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(Circulation. 1999;99:2192-2217.)
© 1999 American Heart Association, Inc.
Clinical Cardiology: New Frontiers |
From the Division of Cardiology, Department of Medicine, St Luke's/Roosevelt Hospital Center, and the Department of Medicine, Columbia University College of Physicians and Surgeons, New York, NY (A.R.); the Department of Psychiatry and Behavioral Sciences, Duke University Medical Center, Durham, NC (J.A.B.); and the Department of Pathology (Comparative Medicine) and Anthropology, Wake Forest University School of Medicine and Wake Forest University, Winston-Salem, NC (J.K.).
Correspondence to Alan Rozanski, MD, Division of Cardiology, St Luke's/Roosevelt Hospital Center, 114th Street and Amsterdam Avenue, New York, NY 10025. E-mail ar77{at}columbia.edu
Abstract
AbstractRecent studies provide clear and convincing evidence that psychosocial factors contribute significantly to the pathogenesis and expression of coronary artery disease (CAD). This evidence is composed largely of data relating CAD risk to 5 specific psychosocial domains: (1) depression, (2) anxiety, (3) personality factors and character traits, (4) social isolation, and (5) chronic life stress. Pathophysiological mechanisms underlying the relationship between these entities and CAD can be divided into behavioral mechanisms, whereby psychosocial conditions contribute to a higher frequency of adverse health behaviors, such as poor diet and smoking, and direct pathophysiological mechanisms, such as neuroendocrine and platelet activation. An extensive body of evidence from animal models (especially the cynomolgus monkey, Macaca fascicularis) reveals that chronic psychosocial stress can lead, probably via a mechanism involving excessive sympathetic nervous system activation, to exacerbation of coronary artery atherosclerosis as well as to transient endothelial dysfunction and even necrosis. Evidence from monkeys also indicates that psychosocial stress reliably induces ovarian dysfunction, hypercortisolemia, and excessive adrenergic activation in premenopausal females, leading to accelerated atherosclerosis. Also reviewed are data relating CAD to acute stress and individual differences in sympathetic nervous system responsivity. New technologies and research from animal models demonstrate that acute stress triggers myocardial ischemia, promotes arrhythmogenesis, stimulates platelet function, and increases blood viscosity through hemoconcentration. In the presence of underlying atherosclerosis (eg, in CAD patients), acute stress also causes coronary vasoconstriction. Recent data indicate that the foregoing effects result, at least in part, from the endothelial dysfunction and injury induced by acute stress. Hyperresponsivity of the sympathetic nervous system, manifested by exaggerated heart rate and blood pressure responses to psychological stimuli, is an intrinsic characteristic among some individuals. Current data link sympathetic nervous system hyperresponsivity to accelerated development of carotid atherosclerosis in human subjects and to exacerbated coronary and carotid atherosclerosis in monkeys. Thus far, intervention trials designed to reduce psychosocial stress have been limited in size and number. Specific suggestions to improve the assessment of behavioral interventions include more complete delineation of the physiological mechanisms by which such interventions might work; increased use of new, more convenient "alternative" end points for behavioral intervention trials; development of specifically targeted behavioral interventions (based on profiling of patient factors); and evaluation of previously developed models of predicting behavioral change. The importance of maximizing the efficacy of behavioral interventions is underscored by the recognition that psychosocial stresses tend to cluster together. When they do so, the resultant risk for cardiac events is often substantially elevated, equaling that associated with previously established risk factors for CAD, such as hypertension and hypercholesterolemia.
Key Words: coronary disease stress psychology
Although the importance of psychosocial factors in the development and expression of coronary artery disease (CAD) has been debated, an extensive recent literature now establishes that psychosocial factors contribute significantly to the pathogenesis of CAD. Furthermore, by use of new technologies and animal models, elucidation of the basic pathophysiology underlying the relationship between psychosocial factors and CAD is expanding rapidly. However, because the literature relating psychosocial factors to CAD is multidisciplinary, there may be an underappreciation of the strength of some of the epidemiological and pathophysiological observations that have been reported. Accordingly, we will review the relationship between psychosocial stress and CAD development, with emphasis on the following psychosocial factors: (1) depression, (2) anxiety, (3) personality factors and character traits (eg, hostility), (4) social isolation, and (5) chronic and subacute life stress. Although these domains can overlap, epidemiological data for each domain will be reviewed separately, emphasizing studies that have used the "hard" cardiovascular end points of myocardial infarction and cardiac death as outcome variables (or all-cause mortality in the case of some early studies). In some instances, "alternative" cardiac end points will be considered, such as progression of atherosclerosis during serial carotid ultrasonography. Studies that relate psychosocial factors to "soft" cardiac end points, such as angina and static findings on coronary angiography, will not be reviewed. Information regarding the pathophysiology by which psychosocial factors promote CAD development will be examined for each psychological domain. These will include (1) behavioral mechanisms, whereby the given factor exacerbates lifestyles known to potentiate CAD (eg, smoking), and (2) direct pathophysiological effects, as delineated in experimental animal studies and/or investigations in humans. The pathogenic effects of 2 other phenomena, acute psychological stress and sympathetic nervous system hyperresponsivity, will then be reviewed. Finally, the implications of these findings relative to the prevention and treatment of CAD will be discussed.
