Circulation. 2000;102:III-142-III-147
(Circulation. 2000;102:III-142.)
© 2000 American Heart Association, Inc.
Surgery for Congenital Heart Disease |
Severe Airflow Limitation After the Unifocalization Procedure
Clinical and Morphological Correlates
Ingram Schulze-Neick, MD;
S. Yen Ho, PhD;
Andrew Bush, MD;
Mark Rosenthal, MD;
Rodney C. Franklin, MD;
Andrew N. Redington, MD;
Daniel J. Penny, MD
From the Great Ormond Street Hospital for Children NHS Trust and the
Royal Brompton and Harefield NHS Trust (S.Y.H., A.B., M.R., R.C.F.), London,
England.
Correspondence to Dr D.J. Penny, Cardiothoracic Unit, Great Ormond Street Hospital for Children NHS Trust, London, UK WC1. E-mail dan.penny{at}gosh-tr.nthames.nhs.uk
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Abstract
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BackgroundWhile unifocalization
techniques have improved
the treatment options in patients with
pulmonary atresia, ventricular
septal defect
(PA-VSD), and major aortopulmonary collaterals
(MAPCAs), severe
airflow limitation contributes to significant
early postoperative
morbidity and mortality. Although this has
been attributed to
bronchospasm, characteristically it is refractory
to bronchodilators,
suggesting that other mechanisms may play
a role.
Methods and ResultsThe clinical course and preoperative
angiograms of patients who underwent unifocalization were reviewed.
Patients who developed airflow limitation early after surgery underwent
fiberoptic bronchoscopy. In addition, the anatomy of the MAPCAs
was examined in 14 heart-lung blocks from patients with PA-VSD.
Twenty-two procedures were performed in 16 children. Three developed
marked airflow limitation early after surgery, necessitating prolonged
high-pressure ventilation. Bronchoscopy demonstrated tracheobronchial
epithelial necrosis in 2 and signs of tracheobronchial ischemia
in the third. Two were successfully extubated after 15 and 16 days, but
the third died after 57 days of ventilatory support. Review of the
preoperative angiograms demonstrated an extensive peribronchial
arterial supply arising from a MAPCA in 1 of the patients
who developed severe airway necrosis after unifocalization. This was
also obvious in a second patient, but the MAPCA was not included in the
unifocalization. In 7 autopsy specimens, MAPCAs contributed to a
peribronchial or peritracheal vascular network. Dissection of the
distribution of these branches in 2 specimens revealed extensive
intrapulmonary peribronchial anastomoses.
ConclusionsAirflow limitation early after unifocalization is
related to airway ischemia resulting from interruption of the
tracheobronchial blood supply during mobilization of MAPCAs.
Key Words: heart defects, congenital surgery ventilation complications
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Introduction
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In patients with pulmonary atresia and
ventricular septal defect,
the pulmonary blood
supply is often derived from multiple sources.
Major
aortopulmonary collateral arteries (MAPCAs), which most
often
arise from the aorta and its direct branches, are probably
derived from
the bronchial circulation
1 2 3 4 5 and potentially
make an
important contribution to pulmonary blood flow. The
development
of surgical techniques in which these multiple sources
of
pulmonary blood supply can be perfused from a single source
(unifocalization)
6 7 has considerably enhanced the
management of this difficult
patient group. However, although these
unifocalization procedures
can be performed with low
perioperative mortality, the early
postoperative period
may be complicated in some patients by
the development of severe
airflow limitation.
8 9 Although this
airflow limitation
has been attributed to bronchospasm, characteristically
it is
refractory to bronchodilator treatment with adrenergic
agonists and
halothane.
10 If it is severe, it may result in
death.
The pathophysiological basis for airflow limitation
early after unifocalization is unknown. The refractory nature of this
phenomenon makes it likely that processes other than classic
"bronchospasm" are responsible for its development. In this
article, we provide a clinical-morphological assessment of patients
with pulmonary atresia and ventricular septal
defect who underwent a unifocalization procedure, with particular
reference to the pathogenesis of airflow limitation.
