Circulation. 1995;91:1189-1195
(Circulation. 1995;91:1189-1195.)
© 1995 American Heart Association, Inc.
Papillary Muscle Displacement Causes Systolic Anterior Motion of the Mitral Valve
Experimental Validation and Insights Into the Mechanism of Subaortic Obstruction
Robert A. Levine, MD;
Gus J. Vlahakes, MD;
Xavier Lefebvre, PhD;
J. Luis Guerrero, BS;
Edward G. Cape, PhD;
Ajit P. Yoganathan, PhD;
Arthur E. Weyman, MD
From the Non-Invasive Cardiology Laboratory (R.A.L., J.L.G., A.E.W.),
Department of Medicine, and the Surgical Cardiovascular Unit (G.J.V.),
Department of Surgery, Massachusetts General Hospital, Harvard Medical School,
Boston, Mass; the Cardiovascular Fluid Mechanics Laboratory (X.L., A.P.Y.),
School of Chemical Engineering, Georgia Institute of Technology, Atlanta, Ga;
and the Division of Pediatric Cardiology (E.G.C.), Children's Hospital
of Pittsburgh, University of Pittsburgh School of Medicine, Pittsburgh, Pa.
Correspondence to Robert A. Levine, MD, Cardiac Ultrasound Laboratory,
Vincent-Burnham 5, Massachusetts General Hospital, Boston, MA 02114.
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Abstract
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Background Systolic anterior motion (SAM) of the mitral valve
in
hypertrophic cardiomyopathy (HCM) has generally been explained
by a
Venturi effect related to septal hypertrophy, causing outflow
tract
narrowing and high velocities. Patients with HCM, however,
also have
primary abnormalities of the mitral apparatus, including
anterior and
inward or central displacement of the papillary
muscles, and leaflet
elongation. These findings have led to
the hypothesis that changes in
the mitral apparatus can be a
primary cause of SAM by altering the
forces acting on the mitral
valve and its ability to move in response
to them. Despite suggestive
observations, however, it has never been
prospectively demonstrated
that such changes can actually cause
SAM.
Methods and Results To test this hypothesis in vivo, anterior
papillary muscle displacement was created in 7 dogs studied by
echocardiography, with controlled cardiac output and heart rate. In all
7 dogs, papillary muscle displacement caused SAM, with an outflow tract
gradient (33±19 mm Hg) and mitral regurgitation in 6. As in patients
with HCM, the mitral valve was displaced anteriorly and the coaptation
point shifted toward the insertion of the leaflets, creating longer
distal residual leaflets that moved anteriorly.
Conclusions Primary changes in the mitral apparatus can cause SAM
without septal hypertrophy. In this model, SAM appears to be determined
by the ability of the leaflets to move anteriorly (papillary muscle
displacement causing slack and increased residual leaflet length) and
their interposition into the outflow stream by anterior displacement,
determining the direction of this motion. Geometric factors observed in
HCM and in patients with SAM without HCM can therefore play a primary
role in causing SAM.
Key Words: cardiomyopathy echocardiography hypertrophy
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Introduction
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Dynamic subaortic obstruction in
hypertrophic cardiomyopathy
(HCM) is most commonly related to systolic
anterior motion (SAM)
of the mitral
valve.
1 2 3 4 Proposed
mechanisms for SAM have
largely focused on hypertrophy of the
interventricular septum,
5 causing outflow tract narrowing,
increased flow velocity and
decreased pressure above the valve (the
Venturi effect), and
therefore,
SAM.
6 7 8 9 10
Such a mechanism,
however, leaves
us with the question of how sufficient leaflet slack is
produced
to permit SAM
5 and cannot explain the onset of
SAM at or before
aortic valve opening, when outflow velocity is
low.
11 12 13 SAM in patients with primary
mitral
abnormalities and no septal
hypertrophy is also
unexplained,
14 15 16 17 18 19 20 21 22 23
as is the predominance of SAM at the
center of the valve.
2 11 24
Patients with obstructive HCM also have primary structural
abnormalities of the mitral apparatus, including displacement of the
papillary muscles anteriorly and toward one
another,1 11 25 26 27 28 29 30
with a concomitant anterior shift of
the mitral valve, as well as leaflet elongation and altered
coaptation.11 24 27 31 32 33 34 35 36 37 38 39 40
These findings suggest the
hypothesis that primary changes in the mitral apparatus and, in
particular, papillary muscle displacement, can be a primary cause of
SAM, independent of septal hypertrophy, by the following mechanisms
(Fig 1
)11 41 42 : (1) by
decreasing the
ability of the papillary muscles to restrain the valve posteriorly, (2)
by interposing the leaflets anteriorly into the outflow stream, which
could then propel them anteriorly into the outflow
tract,1 11 13 24 42 43
and (3) by creating a geometry of
mitral valve coaptation that favors SAM. Specifically, anterior
displacement of the papillary muscles could pull the posterior leaflet
upward to meet the anterior leaflet closer to its midportion than its
tip, creating a long, overlapping distal residual leaflet that is
relatively free to move anteriorly, unrestrained by the pressure
difference between the left atrium and ventricle that keeps the leaflet
bodies closed.11 SAM would be favored by leaflet
elongation (increased slack), which could also increase the posterior
residual leaflet length.27 32 Residual leaflet
elongation11 24 27 31 34 37
has, in fact, been described
as a prerequisite for SAM.31 Inward displacement of the
papillary muscles toward one another (Fig 2
) would allow
the central leaflet portions the most slack and therefore the greatest
SAM.