Psychosocial Factors and CAD
Depression and Related Syndromes
Episodes of major depression are characterized by the presence of
a depressed mood and markedly decreased interest in all activities,
persisting for at least 2 weeks and accompanied by at least 4 of the
following additional symptoms: changes in appetite, sleep
disturbance, fatigue, psychomotor retardation or agitation,
feelings of guilt or worthlessness, problems concentrating, and
suicidal thoughts. The 1-month community-based prevalence of major
depression episodes is
5%.1 Among CAD patients,
however, the prevalence of major depression is
3-fold higher. Also,
depressive symptoms that are not sufficient in magnitude to meet the
criteria for major depression occur at least as commonly among cardiac
patients.2 3 Recent epidemiological studies evaluating the
relationship between depression and CAD among healthy3 4 5 6 7 8 9 10 11
and CAD12 13 14 15 16 17 18 19 populations consistently demonstrate
a significant prospective relationship between the occurrence of major
depression episodes and the incidence of cardiac events (Table 1
). Two additional findings are
notable. First, the presence of depressive symptoms, in the absence of
diagnosed major depression episodes, is also associated with an
increased risk for cardiac events.4 Second, a number of
studies support a gradient between the magnitude of depression and
future cardiac events.4 7 9 Together, these data suggest
that risk for CAD associated with depression exists along a continuum,
according to the magnitude of depressive symptoms.
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One particular aspect of depression, the absence of hope, has received particular attention. Hopelessness has been linked to sudden death, both in observational studies20 21 and in animal models of hopelessness.22 Recently, prospective epidemiological studies have also reported a relationship between symptoms of hopelessness and the development of CAD.4 7 In one study, for example, a positive answer to the question "(During the last month) have you felt so sad, discouraged, hopeless, or had so many problems that you wondered if anything was worthwhile?" more than doubled the risk of CAD.4 It has also been demonstrated that men experiencing hopelessness develop significantly more carotid atherosclerosis over time.23 A related phenomenon is "vital exhaustion." This syndrome, measured by the 37-item Maastricht questionnaire,24 focuses on a triad of symptoms: fatigue, irritability, and demoralized feelings. The presence of vital exhaustion has also been reported to predict future CAD and/or cardiac events in healthy25 and CAD26 27 populations.
Pathophysiological Mechanisms
Considerable evidence indicates that depression has both
behavioral and direct pathophysiological effects.
With respect to behavioral mechanisms, depression is associated with
both unhealthy lifestyle behaviors,28 29 such as smoking,
and poor patient compliance.29 30 Direct
pathophysiological effects of depression involve at
least 3 mechanisms. First, depression is accompanied by
hypercortisolemia.31 32 33 Associated findings include
attenuation of the adrenocorticotropin hormone response to
corticotropin-releasing factor administration,32
nonsuppression of cortisol secretion after dexamethosone
administration,34 and elevated corticotropin-releasing
factor concentrations in the cerebrospinal fluid of depressed
patients.35 Second, depressed individuals may develop
significant impairments in platelet function, including enhanced
platelet reactivity and release of platelet products such
as platelet factor 4 and
ß-thromboglobulin.36 37 The
combination of hypercortisolemia and enhanced platelet function
establishes the theoretical basis for explaining the proatherogenic
effects of depression. In addition, reduced heart rate
variability38 and impaired vagal control39
have been reported among depressed patients. These findings suggest
that depressed patients may also be subject to enhanced arrhythmogenic
potential.
