(Circulation. 1996;93:1520-1526.)
© 1996 American Heart Association, Inc.
Articles |
From the Department of Cardiology, Cleveland Clinic Foundation, Cleveland, Ohio (M.S.L.); the Department of Cardiology, the New York Hospital-Cornell Medical Center, New York, NY (P.M.O.); the Department of Preventive Medicine and Epidemiology, Boston (Mass) University School of Medicine (M.G.L.); and the Framingham Heart Study, National Heart, Lung, and Blood Institute, Framingham, Mass (M.G.L., J.C.E., D.L.).
| Abstract |
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Methods and Results In this prospective cohort investigation, 1575 male participants (mean age, 43 years) in the Framingham Offspring Study who were free of coronary heart disease, who were not taking ß-blockers, and who underwent submaximal treadmill exercise testing (Bruce protocol) were studied. Heart rate response was assessed in three ways: (1) failure to achieve 85% of the age-predicted maximum heart rate, which has been the traditional definition of chronotropic incompetence; (2) the actual increase in heart rate from rest to peak exercise; and (3) the ratio of heart rate to metabolic reserve used by stage 2 of exercise ("chronotropic response index"). Proportional hazards analyses were used to evaluate the associations of heart rate responses with all-cause mortality and with coronary heart disease incidence during 7.7 years of follow-up. Failure to achieve target heart rate occurred in 327 (21%) subjects. During follow-up there were 55 deaths (14 caused by coronary heart disease) and 95 cases of incident coronary heart disease. Failure to achieve target heart rate, a smaller increase in heart rate with exercise, and the chronotropic response index were predictive of total mortality and incident coronary heart disease (P<.01). Failure to achieve target heart rate remained predictive of incident coronary heart disease even after adjusting for age, ST-segment response, physical activity, and traditional coronary disease risk factors (adjusted hazard ratio, 1.75; 95% confidence interval, 1.11 to 2.74; P=.02). After adjusting for the same factors, the increase in exercise heart rate remained inversely predictive of total mortality (P=.04) and coronary heart disease incidence (P=.0003). The chronotropic response index also was predictive of total mortality (P=.05) and incident coronary heart disease (P=.001) after adjusting for age and other risk factors.
Conclusions An attenuated heart rate response to exercise, a manifestation of chronotropic incompetence, is predictive of increased mortality and coronary heart disease incidence.
Key Words: mortality heart rate exercise testing coronary heart disease
| Introduction |
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In patients with known coronary heart disease an attenuated exercise heart rate response, sometimes referred to as chronotropic incompetence,5 has been associated with an adverse prognosis.5 6 7 8 Although a blunted heart rate response to exercise has been shown to be a predictor of subsequent coronary heart disease events in asymptomatic individuals, this finding was not clearly independent of concurrent ischemic ST-segment changes, age, physical fitness, and standard coronary heart disease risk factors.9
The purpose of this study was to determine the relation between exercise heart rate response and prognosis in asymptomatic subjects from the Framingham Heart Study. End points of interest included all-cause mortality and coronary heart disease events.
| Methods |
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To be eligible for this study, subjects had to undergo exercise treadmill testing. Exclusion criteria included prevalent coronary heart disease, technical problems with the treadmill, an inability to reach stage 2 in a standard Bruce protocol (to eliminate confounding effects of very early heart rate responses due to anxiety and also to reduce possible effects of occult angina presenting as very poor exercise tolerance), and use of ß-blockers at the time of the treadmill test. Heart rate blunting calcium blockers like verapamil and diltiazem were not yet in widespread use. This analysis was restricted to men because there were only 20 deaths in the women studied.
Clinical Data
At baseline examination, which occurred between 1979 and 1983,
all subjects had height and weight measured. Obesity was assessed using
body mass index (weight in kilograms divided by height in meters
squared, kg/m2). Systolic blood pressure was
obtained by a physician using a mercury column sphygmomanometer: two
readings were averaged. Baseline hypertension was defined as a
systolic blood pressure of 140 mm Hg or more, a
diastolic blood pressure of 90 mm Hg or more, or use of
antihypertensive medication.14 Diabetes was defined as use
of insulin or oral hypoglycemic agents or a fasting blood glucose of at
least 140 mg/dL (7.77 mmol/L) at the index examination. Usual levels of
physical activity were assessed by a questionnaire in which subjects
were asked how many hours per day were spent engaging in sleep,
sedentary activity, and slight, moderate, and heavy physical activity.
