(Circulation. 2009;119:2516-2525.)
© 2009 American Heart Association, Inc.
Contemporary Reviews in Cardiovascular Medicine |
From the Cardiovascular Division, Department of Medicine, University of Pennsylvania, Philadelphia.
Correspondence to David J. Callans, MD, Hospital of the University of Pennsylvania, 9 Founders Pavilion, 3400 Spruce St, Philadelphia, PA 19104. E-mail david.callans{at}uphs.upenn.edu
Key Words: arrhythmia atrial fibrillation heart failure
| Introduction |
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5 million patients in the United States, and >550 000 patients are diagnosed with new heart failure each year.2 Although the incidence of heart failure remained stable over the past 50 years, the prevalence of heart failure in the United States has steadily increased. Heart failure is the primary reason for 12 to 15 million office visits and 6.5 million hospital days yearly.3 From 1990 to 1999, the annual number of hospitalizations increased from
800 000 to >1 million for heart failure as a primary diagnosis and from 2.4 to 3.6 million for heart failure as a primary or secondary diagnosis.4 The steadily increasing number of patients with heart failure is due partially to better treatment and "salvage" of patients with acute myocardial infarctions earlier in life.2 As a consequence, heart failure carries a significant economic burden on our society because it is the most common discharge diagnosis and because more Medicare dollars are spent for the diagnosis and treatment of heart failure than for any other diagnosis.5 In 2007, the American Heart Association estimated that $33 billion was spent on heart failure alone.6 AF is the most common arrhythmia in clinical practice, accounting for approximately one third of admissions resulting from cardiac rhythm disturbances. An estimated 2.3 million people in North America have AF. During the last 20 years, hospital admissions for AF have increased by 66% for a number of reasons, including the aging of the population, the rising prevalence of chronic heart disease, and more frequent diagnosis as a result of increased monitoring.7 The recent Anticoagulation and Risk Factors in Atrial Fibrillation (ATRIA) study projected that the prevalence of AF will increase 2.5-fold by the year 2050, affecting nearly 5.6 million Americans, an estimate based on the growing proportion of elderly individuals in the United States.8 The predicted future prevalence of AF was even greater in a community-based study by Miyasaka and colleagues.9 They observed that the age-adjusted incidence of AF increased by 12.6% over the period from 1980 to 2000. Assuming the rate of increase in incidence remains unabated and assuming that these incidence rates can be applied to the entire US population, the projected number of persons with AF in the United States could reach 15.9 million by 2050.
| The Association Between AF and Heart Failure |
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Although the causative relationship between the 2 conditions has not been fully determined, their coexistence can be explained to some degree by the presence of common risk factors such as age, hypertension, diabetes, and obesity, as well as valvular, ischemic, and nonischemic structural heart disease. These factors are associated with myocardial cellular and extracellular alterations, electrophysiological and neurohormonal changes that combine to create an environment that predisposes the heart to both myocardial failure and AF.19
| AF and Heart Failure: A Cause or a Consequence? |
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AF is the most common cause of tachycardia-induced cardiomyopathy (Figure 2). The first case of tachycardia-induced cardiomyopathy was reported in 1913 in a young man with AF and a rapid ventricular rate who developed unexplained LV dilatation and heart failure.22 In 1937, a similar case was reported in which heart failure was reversed after restoration of sinus rhythm.23 Whipple et al24 provided the first experimental model for this condition, demonstrating that rapid and protracted atrial pacing led to low-output heart failure. Subsequent investigations have confirmed that persistent tachycardias can cause heart failure and that elimination of these arrhythmias reverses the hemodynamic and clinical manifestations associated with this syndrome.25–29 The mechanisms responsible for tachycardia-induced cardiomyopathy have not been fully elucidated; however, experiments in animal models suggest that myocardial ischemia, myocardial energy depletion, and abnormalities in calcium regulation all may contribute.30 The incidence of tachycardia-induced cardiomyopathy is unknown; most reports have been small, retrospective series or case studies involving mostly patients with AF. Nevertheless, some component of tachycardia-induced myopathy is seen in 25% to 50% of those with LV dysfunction and AF.31–33 The detrimental effects of AF on heart failure also may derive from the antiarrhythmic therapy itself. Some antiarrhythmic drugs have negative inotropic effects, whereas others are associated with an increased proarrhythmic risk, especially in patients with structural heart disease.34
