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(Circulation. 2000;102:e73.)
© 2000 American Heart Association, Inc.
Current Perspective |
From the Angiogenesis Research Center (M.S., R.J.L., F.W.S.), Interventional Cardiology (D.J.C., R.J.L.) and Division of Cardiothoracic Surgery (F.W.S.), BIDMC, Harvard Medical School, Boston, Mass; Division of Cardiology, Northwestern University School of Medicine (R.O.B.), Chicago, Ill; Atlanta Cardiology (N.A.C.), Atlanta, Ga; Division of Cardiology, Yale University School of Medicine (F.J.G.), New Haven, Conn; VA Medical Center and University of California-San Diego (H.K.H.), San Diego, Calif; The Angiogenesis Foundation (W.L.), Cambridge, Mass; Chiron Corporation (M.P.), Sunnyvale, Calif; Department of Thoracic and Cardiovascular Surgery, Fulda Hospital (T.J.S.), Fulda, Germany; Division of Cardiology, New England Medical Center and Tufts University School of Medicine (J.E.U.), Boston, Mass; and Division of Cardiothoracic Surgery, Evanston Hospital, Northwestern University (T.K.R.), Chicago, Ill.
Correspondence to Michael Simons, MD, Angiogenesis Research Center, SL-423, BIDMC, 330 Brookline Ave, Boston, MA 02215. E-mail msimons{at}caregroup.harvard.edu
| Abstract |
|---|
Key Words: angiogenesis coronary disease growth substances revascularization clinical trials
| I. Biology of Therapeutic Angiogenesis |
|---|
|
The occurrence of both angiogenesis and arteriogenesis has been demonstrated conclusively in a variety of animal models,7 8 as well as in patients with coronary disease.9 10 The occurrence of vasculogenesis in mature organisms remains an unsettled issue. As of this writing, it is thought to be unlikely that this process contributes substantially to the new vessel development that occurs spontaneously in response to ischemia or inflammation or as a response to growth factor stimulation.
Tissue ischemia per se may not be the key stimulus in initiation of the angiogenic response. Few patients demonstrate ongoing chronic myocardial ischemia, and most likely the majority of patients with diffuse multivessel disease do not develop tissue-level ischemia in the absence of provocation. Inflammation and shear stress may be much more important stimuli,11 12 and little angiogenesis takes place in the absence of inflammation. Suppression of inflammatory responses, due to genetic abnormalities, pathophysiological processes, or pharmacotherapy, may adversely affect the ability to induce new vessel growth.13
Another critical issue is whether nonischemic myocardium will respond to growth factor stimulation. A considerable body of literature points to nonischemic tissues being largely unresponsive to angiogenic stimuli. This may result not so much from the lack of endogenous growth factors but from alterations in extracellular matrix, the presence of endogenous inhibitors such as angiopoietin II, and the absence of expression of growth factor receptors and other signaling molecules involved in angiogenic signaling.
Problems
Consensus
| II. Patient Selection |
|---|
If successful in these groups, therapeutic angiogenesis may be preferred in patients with coronary anatomy that is less than ideal for angioplasty or stenting and may potentially replace bypass surgery in a significant number of such patients. In addition to these anatomic considerations, a number of presently unknown genetic factors may play a role in the ability to respond to angiogenic stimulation.
Recently, it has also been recognized that a number of common medications may potentially interfere with the angiogenic process,15 including drugs that are commonly used in cardiac patients, such as spironolactone,16 captopril,17 isosorbide dinitrate,18 lovastatin,19 bumetanide, and furosemide.20 Even aspirin, a universally used cardiac drug with proven benefit, may have angiogenesis-inhibitory effects.13 Some significant noncardiac drugs with antiangiogenic activity include cyclooxygenase-2 inhibitors13 21 and the antibiotics clarithromycin22 and minocycline.23 Other confounding factors may include age,24 hypercholesterolemia,25 smoking, diabetes, and the presence of endogenous (circulating or local) angiogenesis inhibitors.26
Of equal importance in the design of clinical trials are the proper exclusion criteria. Presently, all patients with prior history of cancer (except for curable skin cancers) or proliferative retinopathies are excluded because of theoretical concerns of inadvertent stimulation of pathological angiogenesis with therapeutic growth factors. Because of concern about renal toxicity, trials with fibroblast growth factor II (FGF-2) have excluded patients with abnormal baseline renal function or significant proteinuria. Additional concerns relate to the state of the coronary plaque at the time of growth factor therapy, because growth factors may potentially stimulate angiogenesis in the plaque that may in turn precipitate plaque rupture, leading to an acute coronary syndrome. Indeed, anecdotal experience with FGF-2 suggests that this scenario may take place. Vascular endothelial growth factor (VEGF) administered shortly after transluminal angioplasty in one animal study resulted in increased neointimal formation. Similar concerns have been expressed with regard to FGFs, although several studies have suggested that FGF-1 and FGF-2 may actually lower the extent of neointimal formation by promoting vessel reendothelialization. It should be underscored that all of these studies have been performed in normocholesterolemic animals. The effect of growth factors on the arterial wall in hypercholesterolemic animals has not been studied adequately.
