested, the graded test should be preferred.
Prevention Studies: Morbidity and Mortality.
The main risk for PAD patients is related to ischemic
cardiovascular events. An adequate end point in
prevention studies is a composite end point comprising nonfatal
ischemic stroke, myocardial infarction,
cardiovascular death, and potentially coronary
and carotid revascularization and major amputation,
whichever occurs first. To clarify the terminology, reference is made
to the World Health Organization (WHO) criteria for the diagnosis of
coronary events and strokes (fatal and nonfatal). In the
optimal case, total mortality may be the most relevant clinical end
point; however, this poses problems of feasibility because of the need
for large numbers of patients. The combination of nonfatal
cardiovascular morbidity with all-cause mortality
reflects a comparison of unequal entities, and inclusion of
noncardiovascular morbidity renders clinical trials
rather difficult. A combination end point that uses
cardiovascular morbidity and
cardiovascular mortality has been criticized because
survival, irrespective of the cause of death, is what ultimately
matters. Such a concern may be mitigated if it can be proven that
results for the primary composite end point are statistically
significant, that in the optimal case cardiovascular
mortality is significantly reduced, and that the change in
cardiovascular mortality also favorably influences
all-cause mortality.
Secondary End Points
Secondary end points should focus on clinically relevant data that
support the study aim. If the primary end point is a composite end
point, the components of this composite end point should be evaluated
as individual secondary end points.
In claudication trials with walking distance as the primary end point, data on morbidity and mortality must also be collected for safety reasons.
Quality of Life as an End Point
PAD represents just one (peripheral)
manifestation of a generalized atherosclerotic process. Usually,
affected patients have multiple morbidities, and the assessment of
quality of life (QOL) may give a more representative
picture of the patient's perception of health than the exclusive
measurement of walking performance. However, at present, a
number of unresolved questions prevent the use of QOL as a primary end
point. Problem areas include choosing the most appropriate instrument,
proper validation of scales, potential compositing of end points, and
the definition of what magnitude of change with a specific QOL scale
may be considered clinically relevant. At present, QOL should be
assessed as a secondary end point.
| PAD: Fontaine Stages III and IV (Critical Limb Ischemia) |
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Definition of PAD Stages III and IV/CLI and CLI-Related
Risk
Most vascular specialists in continental Europe use the Fontaine
classification to categorize the most severe forms of limb
ischemia. The original Fontaine classification was based on
clinical information only. The need for a more objective definition of
Fontaine stages III and IV (or its Anglo-American equivalent, critical
limb ischemia) became evident when it was shown that these
patients have an excessively high risk of
cardiovascular events, amputation, and mortality. The
lack of uniform criteria in reporting the results of studies of CLI
precludes the acquisition of reliable data and prevents the comparison
of efficacy of different therapeutic strategies. Thus, to clarify,
specify, and homogenize the definition of PAD stages III
and IV, a consensus document was devised with the input of 8 European
vascular specialist societies.16 17 CLI in both diabetic
and nondiabetic patients was defined by either of 2 criteria:
persistent recurrent distal extremity pain at rest that required the
patient to use analgesics for >2 weeks, with an ankle systolic
pressure of
50 mm Hg and/or a toe systolic pressure
30 mm Hg; or ulceration or gangrene of the foot or toes in
combination with the hemodynamic criteria listed above.
Furthermore, variables describing the compromised microcirculation
(such as a transcutaneous PO2
20 mm Hg) were included, particularly to be applied in
patients with unreliable pressure readings. The justification of the
criteria used was based on the correlation between impaired
peripheral hemodynamics and the increased
risk of cardiovascular events and
amputation.6 18 19 20
Recent studies have raised doubts as to whether the ankle or toe pressure cutoff points have been chosen correctly and whether the threshold values were too low.21 22 There is published evidence21 indicating a comparable incidence of a combined end point of amputation and cardiovascular death in placebo-treated patients with peripheral pressures <50 mm Hg and those with peripheral pressures <60 mm Hg and/or an ABI <0.60. Comparable findings regarding ulcer healing and amputation were reported elsewhere.23 24 Conversely, patients with peripheral pressures clearly below CLI threshold who did not experience pain at rest or ischemic skin lesions have been described in the literature.25
There is undoubtedly a general association between
cardiovascular risk, amputation, and
peripheral pressures. It is of primary value to describe
the population at risk with the highest possible sensitivity and
specificity. The second CLI consensus conference17 used a
pressure cutoff of 50 mm Hg at the ankle for this purpose, which,
as shown by recent experience,21 22 may be doubted. The
problem is that the optimal cutoff is not known, and at present, it
is best to give a pressure range (50 to 70 mm Hg). The higher the
pressure cutoff chosen, the higher will be the sensitivity but the
lower the specificity for the definition of CLI. For clinical trials,
use of the upper end of the range will increase the study's
inclusivity and thus the availability of patients, but it will decrease
the cardiovascular event rate, as well as the
amputation rate. Use of the lower end of the range will result in a
narrower (more exclusive) set of study criteria, with high
patient-sample homogeneity and a higher event rate but reduced patient
enrollment. Some reasons for the uncertainty concerning the correct
pressure cutoff are related to problems with the accuracy of measuring
peripheral pressures noninvasively, particularly in
diabetic patients, patients with chronic renal disease, patients
undergoing chronic steroid treatment, and the elderly (age >80 years).
