(Circulation. 2001;103:2144.)
© 2001 American Heart Association, Inc.
Clinical Investigation and Reports |
From the Division of Cardiovascular Medicine (H.V., P.R., M.K., S.H.), the Department of Cardiothoracic Surgery (E.B.S.), and the Division of Endocrinology, Gerontology, and Metabolism (Y.-D.I.C., G.R.), Stanford University, Stanford, Calif.
Correspondence to Hannah A. Valantine, MD, Division of Cardiovascular Medicine, Stanford University School of Medicine, 300 Pasteur Dr, Stanford, CA 94305-5246.
| Abstract |
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Methods and
ResultsSixty-six patients without overt
diabetes, 2 to 4 years after surgery, underwent intracoronary
ultrasound (ICUS), measurement of plasma glucose and insulin after oral
glucose (75 g), and fasting lipid and lipoproteins. TxCAD incidence by
angiography or autopsy was prospectively determined during subsequent
follow-up (8 years). Coronary artery intimal thickness (IT) and
subsequent outcomes were compared in patients stratified as having
"high" versus "low" plasma glucose (>8.9 mmol/L) and
insulin (>760 pmol/L) 2 hours after glucose challenge; and
"abnormal" versus "normal" fasting lipid and lipoprotein
concentrations as defined by the National Cholesterol
Education Program. Patients with high glucose or insulin concentrations
had greater IT: 0.38±0.05 versus 0.22±0.02 mm,
P
0.05, and 0.39±0.05 versus
0.20±0.02 mm, P
0.01,
respectively. Freedom from TxCAD was 56±11% versus 81±6%
(P<0.01) in patients with high
versus low glucose and 57±10% versus 82±7%
(P<0.05) in patients with high
versus low insulin. Actuarial survival was 60±12% versus 92±5%
(P<0.005) in patients with
high versus low glucose and 72±9% versus 88±6%
(P<0.05) in patients with high
versus low insulin. Triglycerides and VLDL were higher and
HDL was lower in patients with IT >0.3 mm than with IT
0.3
mm. TxCAD incidence was higher in patients with high plasma TG and VLDL
and low HDL.
ConclusionsThese data suggest that insulin resistance plays a role in TxCAD.
Key Words: transplantation atherosclerosis insulin hyperinsulinemia hypertriglyceridemia
| Introduction |
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| Methods |
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Metabolic Measurements
Glucose and insulin responses to a 75-g oral glucose
challenge after a 12-hour overnight fast, plasma
triglyceride (TG), cholesterol, VLDL, LDL, and
HDL concentrations were measured by standard
methods.
Coronary Angiography and
Intracoronary Ultrasound
Serial annual angiograms in identical views from each
patient were compared side by side by 2 independent experienced
angiographers blinded to the clinical, metabolic, or
intracoronary ultrasound (ICUS) data. Presence of
"any" angiographic disease was selected as the angiographic
threshold for abnormality. The actuarial incidence of TxCAD was
determined from these annual angiograms and from autopsy data. ICUS
imaging of 4 randomly selected sites in the left anterior descending
coronary artery was performed as previously described, and IT
was determined by
planimetry.3 Measurements
from all sites were averaged for each study. IT of >0.3 mm was
considered significant on the basis of our previous work demonstrating
the prognostic importance of this
severity4 and autopsy
observations.5
Clinical Events
Clinical events recorded included actuarial
survival, TxCAD incidence assessed by annual angiograms and autopsy,
death due to TxCAD, and causes of death. To determine whether glucose
intolerance, hyperinsulinemia, and/or abnormal
plasma concentrations of lipids or lipoproteins predict the subsequent
development of TxCAD, the patients were followed up from the time of
the glucose tolerance test (GTT) performed between July 1990 and
February 1992 until August 1998 or until death, for a mean follow-up of
48.2±10.3 months. No patient was lost to
follow-up.
Statistical Analysis
Cross-Sectional Study
Differences between patients with and without TxCAD
with respect to the potential confounding covariates were determined.
2 tests were used for comparisons of
categorical variables and 2-tailed
t tests for continuous
variables. A probability value of
P
0.05 was considered to
indicate statistical significance.
Plasma glucose, insulin, lipid, and lipoprotein
concentrations, expressed as mean±SEM, were compared in the 3 study
groups: normal control subjects, patients with IT
0.3 mm, and
those with IT >0.3 mm by ANOVA. Coronary artery IT was
compared in patients stratified for severity of glucose and insulin
concentrations 2 hours after oral glucose challenge by ANOVA.