Based on the answers to these questions a physical activity index was
calculated.15
Subjects were followed for a mean of 7.7 years for all-cause mortality and incident coronary heart disease events. The coronary heart disease end points included incident angina pectoris, coronary insufficiency (unstable angina with documented ischemic ST-segment changes), myocardial infarction, sudden and nonsudden coronary heart disease deaths, and coronary revascularization (coronary artery bypass grafting or percutaneous transluminal coronary angioplasty). All available medical records, ECGs, and laboratory data were reviewed by a committee of three physicians to assign cardiovascular disease diagnoses. This committee had no knowledge of the subjects' exercise responses. The criteria for cardiovascular disease diagnoses have been described in detail elsewhere.16
Exercise Testing
All subjects underwent standard treadmill exercise testing on
the same day as the baseline examination according to the Bruce
protocol.13 Exercise was stopped when subjects achieved a
target heart rate (in beats per minute) defined as 85% of the age- and
sex-predicted maximum heart rate,17 which in men were
age 16 to 20 years, maximum heart rate 179; age 21 to 24 years, 177;
age 25 to 29 years, 175; age 30 to 34 years, 173; age 35 to 39 years,
172; age 40 to 44 years, 170; age 45 to 49 years, 168; age 50 to 54
years, 166; age 55 to 59 years, 164; age 60 to 64 years, 162; and age
65 to 69, 158. Other reasons for stopping exercise included participant
request, limiting chest discomfort, dyspnea, fatigue, leg discomfort,
hypotension, an excessive increase in systolic blood pressure
(peak systolic pressure
250 mm Hg),
2 mm ST-segment
depression, or significant ventricular ectopy (including
frequent ventricular beats and nonsustained
ventricular tachycardia). Heart rate and blood
pressure were measured at rest, during each stage of exercise, at peak
exercise and during recovery. An ST-segment response was considered
ischemic if there was at least 1 mm (0.1 mV) of additional
(versus the resting ECG) horizontal or downsloping ST-segment
depression measured 80 msec after the J-point. Exercise capacity in
metabolic equivalents (METs) was estimated based on a
previously published nomogram relating to the Bruce
protocol18 : stage 2, 7.1 METs; stage 3, 9.9 METs; stage 4,
13.5 METs; and stage 5, 16.5 METs. Subjects were not credited with
achieving any given stage of exercise unless they reached the point
when blood pressure was measured, namely, 1.5 to 2.0 minutes into that
stage.
Statistical Analyses
Assessment of heart rate response. The exercise heart
rate response was assessed in three ways: (1) ability or failure to
achieve the target heart rate, (2) actual increase in heart rate from
rest to peak exercise (in beats per minute), and (3) the ratio of heart
rate to metabolic reserve used by stage 2 of exercise. All
subjects by definition had to achieve stage 2; thus using measurements
at this stage of exercise enables inclusion of all
subjects.19 This last measure of chronotropic competence
is based on the notion that a valid measure of heart rate response must
take into account age, resting heart rate, and exercise
capacity19 ; it is not merely a marker of treadmill time.
Percent metabolic reserve (MR) used by any stage of
exercise can be defined as
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In an analogous fashion, the percent heart rate reserve (HRR) used by any stage of exercise is
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In a healthy subject, the ratio of heart rate to metabolic reserve used by any stage of exercise (heretofore referred to as the chronotropic response index) is roughly 1, a reflection of the association between heart rate response and metabolic work during exercise.19 A low ratio implies chronotropic incompetence, which can be distinguished from effects of age, resting heart rate, and physical fitness on the heart rate response to exercise.19 This ratio should be accurate despite the submaximal nature of the exercise test because of the linear relationship between heart rate and metabolic work during exercise.19
To confirm that the chronotropic response index is relatively independent of age, resting heart rate, and physical fitness, Pearson correlation coefficients (along with standard errors of the estimate) were calculated relating chronotropic response index and heart rate increase with exercise to age, resting heart rate, and exercise capacity in METs.
Description of baseline and exercise characteristics.
Subjects were grouped according to ability to achieve target heart rate
and group-specific values of baseline and exercise characteristics
were determined. In separate analyses, subjects were split
according to tertiles of the chronotropic response index, with the
lowest tertile representing the greatest degree of
chronotropic incompetence. The tertile partition values were 0.15 to
0.95 for the lowest tertile, 0.95 to 1.13 for the middle tertile, and
1.13 to 1.77 for the highest tertile. Subjects were not divided into
quartiles because this would have left too few events per quartile for
meaningful descriptions. ANOVA and
2 tests were
used to compare means and proportions among groups.