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Methods
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Patients
We reviewed the clinical course of 16 patients with
pulmonary
atresia and ventricular septal defect who
underwent unifocalization
procedures between January 1996 and May 1999
at our hospital.
The demographic details of the patients are given in
Table 1

.
In 15 patients, the
unifocalization was performed through a
lateral thoracotomy; in 1, it
was performed as part of a total
correction through a median
sternotomy. Six patients underwent
successive procedures on both lung
sides, so that 22 unifocalization
procedures in all were studied. In 3
patients, the early postoperative
course was characterized by the
development of severe ventilatory
difficulties, which were refractory
to bronchodilator treatment.
Fiberoptic Bronchoscopy
In these 3 patients who developed airflow limitation, we performed
fiberoptic bronchoscopy to ascertain the mechanism for the airflow
limitation. As will be discussed, these examinations demonstrated
appearances consistent with severe airway ischemia.
Review of Angiograms
To delineate the vascular supply of the proximal
tracheobronchial tree in our group, we reviewed the preoperative
angiograms of all 16 patients. The number, origin, course, and distal
blood supply of the MAPCAs were noted, with particular attention given
to any supply from them to the tracheobronchial tree.
Pathological Correlation
We dissected a series of stored heart-lung blocks of 14 patients
with pulmonary atresia and ventricular septal
defect. We examined only those hearts in which atresia of the
pulmonary trunk was found in association with concordant AV
connections and in which the great arteries were "normally
related," with the aorta posterior and to the right of the remnant of
the pulmonary trunk. We paid particular attention to the
pulmonary vascular supply and to the course of the MAPCAs on
the basis of the normal bronchopulmonary segments and their
relationship to the tracheobronchial tree. In 2 cases, it was possible
to perform a detailed dissection of small peribronchial anastomoses
that arose from distal branches of the MAPCAs.
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Results
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Patients
Sixteen patients, 11 male and 5 female, underwent 22 surgical
procedures
for pulmonary atresia, ventricular
septal defect, and MAPCAs,
which consisted of a staged unifocalization
procedure in 15
patients via a lateral thoracotomy and a complete
correction
through cardiopulmonary bypass in 1 patient (patient
9) via
a median sternotomy (Table 1

). There was associated
DiGeorge
syndrome in 3 patients, Alagille syndrome in 1, and the
VACTERL
association in 1. The median age at unifocalization was
2.8
years (range, 0.1 to 13.2 years). The number of collaterals
that
were unifocalized ranged from 1 to 3 (median, 2.5).
In 19 procedures, the MAPCAs were connected to each other and then to
an expanded polytetrafluoroethylene (PTFE)
shunt (range, 3.5 to 6 mm) that was anastomosed to the subclavian
artery7 (Figure 1
). In 2
cases, the mobilized azygous vein was used to augment the anastomosis
between collaterals,11 and in 1 case, the MAPCAs were
unifocalized to the already shunted central pulmonary artery.
In 1 patient, the unifocalization was performed as part of a complete
correction. Significant postoperative complications included chylous
pleural effusion (n=1), pneumonia (n=1),
hemothorax requiring surgical exploration (n=1), and phrenic nerve
palsy (n=3), and 3 patients experienced severe airflow limitation with
expiratory wheeze and signs of air trapping resembling bronchospasm,
necessitating ventilation with high inspiratory pressures (peak
inspiratory pressure >30 cm H2O), prolonged
expiratory time to prevent autopositive end-expiratory pressure (as
measured from online ventilatory flow-pressure studies), and
hypoxia requiring oxygen supplementation. All were unresponsive
to bronchodilator therapy, inhaled nitric oxide, and steroids. Compared
with the patients without airflow limitation in whom the median
duration of ventilatory support was 2.1 days, 2 patients with airflow
limitation required 15 and 16 days of ventilation, and 1 patient died
after 57 days of ventilatory support. Consent for postmortem
examination of this patient was refused. The other 2 survivors of
severe airflow limitation were in good health on follow-up without
symptoms of residual airflow obstruction.