Problems
Consensus
| III. Trial End Points |
|---|
Exercise Tolerance Testing
Exercise tolerance testing has been used as the primary end point
in a number of phase 1 and phase 2 trials. One important limitation of
this end point is the high variability in exercise performance
on a day-to-day basis among patients with coronary artery
disease. Exercise treadmill time may also be influenced by many factors
beyond angina, such as claudication from concomitant
peripheral vascular disease, pulmonary disease,
deconditioning, and motivation. Moreover, although exercise time has
often been used in studies of antianginal therapies in stable angina
trials, those studies generally included patients with mild stable
angina and normal left ventricular function. In contrast,
the populations participating in current therapeutic angiogenesis
trials are predominantly patients with long-standing chronic
coronary artery disease, most of whom have had prior bypass
surgery and/or moderate degrees of left ventricular
dysfunction, which may also importantly affect exercise time.
The limitations of maximal treadmill time as a trial end point are underscored by clinical studies of therapeutics for heart failure. Agents with consistently proven favorable effects on long-term outcomes, such as ACE inhibitors and ß-adrenergic blockers, have not shown consistent positive effects on maximal treadmill time, whereas other therapies with an adverse effect on survival (such as milrinone) may improve exercise time.27 Thus, although exercise duration is often used as the primary efficacy end point in angiogenesis trials, it is unclear whether this will prove to be a robust measure that reflects clinical improvement resulting from therapeutic angiogenesis.
Finally, another substantial practical limitation of exercise testing is the fairly subjective indications for termination of exercise (no matter how rigorously specified). Therefore, blinding of investigators and patients is mandatory, as is the exclusion of patients who demonstrate high variability (>30%) in exercise duration on 2 consecutive tests.
Prolonged Survival
Prolonged survival is one of the unequivocal goals of treatment
for patients with chronic ischemic heart disease. Although
there is general agreement that reduction of long-term mortality would
be a desirable goal of coronary angiogenesis, the use of
survival as a primary study end point that requires a prolonged study
period is relatively impractical in the early stages of clinical
research, in which the main goals are generally to identify the
appropriate dose of therapy and the optimal delivery mode. Nonetheless,
patients with extensive coronary artery disease who are not
candidates for conventional revascularization
techniques have substantial excess mortality. Consequently, reduced
long-term mortality may be a reasonable goal for large-scale phase 3 or
phase 4 clinical trials once the mechanism and appropriate dosing of a
therapeutic agent have been established.
Improvement in Health-Related Quality of Life
Improvement in health-related quality of life (HRQOL) is an
important therapeutic objective for patients with chronic
ischemic heart disease, and it may be well suited for use as an
end point in clinical research. There is little question that
improvement in health status or quality of life is an important
therapeutic objective of coronary angiogenesis for both
patients and clinicians. In fact, most patients who seek alternative
treatments for chronic ischemic heart disease identify improved
quality of life as their most immediate goal. An important advantage of
quality of life/health status as an end point for clinical trials in
coronary angiogenesis is that improvements in health status
tend to be realized in the relatively short time frames that are
required for phase 2 and 3 studies. Although the research community
(and the Food and Drug Administration) have traditionally relied on
exercise tolerance and related measures of inducible myocardial
ischemia (eg, perfusion imaging) as end points for
coronary angiogenesis trials, such measures are poor surrogates
for improved quality of life from the patients
perspective.28 Despite the clear advantages to HRQOL as an
end point for coronary angiogenesis research, there are
important challenges to its widespread use and acceptance.