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Figure 1. Drawings of possible mechanisms for systolic
anterior motion with anterior displacement of the papillary muscles
(PM): (1) the normal posterior component of PM tension is reduced by
anterior displacement of the muscle tips; (2) interposing the leaflets
into the streamlines of flow causes drag forces with an anterior
component; and (3) pulling up the posterior leaflet so that it meets
the anterior leaflet closer to its base creates a long, overlapping
residual leaflet, as seen clinically. This leaflet portion is
relatively free to move anteriorly, unlike the coapted leaflet bodies
that are restrained by the balance of ventricular and atrial pressures
acting across them. The angle between the posterior leaflet and
posterior wall is increased. Ao indicates aorta; IVS, interventricular
septum; LA, left atrium; LV, left ventricle; and PW, posterior
wall.
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Figure 2. Diagrams of chordal geometry illustrating effects of
papillary muscle malposition on distribution of tension to the mitral
leaflets. The mitral apparatus is viewed from above. In hypertrophic
cardiomyopathy with systolic anterior motion (right), the papillary
muscle tips are displaced toward one another. This geometry can be
predicted to produce relative chordal slack in the central leaflet
portions. This is indicated by the relatively lax chordae (wavy lines)
on the right that are longer than the distance between their papillary
and mitral insertions. MV indicates mitral valve; L, lateral edge; and
C, central portion. From Reference 11, with permission.
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Although primary changes in the mitral apparatus have been observed
frequently, the purpose of this study was to test the hypothesis that
they can actually cause SAM prospectively in an open chest canine
model.
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Methods
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In Vivo Model
Seven dogs (weight, 20 to 23 kg) were
anesthetized with 30 mg/kg
IV
sodium pentobarbital and ventilated. Right thoracotomy was performed
to
provide wider access to the mitral apparatus by exposing it
through
the right atrium and atrial septum. A pericardial cradle
was created,
and micromanometer-tipped Millar catheters were
inserted to monitor
pressures in the aorta and the left ventricular
inflow tract, distal to
the mitral leaflet tips.
44 45 Tygon
tubing was
sutured
into the caval veins and femoral artery,
and total cardiopulmonary
bypass was instituted using a bubble
oxygenator and a 95% oxygen/5%
carbon dioxide mixture. The heart
was cooled and fibrillated. The right
atrial free wall and atrial
septum were incised to expose the mitral
valve. Because the
canine papillary muscles generally adhere to the
posterior wall,
their tips were mobilized under direct visualization,
with the
aorta cross-clamped (<10 minutes) to provide a clear view.
Prolene
mattress sutures (2-0) were inserted into the muscle tips
through
surrounding pledgets and the sutures brought directly up
through
the anterior wall of the heart so that pulling them displaced
the
muscle tips and chordal connections anteriorly.
The atrial
incisions were repaired and air drained from the heart. The
sinoatrial node was crushed or its region excised, and atrial pacing
wires were inserted. Tygon tubing was inserted into the right atrium to
permit control of cardiac output, with systemic venous return from the
cannulated caval veins and coronary sinus returned by a roller pump
mechanism to the right atrium.46 The heart was rewarmed
and defibrillated. Cardiac output was subsequently held constant in
each dog at a value of 2.0±0.1 L/min (1.8 to 2.2), which was typical
for such dogs before intervention and provided usual systemic arterial
blood pressures. Heart rate was controlled in each dog at 117±10 beats
per minute (100 to 130) by atrial pacing to minimize escape rhythms.
The papillary muscles then were displaced anteriorly by the suture
mechanism while hemodynamics were monitored and mitral valve motion was
studied. Echocardiographic observations were made just before papillary
muscle displacement and shortly afterward in each view studied. When
the muscles were first displaced, ventricular premature contractions
sometimes occurred for 5 to 10 seconds, after which a stable rhythm was
obtained, SAM observed, and measurements made. Thus, measurements for
each view were taken within seconds of each other.
Echocardiography
Mitral valve motion was recorded with an ATL
Mark 600 mechanical
sector scanner (5 MHz) in long-axis and short-axis views (parasternal
orientation) and M-mode scans. SAM was defined as abnormal leaflet
motion anterior to a line connecting the papillary muscle tips to the
point of leaflet coaptation. Mitral regurgitation was assessed by
injecting agitated saline into the left ventricle and observing the
relative intensity of atrial opacification by
ultrasound.47 Mitral valve coaptational geometry was
measured with a Sony off-line analysis system: (1) to assess
anterior mitral displacement, the ratio of the mitral-septal distance
to the anteroposterior ventricular diameter at the base (M/AP) was
taken at the onset of mitral coaptation; (2) the residual leaflet
portion from the coaptation point to the leaflet tip was measured for
both leaflets; and (3) the angle at the base of the posterior leaflet
was determined at peak systole (it is increased in patients with
SAM11 ; Fig 1
). Outflow tract area between the
anterior
mitral leaflet and the septum was measured at the onset of coaptation
by the method of Spirito and Maron.6 Ejection time of left
ventricular outflow was measured by pulsed Doppler. Doppler color flow
mapping was performed in 3 dogs in the parasternal long-axis view with
a Toshiba SH65A scanner (3.75 MHz).
Statistical Analysis
Measurements of mitral valve
coaptational geometry before and
during papillary muscle displacement were compared by paired Student's
t test (significance at P<.05).
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Results
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Systolic Anterior Motion
In all 7 dogs, anterior displacement
of the papillary muscles
caused
SAM. Fig 3