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Figure 1. Surgical unifocalization of aortopulmonary
collaterals. Top, Preoperative anatomy. Two collaterals (C)
originate from descending aorta (Ao), with obstruction at hilar level.
Bottom, Situation after surgery. Collaterals have been disconnected
from their aortic site and anastomosed to each other and to main
pulmonary artery (MPA), and surgical PTFE shunt (S) provides
blood supply from subclavian artery into MPA. LUL/LLL indicates left
upper/lower lung lobe; Ling, lingula.
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Fiberoptic Bronchoscopy
In the 3 patients with airflow limitation, bronchoscopy
demonstrated extensive necrosis of the trachea and main bronchi with
sloughing of the mucosa, resulting in severe airway obstruction in 2
patients (Figure 2
). In the third patient
with less severe disease, there was severe mucosal pallor, suggesting
ischemia and minor mucosal sloughing.

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Figure 2. Two video frames from postoperative bronchoscopic
examination in patient with severe airflow limitation after
unifocalization. There is extensive necrotizing tracheobronchitis,
resulting in severe airway obstruction.
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Review of Preoperative Angiograms
In all, the courses of 48 MAPCAs were studied (Table 1
).
These originated from the descending aorta (81%) or the right or left
subclavian artery (19%). In 2 patients (patients 2 and 16), an MAPCA
was seen to supply an extensive peribronchial network (Figure 3
, top and bottom). One of these patients
developed severe airway necrosis in the postoperative period after this
MAPCA was unifocalized; in the second patient, the MAPCA was not
included in the unifocalization procedure.

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Figure 3. Selective angiograms of major
aortopulmonary collateral arteries in preoperative patients.
Top, Collateral originating from descending aorta gives rise to
extensive network around right bronchus. Bottom, Angiogram from patient
whose postoperative bronchoscopy is illustrated in Figure 2 .
MAPCA originating from left subclavian artery provides delicate
vascular network around trachea and both bronchi (arrows) and also
feeds pulmonary segment distal to origin of this network. TR
indicates trachea; RB, right bronchus; LB, left bronchus; and AoD,
descending aorta.
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Postmortem Specimens
In the 14 patients in whom autopsy specimens were studied (Table 2
), the age at death ranged from 0.1 to
39.8 years (median, 2.9 years). Five had died in the early
postoperative period. The clinical notes described airflow limitation
and desaturation in 2 patients, with early postoperative bronchoscopy
demonstrating marked edema of the right main bronchus and its branches,
causing airway obstruction and right upper lung collapse in 1 patient
(patient 5) who died of pericardial tamponade 5 weeks later, and signs
of submucosal hemorrhage of the left main bronchus and its
branches in the autopsy specimen of the other patient (patient 8).
Forty-four MAPCAs were identified, and their courses were
analyzed. Eight were found to contribute to a peribronchial or
peritracheal vascular network (Figure 4
, top), and careful dissection of distal branches of these collaterals in
2 specimens revealed the occurrence of extensive intrapulmonary
bronchomucosal anastomoses (Figure 4
, bottom).

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Figure 4. Postmortem anatomy of major
aortopulmonary collateral arteries. Top, MAPCA originating from
descending aorta supplies tracheal bifurcation. Bottom, MAPCA from
another specimen is dissected distally, demonstrating significant
vascular supply to right bronchus.
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Discussion
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Although unifocalization has expanded the treatment options
in
patients with pulmonary atresia, ventricular septal
defect,
and MAPCAs, severe airflow limitation in the early
postoperative
period can be a life-threatening complication. This study
investigated
the possible mechanisms. In patients who developed airflow
limitation,
we demonstrated severe tracheobronchial necrosis,
confirming
that epithelial ischemia with luminal obstruction
rather than
bronchospasm formed the basis for the airflow limitation. A
review
of angiograms and postmortem specimens showed that an intimate
relationship
exists between some of the MAPCAs and the tracheobronchial
tree.