Foremost among these is the absence of a single definition of quality
of life that is meaningful and applicable to all patients and disease
states. To overcome this limitation, a multidimensional approach using
a combination of disease-specific and generic quality-of-life measures
has been proposed.29 30
Disease-specific measures such as the Canadian Cardiovascular Society (CCS) anginal classification or the Seattle Angina Questionnaire (SAQ) focus on those domains of health that are most relevant to the disease under investigation. For patients with chronic ischemic heart disease, these domains would include functional limitations and symptoms such as angina and dyspnea. The principal advantages of disease-specific quality-of-life measures is that these outcomes tend to be most relevant to both patients and clinicians and may thus be easier to interpret. In addition, disease-specific measures tend to be more responsive to modest changes in health than generic measures31 and thus can be an efficient study end point.
Generic health status measures such as the Medical Outcomes Study SF-36 or SF-12 or the Sickness Impact Profile are designed to summarize a spectrum of concepts of health and quality-of-life issues so as to be broadly applicable across a wide variety of disease states and patient populations. Such measures have the advantage of capturing a more comprehensive assessment of the health effects of a particular disease or intervention than would be detected by either disease-specific measures or traditional "hard" clinical end points. For example, studies have demonstrated that bypass surgery has an effect on a broad range of health status dimensions, including physical activity, role function (ability to perform ones usual activities), psychological functioning, anxiety, vitality, and sense of well-being.32 33 34 Although there are correlations between traditional physiological parameters such as exercise test duration and global health status indicators, these correlations are modest at best.34 Thus, it is critical to measure health status directly when one is assessing a treatment whose major impact is on quality of life. Moreover, the growing experience with generic health status measures provides the framework and database necessary for quantifying the impact of a new therapy on health relative to other accepted medical interventions.
Preference-based assessment is another measure that is gaining increasing importance in the evaluation of new medical technologies. These measures attempt to assign each patients health state a single value ("utility") that reflects the individuals preference for his or her current state of health relative to perfect health and are designed to explicitly account for the types of risk-benefit tradeoffs inherent in all medical decision making. Such measures are particularly important for evaluation of the cost-effectiveness of new medical technologies, which is becoming an increasingly important determinant of patterns of use and insurance coverage. Although assessment of health state utilities has traditionally required complex, labor-intensive interviews, recently several multi-item questionnaires, including the Health Utilities Index35 and the EuroQOL,36 have been developed and validated for these purposes.
Despite its obvious importance as a meaningful clinical end point for coronary angiogenesis, HRQOL may be viewed with skepticism as a valid scientific end point for biomedical research. The principal reason for such skepticism relates to the perception of quality of life as a "soft" outcome. Although this criticism can certainly be raised for early scales such as the New York Heart Association or CCS classification schemes,37 contemporary instruments such as the SAQ31 38 and the SF-36 Health Status Questionnaire39 are highly reliable and reproducible, do not require human input for scoring, and have been validated against external standards by standard psychometric techniques. For example, the physical limitations domain of the SAQ has been shown to correlate closely with treadmill exercise duration, whereas the anginal frequency domain has been validated against nitroglycerin pill counts.38 Moreover, preliminary research suggests that several domains of the SAQ are independent predictors of long-term survival in patients with chronic ischemic heart disease (J.A. Spertus, MD, oral personal communication, 2000). The only substantial impediment to the use of quality of life as an objective outcome in clinical research is the placebo effect. However, use of a double-blind, placebo-controlled design in angiogenic trials should control for this effect. Thus, to the extent that the constructs they measure are adequate reflections of specific health status domains, and so long as a valid placebo is used in the trial design, the available quality-of-life instruments fulfill all of the traditional criteria of an "objective" outcome measure.
The major remaining limitation of health status/quality of life as an outcome measure for clinical research relates to challenges in interpretation of between-group differences in these measures. Although clinicians have a "feel" for the meaning of a 2-class improvement in CCS anginal grade or a 1-minute improvement in treadmill exercise time, the precise meaning of a 10-point improvement on the SAQ anginal frequency scale or a 4-point difference in the SF-36 physical function scale is more problematic. These limitations primarily reflect a lack of familiarity with the newer health status instruments, however, rather than an intrinsic failing of the instruments per se. As such, their interpretation may be facilitated by comparison of the benefits of a new intervention such as coronary angiogenesis with the benefits of an established treatment such as PTCA using the same instruments (eg, reference-based interpretation). Alternatively, interpretation of continuous health status measures may be enhanced by categorizing changes in the specific domains on the basis of established performance criteria. For example, previous studies have demonstrated that individual improvements of 8 to 10 points on any of the SAQ subscales or >4 points on the SF-36 physical component scale are "clinically meaningful" to patients. Preliminary research suggests that each 1-class improvement in CCS anginal scale is approximately equivalent to a 12-point improvement on the SAQ anginal frequency scale (D.J. Cohen, MD, MSc, et al, unpublished data, 2000). By providing a categorical description of each patient as "improved," "unchanged," or "worse," such threshold-based analyses can enhance the clinical interpretability of inherently continuous outcome measures.