"High" or "low" plasma concentrations of glucose and insulin
after glucose load were prospectively defined as values greater or less
than the mean±1 SEM, respectively. By these criteria, the threshold
values for glucose and insulin concentrations were 8.9 mmol/L and
760 pmol/L, respectively.
Average plasma concentrations of lipids and lipoproteins
measured annually after heart transplantation were calculated for each
patient. ANOVA was used to compare intimal thickness (IT) in patients
with abnormal versus those with normal or desirable values for each
lipid and lipoprotein, as defined by National Cholesterol
Education Program (NCEP) guidelines: TG
200 mg/dL, LDL
cholesterol (LDL-C)
130 mg/dL, and HDL-C
35 mg/dL.
Because VLDL-C is not mentioned in the NCEP guidelines and is a value
derived from the triglyceride value (1/5), we used a value
of 40 mg/dL (1/5 of 200 mg/dL, the triglyceride cutoff).
Because plasma lipoprotein and lipid concentrations change after the
first year after heart
transplantation,6 annual
measurements, distinct from values averaged for the entire follow-up
period, were compared in patients with average IT >0.3 mm versus
0.3 mm.
The correlations of glucose, insulin, lipid, and lipoprotein
plasma concentrations with IT were determined by Pearsons
univariate analysis. Parameters found
to correlate with IT with a probability
0.01 were entered into the
Cox multiple regression analysis to determine their independent
correlation with IT.
Prospective Study
Clinical outcome variables included TxCAD by
angiography and/or autopsy, overall survival, and TxCAD survival
defined as freedom from TxCAD death and/or retransplantation for TxCAD.
Actuarial incidence of each outcome variable at 5 and 8 years (3
and 5 years after the GTT) was compared in patients stratified by the
plasma concentrations of glucose, insulin, lipid, and lipoproteins.
Differences in the actuarial incidence of each outcome variable
were compared in patients with high versus low plasma concentrations of
glucose and insulin (as defined above) and in patients with
"normal" versus "abnormal" (as defined above) average plasma
lipid and lipoprotein by use of Kaplan-Meier procedures to test for
equality of survival curves. A probability of
P<0.05 was considered
statistically significant. Coxs proportional hazards model was used
to determine which metabolic abnormalities were
independently correlated with TxCAD, overall survival, and TxCAD
survival.
| Results |
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0.3 mm. Mild
angiographic evidence of TxCAD (graded as
30% stenosis in 1
vessel) was present in 4 patients with IT >0.3 mm; the
remaining 20 patients had normal coronary angiograms despite
IT. None of the 42 patients with IT
0.3 mm had angiographic
evidence of TxCAD. During the subsequent 5-year follow-up period (8
years posttransplantation), the event-free probability of TxCAD by
angiography or autopsy was lower in patients whose initial IT was
>0.3 mm compared with
0.3 mm (46±13% versus 82±6%,
P<0.005).
Clinical Characteristics as Covariates for IT
and Metabolic Abnormalities
Patients with IT >0.3 mm had older donors, higher
body mass index, more treated rejection episodes, and lower daily
maintenance dose of cyclosporine. No significant
differences were found for any of the other covariates.
Compared with patients with low plasma glucose concentration, patients with high plasma glucose concentration 2 hours after glucose load were older at transplantation (51±2 versus 41±2 years, P<0.03) and had more treated rejection episodes (4.6±0.6 versus 3.3±0.3, P<0.03) and higher cumulative pulse-corticosteroid dose (6.3±0.8 versus 4.4±0.6 g prednisone equivalent, P<0.05). Patients stratified according to high versus low plasma concentrations of insulin, TG, VLDL-C, LDL-C, and HDL-C did not differ significantly in any of the baseline and posttransplantation covariates analyzed (data not shown).
Glucose and Insulin Measurements
Plasma glucose and insulin responses before and after a
75-g oral glucose challenge are compared in patients with IT >0.3
mm versus
0.3 mm
(Figure 1A
and 1B
). Data from 40 healthy volunteers matched
for body mass index are presented for comparison. Plasma
glucose and insulin concentrations fasting and 1 and 2 hours after
glucose challenge were higher in patients than in control subjects.