Unifocalization procedures have been developed for the treatment of
patients with multiple sources of pulmonary blood supply. The
precise surgical technique, in particular, whether a central or lateral
approach should be undertaken, remains controversial. In most of our
patients, a lateral approach was used that generally involved ligation
and mobilization of collaterals. In most patients, this required
minimal extrahilar dissection of the collateral arteries, but in some,
it was necessary to dissect distally into the lung parenchyma.
Three patients developed severe airflow limitation, a similar
proportion to that seen in other series.8 9 Superficially,
the clinical appearance was similar to classic bronchospasm, and
increased airway reactivity with bronchospasm has been reported in
patients with pulmonary atresia and hypoplastic
pulmonary arteries.12 However, as previously
observed, it was refractory to treatment with bronchodilator therapies
in our patients.11 One patient had airflow limitation of
such severity that she died after prolonged intensive care. In other
reports, the morbidity and mortality for this disease process have been
considerable. In one series, it was described in 3 of 4 patients with
prolonged ventilatory requirements,8 and in another
series, it was the cause of 2 of 3 early postoperative
deaths.9
Fiberoptic bronchoscopy demonstrated that in our patients, the airflow
limitation was related not to bronchospasm but to severe airway
necrosis, suggesting that the nutritive supply to the airway epithelium
was compromised by the unifocalization procedure and that other
mechanisms for unresponsiveness to bronchodilators, such as lymphatic
flow interruption13 or denervation
hypersensitivity,14 were therefore unlikely. A review of
the preoperative angiograms and careful dissection of a series of
postmortem specimens demonstrated that in some patients with
pulmonary atresia, ventricular septal defect, and
MAPCAs, extensive vascular networks arise from the collateral arteries
that provide significant blood flow to the large airways.
In normal subjects, there are multiple small systemic arteries that
serve a nutritive role to the lungs. In addition, there are 3 to 4
recognizable bronchial arteries: 2 supplying the left lung and 1 to 2
supplying the right lung.4 It is widely considered that in
patients with pulmonary atresia and ventricular
septal defect, at least some major aortopulmonary collaterals
have an embryological origin from these bronchial
arteries.3 5 However, it has been suggested that in these
patients, the collaterals have lost their nutritive role to the lungs,
being functionally "pulmonary" rather than
"bronchial."5 15 16 This assumption is based on the
hypothesis that collateral arteries join the pulmonary
arterial circulation at the hila or within the lungs before
reaching the respiratory units and proximal to the origin of any
nutritive end arteries. However, more recent anatomic
descriptions1 6 17 and our own observations in this study
bring this view into question and demonstrate that collateral arteries
may give branches to the tracheobronchial tree before they anastomose
with the peripheral pulmonary circulation. Thus,
the major aortopulmonary collaterals not only may be
pulmonary in function but also may have an important bronchial
role and nutritive component to the tracheobronchial tree. The precise
anatomy of the MAPCA needs to be delineated with selective
high-resolution angiography, which may require pressurized injections
of contrast material into each of the target collaterals to overcome
wash-in/washout phenomena and the potentially higher resistance to
blood flow to the peribronchial network compared with the lung
parenchyma. If such a peribronchial network originating from a specific
collateral can be demonstrated, then the subsequent surgical technique
should take this information into account to avoid damage to the
tracheobronchial arterial supply and to obviate the
morbidity and mortality associated with tracheobronchial
ischemia.
In summary, our data suggest that careful preoperative and
intraoperative attention must be paid to the potential nutritive role
of each MAPCA in patients in whom unifocalization is considered. If
after the unifocalization procedure such patients develop signs of
airflow limitation that is unresponsive to standard bronchodilator
treatment, prompt bronchoscopy should be performed.
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Acknowledgments
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This work was made possible by a grant from the SPARKS charity
(No.
98/BRM/1).
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