Under these circumstances, it remains an open question whether a single
fixed cutoff point can be defined at all. At present, reflecting
the above discussion and until additional data are available,
regulators suggest that CLI patients be stratified with respect to
pressure ranges (eg, ankle pressure
50 mm Hg versus 50
mm Hg < ankle pressure
70 mm Hg, or alternatively, toe
pressure
30 mm Hg versus 30 mm Hg < toe pressure
50 mm Hg) and that the results of clinical trials be reported
accordingly.
Study Design
Because of the nature and progression of CLI, only double-blind,
randomized, parallel-group trials are appropriate; crossover designs
are not acceptable. Proper randomization will ensure an equal
distribution of risk factors and patient background characteristics
between the treatment groups. The treatment of concomitant diseases
should be continued throughout the trial; a protocol-defined standard
regimen for the treatment of concomitant diseases is not feasible,
particularly in multicenter, multinational trials. However, such
standardization of a concomitant medication regimen is not required if
an appropriate randomization procedure is used.
Duration of Treatment and Follow-Up
The duration of treatment will be determined by the
pharmacological and toxicological profile and the mode of action of the
drug under investigation. The overall duration of the trial will also
depend on the end point(s) selected. Whereas a total of
6 months may
be appropriate as a treatment and follow-up period for ulcer healing,
the assessment of limb salvage rates requires a longer period of time
(ie,
12 months).
A short run-in phase of 3 to 4 days should provide evidence that the disease is roughly stable (ie, that there is no rapid improvement or deterioration). In the majority of cases, a washout period is not considered necessary; however, if the previous treatment included a drug prohibited by the study protocol, a short washout period (of 2 to 3 days) is recommended.
Stratification
Special stratification procedures are generally not required
except as defined in Table 6
. The exception may be diabetes mellitus.
There is no clear evidence from the literature that diabetic patients
react differently to drug treatment than nondiabetic
patients.26 27 28 On the other hand, it may be argued that
the pathophysiology of diabetic PAD (in which microangiopathy and
neuropathy potentially play a major role) differs from PAD
caused solely by atherosclerosis. In view of these
differences in pathophysiology, and in agreement with European Union
guidelines,1 it is suggested that diabetic and nondiabetic
patients should be stratified, particularly if the study end point
includes the limb salvage rate, cardiovascular
morbidity and mortality, and/or quantification of the progression of
atherosclerosis.
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Placebo-Controlled Versus Active-Therapy Controlled Trials
Based on the European Union guidelines,1 a
double-blind, placebo-controlled trial design is a standard
requirement. However, if there is a comparator drug that has
consistently been proven to be superior to placebo and has
shown convincing efficacy, an active-therapy controlled trial may be
considered. The aim of clinical trials using an active-therapy control
may be to demonstrate superiority or noninferiority of the
experimental drug. An appropriate statistical approach for the study
aim chosen should be predetermined.
Patient Selection
In principle, all patients with proven CLI (see Definition
of PAD Stages III and IV/CLI and CLI-Related Risk) in whom there is no
sudden improvement or deterioration [see section on Duration of
Treatment and Follow-Up under PAD: Fontaine Stages III and IV (Critical
Limb Ischemia)] are eligible for CLI trials. European Union
guidelines1 stipulate that only those patients who are
ineligible for vascular reconstruction should be included. Although
understandable for ethical reasons, this requirement will result in a
selection of patients with end-stage disease in whom it is highly
unlikely that clinical efficacy of any therapeutic measure would be
demonstrated. A compromise could be to accept patients eligible for
vascular reconstruction in clinical trials, as long as the trial design
warrants that surgical or endovascular procedures are not withheld or
unduly delayed; the special design of these types of studies must be
accounted for in the statistical analysis
plan.