(long-axis view) shows the papillary
muscle initially
posterior with normal coaptation (left); with anterior
displacement
(right), anterior motion of the distal mitral valve
occurred.
In the short-axis view (Fig 4

), SAM was
greatest at the center
of the valve, similar to that seen clinically.
M-mode scans
(Fig 5

) showed the progression of SAM to
mitral-septal contact
with papillary muscle displacement. SAM could be
repeatedly
and reproducibly generated and eliminated by displacing or
releasing
the papillary muscles; images and measurements were obtained
within
seconds of papillary muscle displacement, without change in
cardiac
output or heart rate. In 6 dogs, mitral-septal contact could
be
induced,
48 with peak outflow tract gradients of 10 to 70
mm
Hg (mean of 33±19 mm Hg). New mitral regurgitation occurred
in 5
dogs with SAM and resolved with release of the sutures;
in a sixth dog,
mild regurgitation increased with SAM. Doppler
color flow mapping (Fig
6

) showed an anterior direction of flow
proximal and
below the mitral leaflets before the full development
of outflow tract
and regurgitant jets, illustrating interposition
of the leaflets into
the outflow stream. Comparable SAM and
regurgitation could be obtained
with the left ventricular catheter
withdrawn to the atrium. There was
no significant change in
left ventricular internal diameter or its
fractional shortening,
dP/dt, or ejection time (
P>.05) with
papillary muscle displacement
short of inducing mitral-septal contact
and full obstruction.