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Similarly, heart failure can increase the risk for the development of AF in several ways, including elevation of cardiac filling pressures, dysregulation of intracellular calcium, and autonomic and neuroendocrine dysfunction (Figure 1). Atrial stretch results in activation of stretch-activated ionic currents, leading to increased dispersion of refractoriness and alterations in anisotropic and conduction properties, facilitating AF.35 Inhibition of these stretch-activated currents by gadolinium can reduce the susceptibility to AF in response to atrial pressure overload.36 Heart failure has been associated with increased interstitial fibrosis.37 This increase in fibrosis can lead to abnormal conduction through the atria, creating a substrate for AF in animal models.37–39 Dysregulation of intracellular calcium, an important feature in the pathophysiology of heart failure, also has been found to be associated with AF. The key regulators of intracellular calcium metabolism, the ryanodine receptor and the sarcoplasmic reticulum Ca2+-ATPase, are downregulated in AF.40,41 In addition, heart failure is characterized by neurohormonal activation, with elevated concentrations of catecholamine and angiotensin II; the degree of neurohormonal activation correlates with the severity of heart failure and has become a target of pharmacological inhibition. Interestingly, neurohormonal activation also promotes structural remodeling and atrial fibrosis, thus altering atrial conduction properties and promoting AF.37,42
| AF: Independent Risk Factor or a Marker of Advanced Disease? |
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Although multicenter studies in patients with heart failure have provided valuable data on the importance of AF in this setting, it is critical to realize that AF was not the focus of these studies and that the data quality with respect to the presence of AF has not been adjudicated. In most of these trials, monitoring for the onset of AF or recurrence, in the absence of hospitalization, consists of ECGs at the study onset and scheduled visits. This approach lacks the power to detail the variety of ways AF affects patients.
Even taking this limitation into account, it is interesting that many studies have found that new-onset AF carries a particularly grave prognosis in patients with heart failure. Ahmed and Perry54 found that among 944 elderly patients hospitalized with heart failure, the onset of new AF carried a significantly higher risk for death compared with patients with no AF or those with chronic AF (hazard ratio, 1.41; 95% confidence interval, 1.08 to 1.83). Over 80% of patients hospitalized with heart failure and found to have new-onset AF died within 4 years of discharge compared with only 61% to 66% in those without AF or with persistent AF. In a 21-year community-based cohort study of patients with newly diagnosed AF, the mortality risk was substantially higher within the first 4 months, with an hazard ratio of 9.62 (95% confidence interval, 8.93 to 10.32) compared with the hazard ratio of 1.66 (95% confidence interval, 1.59 to 1.73) thereafter (Figure 3).55 In an analysis of COMET, new-onset AF, but not baseline AF, remained an independent predictor of all-cause mortality.51 Development of new AF was associated with increased mortality in the Framingham Heart Study as well.17 Pozzoli et al20 prospectively studied patients with mild heart failure in sinus rhythm and found that the onset of AF was associated with a clinical and hemodynamic deterioration, predisposition to systemic thromboembolism, and overall poorer prognosis. The association between new-onset AF and heart failure progression is not evidence for a causative relationship and may simply be a marker for disease progression. Nonetheless, few plausible mechanisms may explain how new development of AF can lead to clinical and hemodynamic deterioration. First, the adequacy of rate control achieved either naturally over time or by medications is usually better than ventricular rates accompanying a new presentation of AF. Second, the potential to develop adverse effects to antiarrhythmic medications is highest during the initiation phase. Third, initiation of warfarin therapy, especially in elderly patients, carries considerable risk for both underanticoagulation and overanticoagulation despite adherence to well-established warfarin initiation protocols.56 Fourth, development of new AF in a failing heart may pose a significant metabolic demand on the myocardial tissue until compensatory metabolic pathways are upregulated.