Patients with IT >0.3 mm had higher plasma glucose concentrations
after oral glucose challenge than patients with IT
0.3 mm
(P
0.05) and control subjects
(P<0.01). Patients with IT
>0.3 mm had higher insulin concentrations than patients with IT
0.3 mm (P
0.05) and
control subjects
(P
0.01).
|
Patients with high (>8.9 mmol/L; n=19) plasma glucose
concentration 2 hours after oral glucose challenge had higher mean IT
than patients with low (
8.9 mmol/L; n=47) concentrations
(0.35±0.05 versus 0.20±0.02 mm,
P
0.05). Patients with high
(>760 pmol/L; n=24) plasma insulin concentration after oral glucose
challenge had higher mean IT than patients with low (
760 pmol/L;
n=42) concentrations (0.39±0.05 versus 0.21±0.02 mm,
P
0.01).
Average Plasma Lipids and Lipoprotein
Concentrations After Transplantation
Patients with coronary artery IT >0.3 mm
had higher average concentrations of plasma TG and VLDL-C and lower
HDL-C than patients with IT
0.3 mm. Heart transplant patients
had higher plasma concentrations of TG, total cholesterol,
LDL-C, and VLDL-C than normal subjects
(P<0.05 to
P<0.001;
Table 1
).
|
Annual Plasma Lipid and Lipoprotein
Concentration Tests After Transplantation
Plasma lipid and lipoprotein concentrations in patients
before and annually after transplantation are shown in
Figure 2A
through 2D (figure for total
cholesterol not shown).
|
Comparisons with
pretransplantation measurements. Heart transplant patients
with IT >0.3 mm had higher pretransplantation concentrations of
TG, total cholesterol, LDL-C, and VLDL-C than patients with
IT
0.3 mm (P
0.05).
Pretransplantation concentrations of HDL-C did not differ in patients
with IT >3 versus
0.3 mm. During the first year after
transplantation, TG, total cholesterol, LDL-C, and VLDL-C
increased compared with pretransplantation measurements in both patient
groups; HDL-C increased in both patient groups, but the increase was
significant only in patients with IT
0.3 mm. After the first
year, patients with IT >0.3 mm had further increases in plasma
concentrations of VLDL-C and TG, both of which remained significantly
higher than pretransplantation concentrations until year 5 of the
follow-up period. In contrast, patients with IT
0.3 mm had no
significant changes in plasma concentrations of VLDL-C and TG compared
with pretransplantation. After the first year, total
cholesterol and LDL-C decreased and thereafter were not
significantly different from pretransplantation concentrations for
either group. The initial increase in plasma HDL-C concentration that
occurred in patients with IT
0.3 mm persisted throughout the
follow-up period; in patients with IT >3 mm, however, there was
no significant change in HDL-C compared with pretransplantation
concentrations.
Comparisons between patients
with IT >0.3 versus <0.3 mm. During each of the
initial 4 years after heart transplantation, TG and VLDL-C
concentrations were higher in patients with IT >0.3 mm than in
those with IT
0.3 mm. Although total cholesterol and
LDL-C showed a trend toward being higher in patients with IT >0.3
mm, the differences were not statistically significant for either.
After transplantation, HDL-C was lower in patients with IT >0.3
mm than in patients with IT
0.3 mm
(P
0.05 by year
3).
Correlation of Insulin, Glucose, Lipids, and
Lipoprotein Concentrations With Coronary Artery IT
IT was significantly correlated with plasma
concentrations of glucose and insulin fasting and 2 hours after glucose
load
(Table 2
). IT was significantly correlated with
pretransplantation plasma concentrations of TG, total
cholesterol, LDL-C, and VLDL-C and with the average and
1-year posttransplantation plasma concentrations of TG and VLDL-C (data
not shown). By Coxs multiple regression analysis, the
significant correlates of IT were high plasma concentrations of insulin
after glucose loading (P<0.05)
and high average plasma concentrations of TG
(P<0.01), VLDL-C
(P<0.05), body mass index
posttransplantation (P<0.05),
and donor age
(P<0.001).
|
Clinical Outcome Analyses
Plasma Concentrations of Glucose and Insulin on
Development of TxCAD, Actuarial Survival, and TxCAD
Death/Retransplantation
Glucose.
Event-free probability of freedom from TxCAD 5 and 8 years after
transplantation (3 and 5 years after GTT) was 70±10% and 60±11% in
patients with high plasma glucose concentrations, compared with 91±5%
and 81±6% in patients with low plasma glucose concentration
(P
0.01,
Figure 3A
). Actuarial survival at 5 and 8 years in patients
with high plasma glucose concentrations were 90±6% and 63±12%,
compared with 100% and 95±5% in patients with low plasma glucose
concentrations (P<0.005,
Figure 3B
). The event-free probability of freedom from TxCAD
death or retransplantation at 5 and 8 years in patients with high
plasma glucose concentrations was 90±7% at both time points, compared
with 100% at both time points in patients with low plasma glucose
concentrations (P<0.05,
Figure 3C
).