Anxiety Syndromes
Until recently, evidence linking anxiety to CAD was limited to
demonstrations of elevated mortality rates among psychiatric patients
with anxiety disorders.40 Increasing evidence now links
anxiety disorders to development of cardiac events in general
populations (Table 2
). Most notably, 3
large-scale community-based studies, including one involving
34 000
men, have now reported a significant relationship between anxiety
disorders and cardiac death.41 42 43 Moreover, a
dose-dependent relationship has been noted between anxiety levels and
the occurrence of cardiac death.42 43 Anxiety has not been
associated with myocardial infarction in these studies. Rather, the
excess mortality appears to be confined to sudden (versus nonsudden)
cardiac death.42 43 Notably, these community-based studies
did not include women,41 42 43 even though anxiety disorders
are more common among women.44
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Prospective positive associations between CAD and panic
disorder45 and between CAD and "worry" (a subcategory
of generalized anxiety disorder)46 have also been noted in
2 recent studies; however, more studies are needed to establish whether
these findings are indeed valid. The epidemiological investigation of
anxiety disorders among CAD patients has also been quite sparse.
Because 4 small studies have each noted a relationship between anxiety
and a constellation of hard and soft cardiac events among CAD patients
(Table 2
),17 18 47 48 more large-scale
epidemiological studies among CAD patients now appear to be
warranted.
Pathophysiological Mechanism
The association between anxiety and sudden death, but not
myocardial infarction, suggests that ventricular
arrhythmias may be the mechanism for cardiac death among
individuals with anxiety disorders. In support of this hypothesis, it
has been observed that individuals with anxiety disorders have reduced
heart rate variability.49 Hence, there may be a
pathological alteration in cardiac autonomic tone. This alteration
could involve either increased sympathetic stimulation, which has been
linked to the occurrence of arrhythmias and sudden
death,50 or impaired vagal control, which has also been
linked to increased cardiac mortality.51 52 With respect
to the latter possibility, reduced vagal control has been linked to
impaired, vagally mediated baroreflex control of the
heart.53 Such impairment appears to be a particularly
important risk factor for sudden death.54 55 Along these
lines, a recent study reported reduced baroreflex cardiac control in
patients with anxiety,56 but prospective work is needed to
determine whether this is a common operative mechanism for sudden
deaths among patients with anxiety syndromes.
Individuals with anxiety disorders are prone to more unhealthy lifestyle behaviors42 43 ; however, the lack of correlation between anxiety syndromes and myocardial infarction (a sign of underlying atherosclerosis) suggests that, at least among initially healthy individuals, this behavioral association is not a significant pathogenic mechanism. It is conceivable, nonetheless, that this behavioral association could be of importance among CAD patients manifesting anxiety.
Personality and Character Traits
After the identification of the type A behavior pattern by
Friedman and Rosenman in the late 1950s,57 a syndrome
characterized by competition, hostility, and exaggerated commitment to
work, many studies have investigated whether personality patterns or
individual character traits promote the development of CAD. Other
personality types have included "type D"
personality,17 "social dominance,"58 and
a "hardy personality" construct59 ; these latter
personality types have not been widely studied as potential risk
factors for CAD. Interest in type A behavior accelerated after the
Western Collaborative Group Study, which reported that type A behavior
was associated with a 2-fold increased risk of CAD and 5-fold increased
risk of recurrent MI over an 8.5-year follow-up.60
Although type A behavior continues to receive attention,61
a series of studies have reported no correlation between type A
behavior and CAD risk.62 63 64 65 66 This lack of
consistency has cast doubt on the potential robustness of
the type A behavior as a clinical syndrome. Potential confounders have
been suggested. For instance, animal model studies67 and
some human studies68 69 suggest that social support is a
potential confounding variable. Furthermore, suspecting that not
all components of type A behavior are pathogenic, investigators have
examined the components of this behavior pattern.
Hostility, a major attribute of the type A behavior pattern, has
received considerable attention as a potential "toxic" element in
this personality construct. Hostility is a broad psychological
construct, encompassing negative orientations toward interpersonal
relationships, and includes such traits as anger, cynicism, and
mistrust. Table 3
lists 10 studies
assessing the relationship between hostility and CAD in healthy
subjects.70 71 72 73 74 75 76 77 78 79 The results of these prognostic studies
are mixed, with both positive and negative studies. However, the
studies are of uneven quality. For instance, in one negative study,
57% of the individuals were lost to follow-up,75 whereas
the follow-up of healthy individuals in another study was only 3
years.76 Of note, 2 large studies that used tailored
scales to focus on cynical mistrust77 and
anger79 have yielded positive associations with cardiac
events. In the anger study, a gradient was noted between anger levels
and the frequency of subsequent cardiac events.79 Thus, it
is possible that certain components of the hostility construct are more
pathogenic.