An additional caveat in the application of HRQOL to therapeutic angiogenesis trials is that most of the quality-of-life scales have been designed and implemented in revascularization or medical therapy trials in patients who are normally distributed along the severity of ischemic heart disease scale. Patients enrolled in angiogenesis and laser myocardial revascularization trials may start much lower on that scale, because most have angina refractory to medical therapy and not amenable to standard revascularization. The improvement they may experience may not be detectable by current HRQOL questionnaires but may be clinically important to them for their daily living. Therefore, the range of many of the available quality-of-life assessment tools may have to be shifted and designed specifically for this target population.
Problems
Consensus
| IV. Noninvasive Myocardial Perfusion Imaging |
|---|
SPECT Myocardial Perfusion Imaging
Myocardial perfusion imaging with 201Tl or
99mTc sestamibi is firmly established for the
diagnosis of ischemic heart disease and for detection of
improved blood flow after revascularization of
epicardial coronary arteries. Hence, improved myocardial
perfusion at rest or with exercise or pharmacological stress is an
anticipated finding in patients who have undergone coronary
bypass surgery or percutaneous coronary
intervention. However, the usefulness of perfusion imaging in the
detection of improved perfusion related to enhanced collateral supply
remains to be established. There are a number of conceptual concerns
regarding the use of single photon emission computed tomography (SPECT)
to assess improved blood flow resulting from angiogenic therapy. First,
patients who are candidates for angiogenesis trials thus far have been
patients with advanced multivessel disease, often with impaired left
ventricular function, and many such patients are unable to
attain a maximal heart rate with exercise, thereby limiting a full
appreciation of the extent of ischemic myocardium
on baseline studies. In addition, for purposes of interpretation of
serial SPECT studies, it is virtually impossible to match levels of
myocardial demand on repeat exercise tests, because heart rate and
blood pressure responses are difficult to duplicate. Thus, in the
design of prospective angiogenesis trials, it may be preferable to use
pharmacological vasodilator stress with dipyridamole or
adenosine, which will optimize identification of the extent of
ischemic myocardium and provide a more reproducible
means to study myocardial flow reserve in serial studies. It is also
conceivable that therapies that are effective in increasing collateral
blood flow delivery may be difficult to fully detect by either
pharmacological or exercise stress testing, because
collateral-dependent myocardium has limited flow
reserve40 41 42 and the potential to create a myocardial
steal.43 This suggests that increased collateral supply
may be reflected more accurately and more reproducibly by changes in
resting perfusion than by changes in perfusion during exercise,
vasodilator stress, or administration of dobutamine.
There are other conceptual issues regarding the use of SPECT in angiogenesis trials beyond the form of stress testing. The sensitivity and spatial resolution of SPECT for detecting subtle improvement in perfusion are a cause for concern. SPECT is highly sensitive for detecting and localizing large areas of ischemia or infarction in the distribution of the large coronary arteries, and changes in both the magnitude of ischemic myocardium and the severity of ischemia after revascularization have been well studied in large populations. However, this may not be applicable in patients in whom small increases in blood flow through collaterals, primarily to the subendocardial layer, have been stimulated by angiogenic mechanisms. The spatial resolution of SPECT cannot differentiate transmural gradations in blood flow and flow reserve and thus cannot differentiate major changes in flow in the subendocardium layer alone from relatively minor changes in flow that are uniform throughout the entire thickness of the myocardial wall.