Outcome analyses. The end points of this study were all-cause mortality and incident coronary heart disease; none of the subjects had coronary heart disease at baseline. For descriptive purposes, Kaplan-Meier cumulative incidence plots of all-cause mortality and incident coronary heart disease were constructed according to ability to achieve target heart rate and according to tertiles of the chronotropic response index.
The Cox proportional hazards model20 was used to quantify the associations between exercise heart rate responses and these end points. For analyses of mortality, Cox models were adjusted for age, ST-segment response, valvular disease, pulmonary disease, body mass index, smoking status, hypertension, hypertension treatment, diabetes, physical activity index, and the ratio of total to HDL cholesterol. Because valvular disease and pulmonary disease were uncommon, they were combined for modeling purposes. Models of coronary heart disease incidence were adjusted for age, ST-segment response, body mass index, smoking status, hypertension, hypertension treatment, diabetes, and the ratio of total to HDL cholesterol.
In supplementary analyses, the sample was restricted to subjects who remained free of events during the 2 years of follow-up to reduce any potential bias caused by subclinical conditions at the time of exercise testing.
To investigate the possibility of a J-shaped curve (in
which subjects with an excessive heart rate response in early exercise
might be at increased risk) further analyses were restricted to
those with a chronotropic response index of at least one. Subjects with
a chronotropic response index of
1.3 were considered to have a high
chronotropic response. Their risks for all-cause mortality and
incident coronary heart disease were compared with subjects
whose chronotropic response indexes were between 1.0 and 1.3 using Cox
regression analyses.
Proportional hazards analyses were performed using PROC PHREG of the SAS statistical packages21 on a Sun Sparcstation 2.
| Results |
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-methyldopa (n=27), loop diuretics (n=3), spironolactone
(n=3), and miscellaneous other agents including
-blockers and
direct vasodilators (n=54).
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When subjects were divided according to tertiles of chronotropic
response index, there were no marked differences in age, blood
pressure, body mass index, resting heart rate, and the ratio of total
to HDL cholesterol; smoking was somewhat more prevalent
among those in the lowest tertile of chronotropic response index (Table 2
). The physical activity index was unrelated to chronotropic response
(Tables 1
and 2
).
The exercise characteristics of subjects are summarized in Tables 3
and 4
. Reasons for stopping exercise
included dyspnea (n=83), leg discomfort (n=75), marked ischemic
ST-segment response (n=24), excessive increase in systolic
blood pressure (n=8), participant request (n=7), complex
ventricular ectopy (n=4). One subject stopped because of
chest discomfort. As expected, the chronotropic response index was
about 1.0 in subjects who reached their target heart rate but was lower
(0.86±0.22, P<.0001) in those who did not achieve the
target heart rate. Subjects who failed to achieve target heart rate
were more likely to exhibit an ischemic ST-segment response
(18% versus 13%, P=.054); they also had a lower exercise
capacity (Table 3
). When divided according to tertiles of chronotropic
response index, there were no marked differences in abnormal ST-segment
response; exercise capacity was slightly higher among subjects in the
highest tertile of chronotropic response index (Table 4
).
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Heart Rate Measures and Age, Resting Heart Rate, and Exercise
Capacity
The increase in heart rate with exercise was weakly correlated
with age (r=-.41, SEE=0.023), resting heart rate
(-.62, SEE=0.020), and exercise capacity in METs
(r=.52, SEE=0.022). In contrast, the chronotropic response
index was uncorrelated with age (r=.005, SEE=0.025), resting
heart rate (r=-.01, SEE=0.025), and it was only weakly
correlated with exercise capacity in METs (r=.21,
SEE=0.024). The physical activity index was not correlated with the
chronotropic response index (r=-.003). The
chronotropic response index represents an exercise heart rate
response variable that is uncorrelated or minimally correlated with
age or level of physical fitness.
Prognostic Implications of Exercise Heart Rate
Response
During a mean of 7.7 years of follow-up there were 55 deaths:
14 from coronary heart disease, 27 from cancer, 2 from other
cardiovascular causes, and 12 from miscellaneous
causes. There were 95 incident coronary heart disease events
including 45 myocardial infarctions, 44 cases of angina pectoris or
coronary insufficiency, and 6 sudden cardiac deaths. No cases
of coronary revascularization occurred as
incident coronary heart disease events.