|
Insulin. Event-free
probabilities of freedom from TxCAD 5 and 8 years after transplantation
(3 and 5 years after GTT) were 73±10% and 67±10% in patients with
high plasma insulin concentration (>760 pmol/L), compared with 85±6%
and 75±7% in patients with low plasma insulin concentration
(P<0.05,
Figure 4A
). Actuarial survivals at 5 and 8 years in patients
with high plasma insulin concentrations were 90±5% and 75±9%,
compared with 100% and 90±6% in patients with low plasma insulin
concentrations (P<0.05,
Figure 4B
). Event-free probability of freedom from TxCAD
death or retransplantation at 5 and 8 years in patients with high
plasma insulin concentrations was 86±7% at both time points, compared
with 100% at both time points in patients with low plasma insulin
concentrations (P<0.05,
Figure 4C
).
|
Lipids, Lipoproteins, and Development of TxCAD,
Actuarial Survival, and TxCAD Death/Retransplantation
Triglyceride
concentrations. Event-free probability of freedom from TxCAD
5 and 8 years after transplantation (3 and 5 years after GTT) was
55±14% at both time points in patients with high plasma TG
concentration, compared with 81±6% and 75±7% in patients with low
concentrations (P
0.05;
Figure 5A
). Actuarial survivals at 5 and 8 years in patients
with high average plasma triglyceride concentrations were
93±7% and 85±10%, respectively, compared with 95±3% and 90±10%
in patients with low plasma TG concentrations
(P=NS;
Figure 5B
). Event-free probability of freedom from TxCAD
death or retransplantation at 5 and 8 years in patients with high TG
was 93±6% at both time points, compared with 97±2% and 91±6% at 5
and 8 years, respectively, in patients with low TG
(P=NS,
Figure 5C
).
|
VLDL-C
concentrations. Event-free probability of freedom from TxCAD
5 and 8 years after transplantation (3 and 5 years after GTT) was
63±11% and 52±15%, respectively, in patients with high plasma
VLDL-C concentration, compared with 85±2% and 78±5% in patients
with low concentrations
(P
0.005;
Figure 6A
). Actuarial survival at 5 and 8 years in patients
with high average plasma VLDL-C concentrations was 90±6% at both time
points, compared with 95±2% and 82±12% in patients with low plasma
VLDL-C concentrations (P=NS;
Figure 6B
). Event-free probability of freedom from TxCAD
death or retransplantation was similar in the 2 patient groups: 92±2%
at both time points in patients with high VLDL-C compared with 95±6%
at both time points in patients with low VLDL-C
(Figure 6C
).
|
LDL-C.
Event-free probabilities of freedom from TxCAD 5 and 8 years after
transplantation (3 and 5 years after GTT) were 82±6% and 76±8% in
patients with high plasma LDL-C concentration, compared with 74±10%
and 62±11% in patients with low LDL-C concentrations
(P=NS;
Figure 7A
). Actuarial 5-year and 8-year survivals
were 100% and 89±6% in patients with high average plasma LDL-C
concentration, compared with 89±7% and 75±11% in patients with low
plasma LDL-C concentration
(P=NS;
Figure 7B
). Event-free probabilities of freedom from cardiac
death or retransplantation 5 and 8 years after transplantation were
100% and 94±6% in patients with high LDL-C, compared with 94±5%
and 89±7% (P=NS;
Figure 7C
) in patients with low LDL-C.
|
HDL-C.
Event-free probabilities of freedom from TxCAD 5 and 8 years after
transplantation (3 and 5 years after GTT) were 76±9% and 63±5% in
patients with low HDL-C concentrations, compared with 82±4% and
75±5% in patients with high HDL-C concentration
(P<0.05;
Figure 8A
). Actuarial 5-year and 8-year survival was 90±6%
in patients with low average plasma HDL-C concentration, compared with
100% and 83±8% (P=NS;
Figure 8B
) in patients with high plasma HDL-C concentration.