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To date, there have been no large-scale epidemiological studies
evaluating hostility among CAD patients. Four small epidemiological
studies among CAD patients, however, have been positive, as noted in
Table 3
.76 80 81 82 In addition, studies have
reported that CAD patients with high levels of hostility have a greater
rate of restenosis after angioplasty,83 experience
more rapid atherosclerosis progression during serial
carotid ultrasonography,84 85 and manifest more
ischemia during stress testing than other CAD
patients.86
Pathophysiological Mechanisms
Hostility may affect atherogenic activity by behavioral
mechanisms. Hostility is associated with a higher concentration of
unhealthy lifestyle behaviors, including smoking, poor diet, obesity,
and alcoholism.77 79 87 Hostile individuals are also more
likely to manifest other psychosocial factors associated with CAD, such
as social isolation.88 An accumulating body of evidence
also suggests multiple pathophysiological
mechanisms by which hostility may be linked to CAD. For example,
compared with nonhostile individuals, hostile subjects manifest higher
heart rate and blood pressure responses to
physiological stimuli, such as mental
tasks,89 as well as higher ambulatory blood pressure
levels during daily-life activity.90 Also, evidence
suggests that hostile individuals are more likely to exhibit
hypercortisolemia and high levels of circulating
catecholamines,91 92 as well as diminished
mononuclear leukocyte ß-adrenergic receptor function.93
Preliminary data suggest that hostile individuals may also manifest
diminished vagal modulation of heart function94 95 and
increased platelet reactivity.96 97
Social Isolation and Lack of Social Support
Since the late 1970s, a series of prospective community-based
studies have examined the influence of social factors on the
development of CAD. Initial studies focused on quantitative aspects of
social support, such as the presence of family affiliations, number of
friends, and the extent of one's participation in group and
organizational activities. This domain of measurement has been called
one's "social network." Within this domain, some studies evaluated
the influence of partner status (living alone, marital status, and/or
marital disruption), and others have assessed aspects of
"instrumental" (ie, tangible) support, such as access to guidance
and practical community services. Over time, however, the qualitative
nature of one's social support system (eg, amount of perceived
emotional support) has also been increasingly subject to study.
Fifteen studies examining the impact of social factors on the future
incidence of CAD in initially healthy populations are summarized in
Table 4
.98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 A relatively
small network has been found, on average, to be associated with a 2- to
3-fold increase in the incidence of CAD over time. Similarly, low
levels of perceived emotional support confer an even greater increased
risk for future cardiac events.99 Table 5
lists 11 studies evaluating the
relationship between social factors and prognosis in patients with
preexisting CAD.113 114 115 116 117 118 119 120 121 122 123 Significant prognostic
relationships are present in most of these studies, and the risk
ratios are substantial. For instance, Berkman et al119
observed a nearly 3-fold increase in subsequent cardiac events in
post-MI patients reporting a low level of emotional support, and
Williams et al118 observed a similar 3-fold increase in
mortality over 5 years among CAD patients who were unmarried or had no
significant confidant in their life.
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In addition to the consistency and magnitude of these
findings, the cause-and-effect relationship between social factors and
CAD development is also supported by other evidence. First, an inverse
gradient has been reported between the magnitude of social support and
the incidence of CAD and/or future cardiac events, as summarized in
Table 6
.98 100 101 103 119
Moreover, acculturation independently influences CAD development. For
instance, in one study, 3809 Japanese-Americans in California were
classified according to the degree to which they retained a traditional
Japanese culture.124 The most traditional group of
Japanese-Americans had a CAD prevalence as low as that observed in
Japan, whereas the group that was most acculturated had a 3- to 5-fold
excess in CAD prevalence. Major CAD risk factors did not account for
these differences. In another study,125 temporal rates of
CAD development were assessed in Roseto, Pa, and an adjacent town.