An inability to achieve target heart rate and a lower chronotropic
response index were related to a higher incidence of all-cause
mortality (Figs 1
and 2
) and
coronary heart disease events (Figs 3
and 4
).
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All-Cause Mortality
Of the 327 men who failed to reach the target heart rate, 21 (6%)
died; however, of the 1248 who achieved their target heart rate only 34
(3%) died. There were 23 deaths (4%) among those in the lowest
tertile of chronotropic response index, 16 (3%) deaths in the middle
tertile, and 16 (3%) in the highest tertile. In unadjusted
analyses, failure to achieve target heart rate was associated
with an increased risk of death, but after adjusting for several
covariates it was no longer predictive of death risk. The increase in
heart rate was inversely related to mortality risk after adjusting for
the same covariates (P=.04). Similarly, an impaired early
heart rate response through stage 2 of exercise, as assessed by the
chronotropic response index was predictive of mortality
(P<.05). See Table 5
.
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Coronary Heart Disease Events
Of the 327 men who failed to reach their target heart rate, 44
(14%) experienced a coronary event (25 had myocardial
infarctions, 15 developed angina pectoris, and 4 had sudden cardiac
death as the initial presentation of coronary heart
disease); of the 1248 men who reached their target heart rate, only 51
(4%) experienced a coronary event. There were 44 (8%)
coronary heart disease events among those in the lowest tertile
of chronotropic response index, 35 (7%) in the middle tertile, and 16
(3%) in the highest tertile. Failure to achieve target heart rate was
associated with an increased risk of incident coronary heart
disease when studied alone. After adjusting for age, ST-segment
response, body mass index, smoking, hypertension, hypertension
treatment, diabetes, physical activity index, and the ratio of total to
HDL cholesterol, failure to achieve target heart rate
remained predictive of coronary heart disease events (adjusted
hazard ratio, 1.75; 95% confidence interval, 1.11 to 2.74;
P=.02). The increase in heart rate was inversely predictive
of incident coronary heart disease after adjusting for the same
covariates (P=.0003). Similarly, the chronotropic response
index was inversely predictive of incident coronary heart
disease (P=.001). See Table 5
.
Late Events
In analyses restricted to subjects who had at least 2
years of event-free follow-up, similar associations of heart
rate response with late incident coronary heart disease events
were noted, with no material difference from the prior results (Table 6
is provided for reviewers). None of the heart rate
variables was independently predictive of late all-cause
mortality.
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Impact of an Excessive Heart Rate Response in Early
Exercise
It might be postulated that subjects with high chronotropic
responses (chronotropic response index
1.3) are at increased risk for
an adverse outcome. There were 891 subjects with a chronotropic index
of at least 1; during follow-up there were 26 deaths and 44
incident coronary heart disease events. Compared with subjects
with a chronotropic index between 1.0 and 1.3, those with an index
exceeding 1.3 had a similar all-cause mortality rate (hazard ratio,
1.34; 95% confidence interval, 0.54 to 3.35; P>.5) and
comparable risk of coronary heart disease events (hazard ratio,
0.88; 95% confidence interval, 0.39 to 1.99; P>.7).
| Discussion |
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The heart rate response to exercise is related to a complex interplay among many factors including age, sex, physical conditioning, sympathetic drive, baroreceptor reflexes, and venous return, as has been reviewed elsewhere.7 Several studies have demonstrated an association between failure to achieve a predicted heart rate and coronary artery disease prognosis.5 6 7 8 9 Only one of those was population-based9 ; in that study, failure to attain 90% of the age-predicted maximum heart rate was predictive of coronary heart disease risk. That study, however, did not rigorously adjust for ST-segment changes and traditional coronary risk factors in multivariable models. Another study of employed men found sustained slow heart rates may be predictive of a higher risk of cardiac death.22 In that study there were no noted exclusions for ß-blocker use or preexisting coronary heart disease.