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| Therapeutic Considerations |
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Nevertheless, extrapolation from these studies to patients with heart failure should be done with caution. These studies included older patients or young patients with increased risk for stroke who were sufficiently tolerant of AF to be randomized. LV function was normal in 76% of AFFIRM patients, and only 9% had an NYHA functional class of II or greater. A separate large study of >1000 patients with heart failure and AF similarly demonstrated no benefit on overall mortality of rhythm compared with rate control.64 The recently published Atrial Fibrillation and Congestive Heart Failure (AF-CHF) trial was the first prospective randomized study to examine the effect of rate versus rhythm control in a heart failure population.65 A total of 1376 patients with AF and systolic heart failure (mean LVEF, 27%) were randomized to rhythm control (typically with amiodarone) versus rate control. After a mean follow-up of 3 years, the investigators found that rhythm control did not improve mortality, hospitalization resulting from heart failure exacerbation, or stroke compared with rate control. This study therefore extends the findings of the AFFIRM trial to patients with heart failure, in whom the theoretical benefit of rhythm control would seem to be higher. Clinicians should be cautious in their acceptance of the AF-CHF trial as the final and definitive study about the role of rate or rhythm control in patients with heart failure. First, patients assigned to rate control were considered to be stable if they achieved adequate rate control both at rest and at low-level exercise, which may not necessarily be the case in "real-life" patients. Second, the benefit of sinus rhythm could have been counterbalanced by the harm of antiarrhythmic medications in a fashion similar to the AFFIRM study. Third, although the prevalence of sinus rhythm in the group assigned to rhythm control was as high as 80%, the actual percentage of patients free of AF after randomization may have been lower, reflecting a more traditional success rate of amiodarone in the range of 60% to 65%.66
In addition, heart failure is caused by heterogeneous pathophysiological processes; hence, the hemodynamic effects of AF may be different in various forms of heart failure. It is plausible that the reduction in diastolic filling time (caused by elevation in heart rate) and the atrial contribution to LV filling is greater in patients with restrictive physiology such as patients with diastolic dysfunction. In theory, these patients may have a greater benefit from rhythm control. AF-CHF, however, studied only patients with systolic heart failure. Moreover, we currently know little about the characteristics of incident versus prevalent AF in AF-CHF, and it is possible that, similar to AFFIRM, only patients with relatively stable symptoms referable to AF were submitted to randomization.
Ventricular Rate Control
Optimal ventricular rate in patients with AF is 60 to 80 bpm at rest and 90 to 115 bpm during moderate exertion.67 Therefore, adequate rate control cannot be determined by resting ECGs alone and should be assessed with 24-hour Holter monitors or by the evaluation of the chronotropic response during exercise. β-Blockers should be the first choice for rate control in patients with chronic heart failure and AF. β-Blockers may both control the ventricular response to AF and improve survival in patients with heart failure. A retrospective analysis of the US Carvedilol Heart Failure Trial demonstrated that carvedilol therapy improved outcome in patients with concomitant AF and heart failure.68 A retrospective analysis of COMET demonstrated a survival benefit for carvedilol in patients with AF, similar to the larger trial.51 In acute AF with rapid ventricular response, the use of digoxin, which has a relatively slow onset of action, is likely to be ineffective. Moreover, digoxin slows ventricular response to AF through enhancement of vagal tone and therefore is less effective in states of increased sympathetic tone such as exercise or worsening heart failure. However, digoxin improves symptoms and reduces hospitalizations in patients with heart failure and exerts a synergistic effect with β-blockers.69–71 A retrospective analysis of the US Carvedilol Heart Failure Trials program demonstrated improved survival with carvedilol in patients also treated with digoxin.68 Therefore, digoxin may be useful as an adjunct therapy to β-blockers in patients with AF and heart failure. Nondihydropyridine calcium channel blockers (including verapamil and diltiazem) also are effective rate-controlling agents. However, because of their negative inotropic effect, they may not be tolerated at doses required for optimal ventricular rate control, especially in patients with low LVEF.
Rhythm Restoration or Control
Although a variety of antiarrhythmic agents are available for the treatment of AF in patients with structurally normal hearts, patients with heart failure are particularly susceptible to side effects of some commonly used antiarrhythmic agents. The Cardiac Arrhythmia Suppression Trial (CAST) was a randomized, placebo-controlled study that examined the effect of class IC antiarrhythmic drugs on patients with ventricular ectopy after myocardial infarction. This study showed that therapy with either flecainide or encainide was associated with increased mortality.72,73 The applicability of the CAST results to other populations (eg, those with chronic heart failure and no active ischemia) or other class IC antiarrhythmic drugs such as propafenone is uncertain. However, currently, it is prudent to consider any class IC antiarrhythmic to have a significant risk in patients with structural heart disease.