The above concerns are especially pertinent with regard to the use of automated computer programs that have been developed to identify and quantify extent and severity of ischemic myocardium. Although these algorithms appear to accurately detect which patients have coronary artery disease, and they certainly provide complete objectivity, their ability to detect very subtle serial changes in perfusion may be suboptimal. The trained human eye may be more adept at integrating small serial changes in severity and extent of ischemia. It is noteworthy that 2 trials of transmyocardial laser revascularization that used thallium SPECT imaging to assess improvement in perfusion reported disparate results. The trial that used an automatic computer analysis of the thallium data reported no effect of therapy on the number of ischemic defects,44 whereas the trial designed around the blinded interpretations of a skilled nuclear cardiologist reported a significant improvement in ischemic defects in patients treated with laser revascularization compared with those treated with medical therapy.45 Despite these conceptual concerns, the available early evidence from phase 1 trials indicates that SPECT imaging may be able to detect improvement in myocardial blood flow in patients undergoing angiogenic gene or protein therapy.46 47 48 49
Positron Emission Tomography
Although a few patients have undergone imaging with positron
emission tomography (PET) before and after angiogenic therapy, there
are currently no clinical trial data with this imaging technique. PET
has several advantages over SPECT that would be beneficial in clinical
trials of new therapies to stimulate collateral growth. Unlike SPECT,
attenuation correction is a routine process with PET imaging that
significantly improves image quality, and PET also has the potential to
detect more subtle changes in blood flow and flow reserve than might be
anticipated with SPECT. Such subtle but important changes in flow
reserve have been demonstrated in 2 PET studies demonstrating improved
coronary flow reserve with lipid-lowering
therapy,50 51 presumably related to improved
endothelial function. PET, like SPECT, suffers from
limited spatial resolution, with the inability to differentiate
subendocardial versus transmural flow changes (and hence the potential
for minor flow changes limited to the endocardial layers to go
undetected), but PET is the only method with which to measure absolute
blood flow. The limited availability and expense of PET prevent its
uniform application in large-scale clinical trials, but it is
anticipated that PET will be used in substudies of angiogenesis trials
in the near future.
Magnetic Resonance Imaging
MRI has enormous potential to assess myocardial structure,
function, and blood flow. Myocardial blood flow assessment with
gadolinium-based contrast agents is slowly emerging as a clinical
reality, although this field is clearly less established than the
nuclear cardiologybased perfusion methods. As the MRI
evaluation of myocardial perfusion evolves, clinical trial end points
based on MRI assessment of blood flow, flow reserve, and collateral
blood flow will gain greater acceptance. There are currently no
MRI-based perfusion agents that are retained by the
myocardium, and so MRI assessment of perfusion is based on
first-pass assessment of contrast appearance and washout rates. The
advantage of MRI is the exceptional spatial resolution, which allows
assessment of the transmural flow gradient and the ability to assess
changes in subendocardial perfusion and perfusion reserve. Animal
models of coronary stenosis have validated MRI
measurement of late contrast appearance as a measure of
collateral-dependent myocardium, which has been reduced
with VEGF administration.52 53 54 Phase 1 randomized,
placebo-controlled trial results with gadolinium-DTPA in patients
treated with local perivascular administration of recombinant FGF-2 at
the time of bypass surgery have demonstrated the potential importance
of MRI perfusion imaging by reporting significant improvement in
delayed contrast arrival in patients treated with recombinant
FGF-2.55 MRI substudies in phase 2 trials are in progress
and will be reported in the near future.
Problems
Consensus
| V. Coronary Angiography |
|---|
Problems
Consensus
| VI. Delivery |
|---|
An alternative approach to perivascular administration of basic fibroblast growth factor (bFGF) involves intrapericardial instillation of the growth factor. A major advantage of this approach is that it can be accomplished via a catheter, obviating the need for open-chest surgery.63 64 However, current clinical application of intrapericardial delivery is limited to a small number of patients now enrolled in coronary angiogenesis trials because of the high prevalence (80% to 90%) of prior CABG surgery in this group of patients.
The feasibility of short-duration intracoronary or intravenous infusions and endomyocardial injections has also been tested in animal models. Intravenous infusions are appealing because of their practicality, low cost, and applicability to broad groups of patients. Furthermore, treatment can be repeated easily and may not require any special facilities. The downside includes systemic exposure to a growth factor and potential for side effects such as nitric oxidemediated hypotension.65 66 Intracoronary infusions are easily performed in any cardiac catheterization laboratory and are also applicable in most patients with coronary artery disease. However, the need for left heart catheterization limits this approach to a single session or, at most, infrequent repetitions. Although somewhat more "local" than intravenous infusions, intracoronary infusions are also likely to result in systemic exposure to the growth factor and may precipitate systemic hypotension.65 67 A variation on the same theme is transvascular intracoronary administration with a local delivery catheter.54 This approach, although potentially feasible, remains experimental at this time and is still associated with significant systemic recirculation.