The mechanism by which an impaired exercise heart rate response may be associated with increased risk of coronary heart disease is unclear. An attenuation of sympathetic drive has been demonstrated for patients with established heart failure23 ; perhaps a similar attenuation may occur in very early subclinical manifestations of cardiovascular disease. Another possible explanation is that an impaired exercise heart rate response may well represent an early manifestation of cardiac ischemia.5
The association of an impaired exercise heart rate response and increased mortality and coronary risk may be analogous to the association of reduced heart rate variability (or RR cycle variability) with adverse outcome.1 2 A recent report from the Framingham Heart Study2 found that time-domain and frequency-domain variables derived from a 2-hour Holter monitor recording predicted mortality risk in conjunction with standard cardiovascular risk factors. In contrast to these measures of heart rate variability, the exercise heart rate response may represent an easily and routinely obtained measure that is associated with autonomic regulation.
The increased risk associated with an impaired heart rate response may
reflect decreased physical fitness, which has been shown to be
predictive of cardiac risk.24 Since the exercise tests
obtained in this study were submaximal, our ability to accurately
assess the impact of physical fitness is limited. To separate effects
of physical fitness from heart rate response, analyses were
performed looking only at heart rate response during early exercise
(through stage 2 of a Bruce protocol). In models of mortality and
coronary heart disease risk, the chronotropic response index
was predictive of risk. Of note, the chronotropic response index was
only weakly (r=.21) associated with exercise capacity (and
therefore was not merely a marker of treadmill duration or physical
fitness) and was unassociated with age or resting heart rate. Among
subjects in the highest tertile of chronotropic response index exercise
capacity was slightly higher (13.5 versus 12.7), an association that
was statistically significant given the large sample size but not
particularly marked. In contrast, failure to achieve target heart rate
was strongly associated with age (P<.0001), resting heart
rate (P=.02), and physical fitness (P<.001)
(Tables 1
and 3
). Increase in heart rate with exercise was also
correlated with age, resting heart rate, and physical fitness. Thus, of
the three measures of heart rate response we considered, the
chronotropic response index comes closest to a pure measure of
chronotropic competence. Also, baseline physical activity, in the form
of a physical activity index,15 was also considered and
was found to be unassociated with chronotropic response. It did not
influence the association between chronotropic incompetence and adverse
outcome.
Inability to achieve target heart rate was associated with a higher likelihood of an ischemic ST-segment response, a lower exercise capacity, and an adverse coronary heart disease risk factor profile. As such, these true confounders of the association of heart rate response to exercise with risk for death and coronary heart disease needed to be considered. Stratification was impractical with several confounders,25 so multivariable proportional hazards models were adopted. We assumed that the primary variables have certain mathematical relations to the risks of death and of developing coronary disease, and also that those relations are not modified by confounders. Although the data were too sparse to check these assumptions fully, we found that the results from unadjusted and adjusted models were consistent with our expectations: the effect estimated for each primary variable was attenuated somewhat upon adjustment for confounders.
There are other potential limitations of this study. The study sample was all male and overwhelmingly white, so the results may not apply to females and nonwhites. Despite the increased risks associated with attenuated exercise heart rate responses, most of the deaths and coronary heart disease events occurred in individuals who did achieve their target heart rate and who were in the top two tertiles of chronotropic response index. Exercise capacity in METs was estimated, not directly measured using gas exchange techniques. We were unable to document the accuracy of the estimated exercise capacity or metabolic reserve, which was used for calculating chronotropic index because metabolic testing was not used at Framingham during the testing period. Thus, the chronotropic index is a calculated, rather than a directly measured value. The use of the Bruce protocol, with its incremental stages, may result in an overestimation of exercise capacity.26 The major stopping point for our exercise test was achievement of a target heart rate, based on 85% of the age-predicted maximum, which has a fairly high standard deviation7 and which, therefore, may not be ideally applicable for individual subjects. The use of a submaximal test, instead of a symptom-limited test, may be a potential limitation, since many individuals could have achieved higher heart rates than they did. By truncating heart rate increase with exercise in this way, the differences were diminished between heart rate increases in those who failed, compared with those who reached their target heart rate. This, if anything, would attenuate the association between heart rate response and outcome; there would be a bias toward no effect.
Despite these limitations, heart rate response to exercise was associated with an increased risk for death and coronary heart disease even after considering ST-segment response to exercise, baseline physical activity, and traditional coronary disease risk factors. Furthermore, we have demonstrated that the chronotropic response index, a measure of exercise heart rate response that is relatively independent of age, resting heart rate, and physical fitness, is a strong predictor of outcome.
| Footnotes |
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Received September 27, 1995; revision received January 16, 1996; accepted January 22, 1996.
| References |
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