The cornerstone of antiarrhythmic therapy in patients with heart failure is amiodarone, sotalol, and dofetilide. Amiodarone is among the most effective antiarrhythmic agents for the suppression of AF. Amiodarone is a class III agent (potassium channel blocker) with some overlap functional activity of class I agents such as β-blockers and calcium channel blockers. Amiodarone appears to be safe and effective in patients with heart failure.74 Despite its effectiveness, the use of amiodarone in patients with heart failure is associated with increased risk for symptomatic bradycardia requiring implantation of permanent pacemaker.75
Dofetilide, a newer class III antiarrhythmic agent, also is commonly used to suppress AF. In the Danish Investigations of Arrhythmia and Mortality on Dofetilide (DIAMOND) congestive heart failure substudy, dofetilide was significantly more effective than placebo in restoring and maintaining sinus rhythm in patients with AF and heart failure.76 In addition, dofetilide therapy was associated with reduced hospitalizations for heart failure. Therapy with dofetilide is usually initiated in the hospital with close monitoring of the QT interval and dosage adjustments in patients with impaired renal function. Nevertheless, even with careful monitoring, therapy with dofetilide has been associated with increased risk for torsades de pointes, particularly in elderly patients with heart failure.
Other, nonantiarrhythmic drug therapy has demonstrated effectiveness in reducing the incidence and recurrent rates of AF in the general population and in patients with heart failure. Inhibition of the renin-angiotensin-aldosterone system attenuates atrial electric remodeling and fibrosis, processes that are associated with an increased risk for development of AF.77–80 Clinical studies have demonstrated that renin-angiotensin-aldosterone system blockade with angiotensin receptor-1 blockers can reduce the incidence and recurrence rates of AF in patients with heart failure.81,82 In the Candesartan in Heart Failure: Assessment of Reduction in Mortality and Morbidity (CHARM) study, treatment with candesartan reduced the incidence of AF in a large, broadly based population with heart failure.
Therapy with β-blockers also was associated with reduced risk for AF. In a meta-analysis of 7 randomized, placebo-controlled trials including 11 952 patients with heart failure already taking angiotensin-converting enzyme inhibitors, β-blockers significantly reduced the incidence of new AF from 39 to 28 per 1000 patient-years (relative risk reduction, 27%).83
Recent studies suggest that 3-hydroxy-3-methylglutaryl coenzyme A (HMG-CoA) reductase inhibitors (statin) therapy may reduce the incidence and recurrence of AF in patients with heart failure.84,85 A recent meta-analysis of randomized trials with statins showed that their use was associated with a significant decreased risk of AF compared with control subjects (odds ratio, 0.39; 95% confidence interval, 0.18 to 0.85, p = 0.02). Moreover, the benefit of statin therapy seemed more marked in secondary prevention of AF (odds ratio, 0.33) than for new-onset or postoperative AF (odds ratio, 0.60).86
| Ablation and Pacemaker Therapy |
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However, long-term outcomes of the "ablate and pace" strategy have been less favorable. In a study of 71 elderly patients with pharmacologically refractory AF assigned to either AV nodal ablation with pacing or AF ablation, AV nodal ablation with pacing was associated with a higher incidence of new heart failure compared with ablation of the AF after 5 years of follow-up (53% versus 24%). AV node ablation with pacing resulted in a significantly lower LVEF (44±8% versus 51±10%) and a higher NYHA functional class (1.7±0.9 versus 1.4±0.7) compared with the group assigned to AF ablation.88
A large body of evidence has emerged recently that underscores the harmful effects of long-term right ventricular pacing. LV dyssynchrony imposed by right ventricular pacing can lead to LV remodeling with dilatation and decreases in LVEF.89 Mechanical ventricular dyssynchrony is an established contributor to heart failure, and cardiac resynchronization therapy (CRT) has emerged as an effective device-based therapy to improve symptoms and mortality in patients.90 This therapy also has proved to be effective in patients with heart failure and AF, although patients with AF show a milder degree of improvement with CRT compared with patients in sinus rhythm.91