Event-free probability of freedom from cardiac death or
retransplantation at 5 and 8 years was 90±6% at both time points for
patients with low HDL-C, compared with 100% and 93±5% in patients
with high HDL-C (P=NS;
Figure 8C
).
|
| Discussion |
|---|
|
|
|---|
0.3 mm and did not predict development of
TxCAD. This observation is consistent with previous studies
suggesting that diabetes, defined by fasting blood glucose
measurements, is not a risk factor for
TxCAD.6 In this study, we
excluded patients with a history of overt diabetes requiring
pharmacological therapy so as to avoid the variations in glycemia
control that might affect the results of these analyses. The
GTTs, however, confirmed that even in the absence of fasting
hyperglycemia, the majority of patients were
hyperinsulinemic. Prospective studies found that elevated fasting plasma concentrations of insulin are associated with an increased risk of ischemic heart disease in men.7 Hyperinsulinemia in persons without diabetes may be a marker for a cluster of metabolic abnormalities, including impaired insulin-mediated glucose uptake, visceral obesity, dyslipidemia, and hypertension. Our results are consistent with this concept, because we observed that in addition to hyperinsulinemia and hyperglycemia, obesity was also significantly correlated with coronary artery IT.
It is unknown whether the relationship between hyperinsulinemia and ischemic heart disease is independent of related risk factors, such as hyperlipidemia. Insulin resistance impedes the removal of triglycerides from VLDL in the circulation, resulting in hypertriglyceridemia and high VLDL concentrations, as we observed in transplant patients with the greatest coronary artery IT. Furthermore, the expanded VLDL pool increases the transfer of cholesterol out of HDL and probably out of LDL to VLDL. This in turn leads to low levels of HDL-C and the formation of small cholesterol-depleted LDL.8 These small dense LDL particles are rich in triglycerides but contain relatively little cholesterol and are not readily cleared by the physiological LDL receptor. On the contrary, they readily undergo oxidative modification and become highly atherogenic. Thus, it has been suggested that the risk associated with hyperinsulinemia as a marker of insulin resistance is largely explained by the lipid abnormalities. The results of the present study suggest that both insulin resistance and the associated lipid and lipoprotein abnormalities are involved in the process of TxCAD. The cross-sectional study indicated plasma insulin concentrations, triglycerides, VLDL-C, and low HDL-C to be independent predictors of coronary artery IT. In the prospective study, hyperinsulinemia and hypertriglyceridemia, high VLDL, and low HDL predicted the development of TxCAD and survival. It is likely that these abnormalities act in concert to drive the atherosclerotic process.
The mechanisms leading to the profound metabolic derangement we described in heart transplant patients are poorly defined but are most likely related to the immunosuppressive drugs. Both corticosteroids and cyclosporine have been implicated in glucose intolerance and dyslipidemia.9 The majority of evidence, however, suggests that corticosteroids are the predominant mediators of lipid abnormalities, because hyperlipidemia improves when patients are maintained in steroid-free regimens,10 in parallel with a decreased frequency of TxCAD. The metabolic derangement induced by corticosteroids is thought to be mediated by reduced lipoprotein lipase activity, resulting in impaired breakdown of VLDL, increased hepatic secretion of VLDL, and overproduction of TG by the liver. Although corticosteroids appear to be a major predisposing factor for the metabolic abnormalities associated with TxCAD, it is important to note that HDL is raised by corticosteroids. This potential beneficial effect of corticosteroids was not observed in this study, suggesting a dominance of other factors that predispose to HDL lowering, including cyclosporine. Irrespective of which immunosuppressive agent contributes most to hyperlipidemia after heart transplantation, the results of prospective randomized trials showing that prophylactic treatment with the HMG-CoA reductase inhibitors decreases the incidence of TxCAD suggest that the cholesterol hypothesis may also be true for coronary atherosclerosis in the transplanted heart.11 12
Study Limitations
The cross-sectional design of this study imposes
important limitations with respect to patient selection, because the
entry criteria were based on selection of surviving patients
presenting for annual evaluation. The exclusion of patients who
died before the study may have seriously biased the sample,
underrepresenting patients with early and rapidly
progressive TxCAD. Second, although patients were followed up
prospectively to determine whether each metabolic component
of dysmetabolic syndrome predicted TxCAD outcome, the study was not
sufficiently powered to assess these end points and multiple
covariates. Third, we did not evaluate the role of platelet
aggregation, another important component of dysmetabolic syndrome.
Proof of a causal role of insulin resistance in the pathophysiology of
TxCAD will require a randomized clinical trial of agents that enhance
insulin-stimulated glucose
uptake.
Received December 10, 1998; revision received January 24, 2001; accepted February 12, 2001.
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Rickenbacher PR,
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B. Cantin, P. Wen, D. Zhu, M. Dai, S. N. Panchal, M. E. Billingham, J. K. Gwathmey, and H. A. Valantine Transplant Coronary Artery Disease: A Novel Model Independent of Cellular Alloimmune Response Circulation, November 20, 2001; 104(21): 2615 - 2619. [Abstract] [Full Text] [PDF] |
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