Detailed evaluation of tracer-labeled growth factor uptake and retention in the myocardium and its systemic distribution after intracoronary and intravenous infusions has demonstrated that both forms of delivery were associated with relatively low uptake in the target (ischemic) area of the heart. Thus, 1 hour after injection, 0.9% of the injected bFGF was found in the ischemic myocardium after intracoronary and 0.26% after intravenous administration. Perhaps more importantly, only very small amounts of the growth factor remained in the myocardium 24 hours later (0.05% for intracoronary and 0.04% for intravenous administration).68
Intramyocardial delivery of growth factors is the least-evaluated form of therapy at this time. The appeal of this mode of delivery includes the possibility of targeting the desired areas of the heart, likely higher efficiency of delivery, and prolonged tissue retention. The drawbacks are its invasive nature, a requirement for highly specialized equipment, and the need for a high skill level of the operator. Furthermore, no conclusive data regarding the physiological efficacy of this mode of administration are available to date. On a positive note, tracer-labeled growth factor uptake and retention are much better with intramyocardial than with intracoronary or intravenous delivery.69
Problems
Consensus
| VII. Protein Versus Gene Therapy |
|---|
|
Sustained Expression
Compared with protein administration by intravascular route, gene
transfer can result in longer-term exposure to an angiogenic factor. It
is not known, however, whether this is clearly advantageous for a
biologic effect. Animal studies suggest that protein therapy can be
effective with single administration.54 72 One explanation
for a biologic effect after single-dose protein exposure is that a
cascade of molecular and cellular events constituting an "angiogenic
program" is set into motion in susceptible (eg, ischemic)
tissues after relatively short-term exposure to an angiogenic
protein.73 Another explanation holds that despite a short
serum half-life, the tissue half-life of these proteins may be
significantly longer. Along these lines, some angiogenic factors, such
as VEGF, have potent vascular permeability effects that may facilitate
their egress from the microvasculature and consequent tissue deposition
after local intravascular (eg, intracoronary) delivery. This
may extend their effective half-life and thus obviate the theoretical
gene-delivery advantage. Furthermore, by a variety of methods (eg,
heparin-alginate beads, slow-release preparations, direct
intramyocardial injection, and genetic modification), the effective
tissue half-life of angiogenic proteins can be
extended.55 63 Currently, however, gene therapy appears to
hold an advantage over protein administration for sustained exposure to
an angiogenic factor.
A key issue is that prolonged exposure to angiogenic stimulation may have considerable safety implications given the critical role of angiogenesis in malignancies and other pathologies. Therefore, the theoretical advantage of gene therapy approaches with respect to longer-term angiogenic-factor exposure hinges on local expression and lack of systemic effects and may embody concomitant safety concerns. Gene-delivery approaches differ in the duration of transgene expression achieved. Plasmid DNA and early-generation adenoviral vectors mediate a rather short-duration expression, whereas other viral vectors (eg, retroviral, lentiviral, and adeno-associated viral [AAV] vectors) can result in very long duration of expression.
The limited duration of transgene expression (
1 to 2 weeks) achieved
in the heart with first-generation adenovirus vectors makes them in
some manner ideal for angiogenic gene delivery.71 74
However, this limited duration of expression is attributed at least in
part to an immune response against adenoviral proteins.75
Thus, there are concerns about inflammatory responses to these vectors,
although this remains controversial, and inflammatory responses may be
more likely in some tissues than in others.76 77 The issue
of immune and inflammatory responses to viral vectors may be overcome
by the use of alternative viral vectors (eg, AAV) or newer-generation
adenovirus vectors. However, these vectors may lead to longer-term
transgene expression with the concomitant safety concerns associated
with prolonged angiogenic stimulation, thus the "gene therapy
paradox" in which "safer" vectors result in potentially
deleterious prolongation of therapeutic gene expression. To address
this issue, vector systems capable of regulated therapeutic gene
expression are currently under development.
Local Delivery
Although genes can be delivered locally (eg, direct injection into
the myocardium), angiogenic factors such as VEGF or FGF-4
are secreted proteins. Therefore, local gene-delivery and protein
production does not limit the secreted protein product to
the target tissue. There is likely to be prolonged "leakage" of the
angiogenic factor into the systemic circulation. Whether the levels of
circulating protein produced in this manner are a safety concern
remains unclear, but this phenomenon must be considered when the
validity of the local-delivery argument for gene therapy is being
assessed. Conversely, there is higher short-term systemic exposure when
an angiogenic protein is delivered intravascularly. It remains unknown
whether higher-level short-term systemic exposure with intravascular
protein delivery or lower-level prolonged exposure potentially related
to gene therapy is the more significant safety concern. Further
complicating this dichotomy is that systemic exposure after protein
delivery may be abrogated by intramyocardial protein injection or other
local protein-delivery methods. A final consideration in this category
is that viral vector administration, especially by intravascular
delivery, can lead to systemic exposure to the vector.78
Although gene expression can be directed transcriptionally to a
specific cell type (eg, the cardiac myocyte) by use of tissue-specific
promoters, this only addresses the issue of gene expression, not
delivery. Although only a theoretical consideration at this point,
nontarget-tissue exposure to viral vectors may carry safety
concerns.