The clinical efficacy of CRT also was assessed in patients with heart failure and AF with slow ventricular rate necessitating permanent ventricular pacing.92 Thirty-seven patients with NYHA class III heart failure underwent implantation of a biventricular pacemaker. This single-blind, randomized, controlled, crossover study compared clinical parameters during two 3-month treatment periods of conventional right ventricular and biventricular pacing. It showed that biventricular pacing improved peak oxygen uptake and exercise tolerance and reduced the number of hospitalizations for heart failure. An important issue remains whether CRT in patients with AF should be accompanied by AV nodal ablation to avoid inhibition of therapy by rapid intrinsic AV nodal conduction. A recent study compared the efficacy of CRT in patients with AF who underwent AV nodal ablation and patients in whom rate control was achieved pharmacologically. This study showed that patients who underwent AV nodal ablation with CRT achieved significantly better symptomatic relief with improvement in their LV function, a benefit that was maintained for up to 4 years.93 The effect of CRT on the incidence of new AF is still controversial. CRT can promote reverse remodeling of the left ventricle, reduce the degree of mitral regurgitation and left atrial stretching, and thus theoretically reduce the incidence of AF. However, the Cardiac Resynchronization in Heart Failure (CARE-HF) study did not demonstrate a reduction in the incidence of AF among patients randomized to CRT.94
| AF Ablation |
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One of the promising therapeutic options for AF may therefore be a curative catheter ablation. The observation that AF could be initiated by ectopic beats originating in the pulmonary veins sparked new interest in catheter-based techniques to isolate the pulmonary veins from the surrounding left atrium (Figure 4).95,96 Catheter ablation of AF also has been shown to be effective in patients with heart failure (Figure 5).97–100 In a prospective study of 58 patients with systolic heart failure, AF ablation resulted in significant improvement in LV function, exercise capacity, symptoms, and quality of life. After a mean follow-up of 1 year, 78% of the patients maintained sinus rhythm.97 This important study demonstrated that curative ablation for AF offers the unique opportunity to retain the benefits of rhythm control without the detrimental effects of antiarrhythmic drugs. More recently, the Pulmonary-Vein Isolation for AF in Patients With Heart Failure (PABA-CHF)55 demonstrated that a strategy of pulmonary vein isolation was superior to AV node ablation combined with biventricular pacing in patients with heart failure. Patients randomized to pulmonary vein isolation had a significantly higher mean LVEF (35% versus 28%), a longer distance on the walk test (340 versus 297 m), and a higher quality-of-life score.
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Although AF ablation is a promising therapeutic intervention in patients with heart failure, several questions remain to be answered before this procedure is ready for prime time. First, improvement in LV function after AF ablation was more significant in patients who were inadequately rate controlled, suggesting that improvement was due partially to eliminating tachycardia-induced myopathy. The effect of AF ablation in patients with well-controlled heart rates requires further studies. Second, ablative procedures are associated with new scar formation, paradoxically augmenting interstitial fibrosis. This effect can potentially perpetuate the progression of AF and therefore requires further investigation. Finally, the cost-effectiveness of this procedure in patients with heart failure has not yet been studied.
Catheter ablation of AF is evolving rapidly, and newer techniques to integrate electroanatomic mapping with computed tomographic and magnetic resonance imaging into the ablation procedure will likely lead to further improvements in the efficacy and safety of this procedure.
| Conclusions |
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It will be years before sufficient data are generated to specifically guide practice when these 2 common disease processes intersect. Until that time, several concepts guide our care of these patients. It is clear that optimal pharmacological therapy for heart failure has a beneficial impact on the progression of AF. The impact of new AF in the setting of heart failure can be dramatic in individual patients, and it is possible that aggressive therapy to restore sinus rhythm during this window of opportunity may have lasting benefit. We typically recognize these patients by their relative youth (raising the possibility that tachycardia-related myopathy may be a sole cause of the recognized LV dysfunction) or the presence of severe symptoms referable to AF. In patients with new-onset and persistent AF, a test of cardioversion may be helpful to investigate whether sinus rhythm improves their symptoms of heart failure. When it is demonstrated to be important, maintenance of sinus rhythm by whatever means necessary seems reasonable in individual patients.
| Acknowledgments |
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Dr Callans has received honoraria from Biosense Webster, St. Jude Medical, Boston Scientific, and Sanofi-Aventis. The other authors report no disclosures.
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