End Points
Primary End Points
CLI patients may suffer from pain at rest, may have
ischemic lesions, may require amputation, and will have an
increased risk for cardiovascular morbidity and
mortality. Thus, the CLI patient should be evaluated in a comprehensive
fashion. The primary end point may focus on pain at rest, ulcer
healing, or amputation, but all other variables (including
cardiovascular and total mortality) should also be
considered, at least as secondary end points. The primary end point may
be single, composite, or based on response criteria.
Single End Points
Pain at Rest.
If pain intensity is chosen as a primary end point, it should be
assessed objectively, preferably by use of visual analog scales. Pain
at rest remains a soft end point influenced by variables such as
mood, motivation, and environmental and other factors. Pain assessment
should always be done by the same assessor at the same time of the day,
preferably at the time of trough plasma levels of the drug under
investigation. Because analgesia is difficult to quantify and the type
and dose of analgesics are likely to change during the course of the
trial, pain relief must be defined as "complete relief of pain with
no use of analgesics."
Ulcer Healing.
To ensure clinical relevance, ulcer healing must be defined as healing
of all ulcers of both legs (all ulcers epithelialized, as assessed by
an independent physician; photographic documentation, even if
standardized, is considered insufficient). Only patients with "flat
surface" or "transdermal" ulcers should be admitted.
Ischemic cracks between the toes or on the heel cannot be used
as measurable end points. The ulcer status at baseline may be
documented by measurement of the cumulative total ulcer area, eg, by
use of a dual-acetate technique.29 Partial ulcer healing
or healing of a reference ulcer only is of doubtful clinical relevance
and should not be used as a clinical end point.
Amputation.
The rate of major amputations (through or above the ankle) can be
considered a primary end point or part of a primary end point (see also
Composite End Points). The amputation rate is usually considered to be
one of the "hardest" end points in CLI trials. However, because the
criteria for performing amputation may vary, particularly in
multicenter and multinational studies, the interpretation of study
results may be limited. Existing guidelines1 recommend
that amputation criteria be predefined in the study protocol. Even if
one adheres to this recommendation, rules may sometimes be broken,
because the decision to amputate is highly individual and depends on
the patient's individual risk pattern, general condition, and other
factors. Thus, guidance included in a protocol will be of limited value
and may introduce a level of pseudoaccuracy not in line with a
real-life situation.
Because the underlying cause of CLI is generalized atherosclerosis, both legs (and not only the index leg) must be considered for the assessment of amputation rates.
Composite End Points
Mortality alone, whether cardiovascular or
total, is rarely used as a single primary end point in CLI studies. In
addition to the prevention of death, the status of the leg is of
primary concern. Thus, a composite end point, eg, amputation and death
or amputation, systemic morbidity (such as ischemic stroke and
myocardial infarction), and death, should be preferred over mortality
alone.
Response-Based End Points
The trial end point may be based on response criteria, and a
responder definition may be applied to both the treatment and the
placebo/comparator groups, with optimal response defined as the patient
being alive, having both legs, having no wound or pain, and not taking
analgesics. This end-point concept would allow consideration of both
the time to response and the duration of response before the inevitable
late failure process will occur. It is suggested that the number of
"good days" be counted as a measure of response, ie, the
time period for which the response criterion applies in a given
follow-up period. Such an approach may be a conceptual step
forward.
Secondary End Points
Secondary end points should focus on clinically relevant data that
support the study objective. Whatever the primary end point,
information on cardiovascular morbidity and mortality,
as well as on all-cause mortality, must be collected over a
sufficiently long period of time (in view of the generally pessimistic
prognosis of CLI patients, this will rarely exceed 12 months). If the
primary end point is a composite end point, the components of this
composite end point should be evaluated individually as secondary end
points.
QOL as an End Point
As with intermittent claudication, the assessment of QOL would
provide a good tool to quantify the patient's well-being if
sufficiently validated scales were available. However, the problems
described with QOL in intermittent claudication also apply to CLI. At
present, QOL may only be considered as a secondary end
point.
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| Acknowledgments |
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| Appendix 1 |
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| References |
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