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Figure 3. Echocardiographs of systolic anterior motion (SAM,
right) created in vivo by anterior displacement of the papillary
muscles (PM). Arrow and dashed line indicate direction of suture. Other
abbreviations as in Fig 1 .
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Figure 4. Echocardiographs: Parasternal short-axis views of
systolic anterior motion and hypertrophic cardiomyopathy (left) and in
the canine model (right) showing the greatest anterior excursion of the
leaflet centrally, with the lateral portions remaining relatively
posterior, creating two side pockets for flow.
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Figure 5. M-mode scans of the in vivo model showing mild
systolic anterior motion with mild displacement (top) and septal
contact with greater displacement (bottom). IVS indicates
interventricular septum; LV, left ventricle; and MV, mitral
valve.
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Figure 6. Dopper color flow mapping images in the parasternal
long-axis view of the in vivo model during induction of systolic
anterior motion by papillary muscle displacement. An early systolic
image (left) shows that flow within the ventricle has an anterior
component (orange color, arrow) toward the posterior and apical surface
of the anteriorly moving mitral valve, illustrating interposition of
the leaflets into the outflow stream. This occurs even before the
initial development (in the next videoframe on the right) of
high-velocity flow disturbance (indicated by mixed colors) in the left
ventricular outflow tract (poststenotic jet) and left atrium (mitral
regurgitant jet, arrows). Note that only the initial phase of these
flow disturbances is displayed, not the fully developed jets, with the
aim of illustrating the sequence of events noted.
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Mitral Valve Coaptation
Papillary muscle displacement also
reproduced the changes in
mitral valve coaptational geometry described clinically (Figs 1
and 3
and Table
). The mitral leaflets were shifted anteriorly,
decreasing the ratio of the mitral-septal distance to the
anteroposterior ventricular diameter (M/AP). The posterior leaflet was
pulled more erect, increasing the angle at its base, so that it met the
anterior leaflet farther from its tip, leaving a longer distal residual
anterior leaflet. The posterior residual leaflet also increased when
SAM involved that leaflet (n=3). Despite anterior displacement, outflow
tract area at the onset of systole, when SAM began, was decreased by
only 31±8% compared with baseline, suggesting that outflow tract
narrowing was not a major factor in causing SAM.
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Discussion
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Papillary Muscle Displacement
The in vivo studies demonstrate
that anterior papillary muscle
displacement
alone, in the absence of septal hypertrophy or marked
outflow
tract narrowing, can cause obstructive SAM that is reversible
and
accompanied by mitral regurgitation. This maneuver also reproduces
the
echocardiographic morphology of SAM seen in patients with HCM
and
their altered mitral valve geometry, including increased
anterior and
posterior residual leaflet lengths and leaflet
interposition into the
outflow (Fig 3

and Table

). The observed
anterior
motion can be
understood in terms of the decrease in
effective posterior restraint
(increased leaflet slack) caused
by anterior redirection of papillary
muscle tension (Fig 1

);
increased length of the residual
leaflet, which
is relatively
free to move anteriorly, unlike the coapted leaflet
bodies;
and interposition of the leaflets into the path of outflow,
as
suggested by Fig 6