Single Administration Versus Recurrent Treatment
Whereas gene therapy approaches are generally thought to be
single-administration approaches, there are caveats to this
"advantage" as well. First, as discussed, it is currently unclear
whether repeated administration of protein will be necessary,
especially in light of the various approaches for increasing the tissue
half-life of angiogenic proteins. Second, it remains unclear whether
"successful" angiogenic therapy by any approach will be stable or
will require maintenance or repeated treatments. In the VEGF
and FGF-2 protein-delivery clinical trials, there has been no evidence
of antigrowth-factor antibody production, and hence it
appears that these proteins can be readministered effectively
(Reference 65 and M. Pike, MD, oral personal
communication, 2000). Whether or not gene delivery, specifically
by viral vector administration, can be repeated effectively in the same
patient remains unclear. There is significant concern about the effects
of neutralizing antibody on viral vector readministration, and there
are animal data suggesting that readministration of adenovirus vectors
can lead to significant inflammation at the site of initial
exposure.79 However, this has not been demonstrated in
heart after intracoronary or intramyocardial delivery and may
not be an issue with plasmid DNA delivery approaches.
Dosage and Pharmacokinetics
The use of proteins allows administration of precise amounts of
growth factors with a well-defined half-life, pharmacokinetics, and
safety record. Gene therapy in its present form is associated
with much more variability in the levels of the proteins produced and
duration of expression.
Safety Concerns
Currently, limited clinical data from protein- and gene-delivery
trials suggest that both approaches are
safe.46 47 55 65 80 However, a great deal more clinical
experience will be necessary to address the theoretical safety issues
more substantively. Safety concerns about therapeutic angiogenesis
center on 2 issues: potentiation of pathological angiogenesis (eg,
malignancies) and "bystander" effects of the delivered factor (eg,
effects on the kidney or on the atheroma). Gene therapy
approaches to therapeutic angiogenesis have additional concerns
regarding the introduction of foreign genetic material and exposure to
viral vectors. Adenovirus vectors have been associated with
inflammatory responses, and recent data suggest that these vectors can
persist under certain circumstances.81 One
study82 also suggests that earlier-generation adenovirus
vectors that retain portions of the E4 adenoviral gene can cause
dysregulation of a number of host cell genes. The significance of this
finding remains unknown, and these vectors remain in current clinical
use. Recently, a patient died after administration of a high dose of
recombinant adenovirus vector to the liver.83 Adenovirus
has been used safely in other clinical trials, however, and whether
this event was related specifically to the vector or was due to another
cause is not currently clear. Nonetheless, this experience
reestablishes that safety issues are an ongoing consideration. The
field of gene therapy is continuously evolving, and newer gene-delivery
systems (eg, regulatable nonimmunogenic vectors) will likely be
progressively safer. Given that both protein- and gene-delivery
approaches have been relatively well tolerated thus far in clinical
trials, current safety concerns remain theoretical, and an advantage
cannot be definitively attributed to either approach.
Finally, the current paradigm holds that endogenous control of angiogenesis involves an equilibrium between angiogenic stimulation and inhibition. Thus, high local concentrations of an angiogenic factor will tip the equilibrium in favor of neovascularization. This model has been the basis for current clinical attempts to stimulate therapeutic angiogenesis and has been featured in arguments favoring prolonged local exposure to high levels of an angiogenic factor. However, this model is probably substantially oversimplified, and scientific discovery in the area of angiogenesis is proceeding at a rapid pace. As knowledge in this area expands, the issue of gene delivery versus protein delivery may become less important.
Problems: Gene Therapy
Consensus: Gene Therapy
).
Problems: Protein Therapy
Consensus: Protein Therapy
| VIII. Issues Specific to Surgical Trials |
|---|
The surgical studies reported thus far are limited by several features that might be anticipated in such small phase 1 studies. First, all involve only small numbers of patients. Second, neither of the gene therapybased trials46 47 included a negative control group, and thus a placebo effect and other observer biases cannot be excluded. Finally, 3 of the trials47 55 80 are partially confounded by the performance of concomitant CABG surgery as part of the protocol design in at least some of the study patients. Whether safety and efficacy outcomes were related to the angiogenic therapy or to the effects of CABG surgery, in one of the studies55 significant enhancement in perfusion was noted in the nonbypassed myocardium compared with negative controls. In addition, positive outcomes have been reported in terms of angina class and antianginal medications, exercise treadmill duration, angiographic scores, and myocardial perfusion assessed by MRI or SPECT scans. Furthermore, long-term data in some of these studies now extend to the 6- to 12-month interval, beyond which placebo effects are unlikely to be relevant.
These positive preliminary results notwithstanding, the surgical trials raise a number of difficult issues. In particular, growth factor proteins or genes encoding these substances can be administered to patients in conjunction with coronary artery bypass surgery or as sole therapy. The limited experience with sole-therapy trials to date46 47 suggests that such an approach is feasible. However, its safety has not been established, and there may be considerable reluctance on the part of referring physicians to enroll patients in such studies or on the part of cardiac surgeons to perform such procedures. It is also extremely unlikely that a randomized trial that would require a control group to receive implantation or administration of a placebo would ever be performed. On the positive side, sole-therapy trials offer the cleanest means for demonstrating therapeutic efficacy. However, given considerations already discussed, this approach may best suited to phase 1 trials.
On the other hand, "CABG Plus"47 55 80 studies,
although much easier to perform, have a variety of challenges of their
own. First, the definition of incomplete
revascularization is uncertain. One might define
incomplete revascularization as either a failure to
graft all diseased arteries >1 mm in diameter or as a failure to
graft 1 vessel in each of the 3 major territories. Alternatively, an
incomplete revascularization might be defined as an
inability to graft an artery perfusing
25% of the total myocardial
surface area. This needs to be standardized, but either, or preferably
both, of the latter 2 conditions should be met. A second important
preoperative issue is the need to demonstrate viability in the area of
incomplete revascularization. Additional technical
considerations, including the surgical approach (sternotomy versus
lateral thoracotomy), distribution of delivery sites, and the means and
timing of administration (before or after anastomoses are completed, on
or off bypass, and type of cardioplegia) need to be standardized.
Intramyocardial delivery may require echocardiographic
guidance to document myocardial injection, especially if done on the
beating heart.
Evaluation of efficacy data are an additional challenge in "CABG Plus" trials. Part of the uncertainty arises from the lack of detailed knowledge of clinical history and outcomes among patients with incomplete revascularization84 and another part from the imprecision of noninvasive imaging tools. Nuclear perfusion imaging, dobutamine stress echocardiography, digital subtraction angiography, and MR imaging have been used to assess the changes in perfusion in these studies.47 55 80 All have their limitations as well as advantages. In particular, spatial resolution of SPECT images may prevent accurate evaluation of smaller (<15% of the left ventricle) territories.
The timing of baseline testing is also important. Because an unrevascularized territory may suffer ischemic injury in the early postbypass period, preoperative testing may appear imprecise in predicting improvement in perfusion or recovery of function after surgery. Finally, overall clinical outcome after surgery, including quality-of-life assessment, is critical to determine benefit, rather than simply the demonstration of improved perfusion or function to a specific myocardial territory.
To date, safety data appear similar across all studies, with no evidence of local or systemic toxicity as assessed by multiple biochemical markers and other assays. Importantly, the overall mortality rate associated with the surgical (epicardial) delivery technique has not been significantly different from that resulting from catheter or intravascular strategies. An important issue in all trials, and especially surgical trials, is the reporting of deaths and complications. Whether a complication is related to therapy should not be determined solely by the principal investigator and should involve physicians not associated with the study.
Problems
Consensus
| IX. Emerging Side Effect Profile |
|---|
A theoretical concern associated with any angiogenic growth factor administration is the development of plaque angiogenesis that may precipitate plaque growth or destabilization due to broad-spectrum mitogenicity and chemotactic activity, especially toward macrophages. The latter possibility may be particularly relevant given the ability of FGFs and VEGFs to induce angiogenesis in vasa vasorum86 and the association between plaque angiogenesis and its growth87 88 89 and stability.90 91
Other areas of concern include proliferative retinopathy and occult malignancies. Proliferative retinopathy has been associated with the expression and presence of angiogenic growth factors (predominantly VEGF) in the orbital fluid.92 93 The role of angiogenesis in tumor growth and metastasis is well documented,94 and facilitation of this process may theoretically lead to accelerated primary tumor growth or stimulation of dormant metastases. However, to date, clinical experience with various growth factors has not substantiated these fears.46 47 55 65 80 95
Problems
Consensus
| Acknowledgments |
|---|
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