, with the potential to cause drag forces
(forces
parallel
to flow exerted on an interposed
object
13 42 43 )
acting to
propel the leaflet anteriorly. Although papillary muscle
shifts
have been observed previously in patients with
HCM,
1 11 25 26 27 28 29 30
these studies prospectively demonstrate
that such
displacement can actually cause SAM.
Systolic Anterior Motion and Prolapse
In this model, SAM
appears to be determined by two factors: the
ability of the leaflets to move anteriorly (papillary muscle
displacement causing slack and increased residual leaflet length) and
their interposition into the outflow stream by anterior displacement,
determining the direction of this motion. Leaflet slack can permit
prolapse (excess superior and posterior motion) or SAM (excess superior
and anterior motion), depending on how the papillary muscles shift the
orientation of the leaflets relative to the outflow. It is therefore
reasonable that SAM and prolapse may coexist in
patients,49 and both are sensitive to changes in
ventricular volume.50 Slack can also be increased by
leaflet
elongation11 24 27 31 33 34 35 36 37 38
and annular
contraction.51 The ability to promote SAM by increasing
slack has been demonstrated in vitro and computationally as well (basal
combined with anterior papillary muscle displacement, central
displacement [Fig 2
], and leaflet
elongation).52 53 54 55 56
Clinical Implications
The results of this study are
consistent with growing evidence for
primary structural alterations of the mitral apparatus in patients with
HCM and obstructive
SAM1 11 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 49 57 58 59 60
as well as in
patients without septal hypertrophy but with obstructive SAM (posterior
leaflet elongation shifting coaptation anteriorly after mitral
repair18 19 20 21 61 62 63 64 ;
relatively free or anterior mitral
structures14 15 16 17 65 ;
and anterior displacement of the
mitral apparatus caused by annular
calcification,39 40
posterobasal hypertrophy,66 tumor displacing the papillary
muscles,23 and isolated papillary muscle
malposition22 ). These concepts have led to new techniques
for preventing SAM after mitral valve
repair.57 62 63
Conversely, these results can help explain why more than two thirds of
patients studied with massive septal thickening had no basal outflow
obstruction67 : They may have normal leaflets and papillary
muscle restraint.68 The concepts of this study can also
potentially help us understand several features of SAM not readily
explained by outflow tract narrowing: the observed geometry of SAM,
which is greatest at the center of the
valve,2 11 24 where
greatest slack would be predicted (Fig
2
),52 53 54 55 56
and its
early systolic onset,11 12 13 which may
result from an
imbalance of chordal tension caused by contraction of malpositioned
papillary muscles as early as isovolumic systole.
Models and Limitations
It is difficult to isolate one
causative factor for SAM
completely, given the complex interplay of mechanical and flow factors
contributing to it. This study did not propose to test the Venturi
effect, one mechanism proposed for SAM, or to define its role relative
to that of papillary muscle displacement. Such an effect can certainly
occur once a high-velocity jet has been generated above the valve by
mitral-septal contact and may be another mechanism contributing to SAM
in the small, hyperdynamic ventricle (potentially increased outflow
tract velocity and increased leaflet slack because of a small cavity
and annulus with constant leaflet size). The purpose of this study was
to separate changes in the mitral apparatus from the primary
alternative, septal hypertrophy. We believe the model effectively did
that because septal thickness remained normal. This feature of the
model also may provide insight into one of its apparent limitations,
namely, the relatively modest gradients generated. Their magnitude may
reflect the absence of septal hypertrophy in the model because
hypertrophy may act together with SAM to narrow the outflow
tract69 ; it also may contribute additional Venturi forces
to promote SAM and further interpose the leaflets into the
posteriorly shifted outflow stream to increase drag forces acting to
create
SAM.1 11 24 60 70
Cardiac output was controlled by
a roller pump mechanism used extensively in cardiovascular research,
and observations before and during papillary muscle displacement were
taken in each view within seconds of each other, without change in
ventricular size or contraction. (Changes induced by
obstruction13 71 cannot be eliminated.) Papillary
muscle
tension was not controlled in vivo, and it is possible that the
manipulations could alter net tension by altering muscle length,
although the midportions of the muscle could be seen to thicken
normally.72 Nevertheless, the results demonstrate that a
structural change in the mitral valve and supporting structures, as
opposed to septal hypertrophy, can play a primary role in causing SAM,
verifying the original hypothesis.
Summary
This study shows that primary structural changes in
the mitral
valve and its supporting structures and their relation to the outflow
tract, as observed in patients with HCM, can cause SAM in the absence
of septal hypertrophy. These concepts can help explain why SAM occurs
both in HCM and in patients without septal hypertrophy and can
therefore be of potential benefit in its reduction or elimination.
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Acknowledgments
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This study was supported by grant HL-38176 of the National
Institutes
of Health, Bethesda, Md; by a grant of the Whitaker
Foundation,
Camp Hill, Pa; by a grant of the American Heart
Association,
with funds contributed in part by its Massachusetts
Affiliate;
and by contributions of Rena M. Shulsky, New York, NY. Dr
Levine
is an Established Investigator of the American Heart
Association,
Dallas, Tex. We would like to thank Sheila McGinty and
Kathleen
Sweeney Laing for their expert secretarial assistance and
Christopher
Slater for his assistance with the experimental
studies.
Received June 15, 1994;
revision received August 26, 1994;
accepted September 23, 1994.
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