Initially, CAD incidence was significantly lower in Roseto,
despite shared medical resources. At that time, Roseto was a
cohesive and homogeneous community of 3-generation
households, descendants of Italian immigrants. As the distinguishing
social characteristics of the Roseto community disappeared over time,
its lower incidence of CAD vanished. Finally, animal studies have also
implicated social factors in the promotion of atherogenesis. For
instance, Ratcliffe and Cronin126 described the potential
importance of social disruption among animals, noting that crowding and
social disruption were the apparent causal factors for a 10-fold
increase in atherosclerotic lesions that occurred among birds and
mammals over a 20-year period at the Philadelphia Zoo. Ratcliffe et
al127 also studied social support experimentally by
deliberately assigning swine to various social situations (alone,
pairs, groups). At postmortem examination, coronary
arteriosclerosis was most advanced in isolated
females, intermediate in isolated males, and least advanced in animals
sustained in groups. More recently, the extent of
atherosclerosis was compared at autopsy among 39
cynomolgus female monkeys exposed to 2 different housing conditions: 15
monkeys housed in single cages and 24 housed in groups.128
The extent of atherosclerosis was 4 times greater, on
average, in the females that were housed alone than in those housed in
social groups. This difference occurred in the absence of significant
differences in plasma lipids. In combination, these data provide strong
evidence that social factors relating to grouping and isolation can
promote atherogenesis.
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Socioeconomic Status
Aside from social factors, low socioeconomic status is a
significant contributor to increased risk in healthy persons and a
contributor toward poor prognosis in patients with established CAD, in
graded fashion.129 The gradient between socioeconomic
status and cardiac outcome is observable whether measured by education,
income, or occupation. Low socioeconomic status is associated with
increased levels of high-risk behaviors130 and
psychosocial risk factors.131 Interestingly, some evidence
also suggests that low socioeconomic status may be an independent risk
factor in its own right,118 132 133 but this possibility
requires prospective validation and, if true, delineation of the
operative pathophysiological mechanism(s). In any
case, when low socioeconomic status is clustered together with other
psychosocial risk factors, the risk of cardiac events is often
magnified.129 134
Pathophysiological Mechanisms
Like other psychosocial factors, social support influences the
extent to which individuals engage in such high-risk behaviors as
smoking, fatty diet intake, and excessive alcohol consumption. In
addition, social factors may exert direct
pathophysiological effects, including
hypercortisolemia. Animal studies have reported an association between
social isolation and hypercortisolemia135 136 and
reversible increases in resting heart rates among cynomolgus monkeys,
depending on the presence or absence of social
separation.137 Similarly, human studies have demonstrated
an inverse relationship between the quality of social relationships and
urinary levels of epinephrine138 and between the
degree of social support and resting heart rates.139
Elevated resting heart rates may constitute a sign of altered autonomic
arousal. The presence of social support may also attenuate blood
pressure and heart rate responses to stressful stimuli in
humans.140 141 In summary, these data suggest that social
factors promote atherogenesis through activation of the autonomic
nervous system.
Chronic and Subacute Life Stress
Work-related stress is the most widely studied chronic life stress
relative to CAD. Although many aspects of one's work environment
relative to the development of CAD have been studied, much interest has
focused on models of inherent "tension" at work. One such model has
been the "job strain" model, defined by Karasek et
al142 as jobs with high demand but low decision latitude.
In one prospective study of 1928 male workers followed up for 6 years,
job strain was associated with a 4-fold increase in the risk of
cardiovascular systemrelated death. Subsequent
studies have supported the relationship between job strain and CAD
risk,143 144 but negative studies have also been
reported.145 146
More recently, research has begun to focus on other forms of work-related stress. For example, one model views work stress as the outcome of high work demand and low reward.147 This model both predicts cardiac events146 147 and has been correlated with progression of carotid atherosclerosis.148 Also, low job control, per se, predicts future cardiac events.149 Taken together, the studies regarding presence of stress at work and subsequent CAD development have been largely positive, suggesting a strong causal relationship between this form of chronic stress and development of atherosclerosis.
Because many observational studies have reported psychological prodromata in the months preceding development of acute MI,150 interest has also been focused on the potential pathogenicity of "subacute" life stress (defined as an accumulation of stressful life events over a duration of months). In one of the earliest attempts to quantify the relationship between subacute psychological stress and CAD, Holmes and Rahe151 developed a "Recent Life Change Questionnaire," with a predetermined weighting assigned to different life events, ranging from high numbers for such events as the death of a spouse, divorce, or loss of a job to low weightings for vacations and holidays. In one study, marked elevations in Recent Life Change scores were seen for most cases of MI or sudden cardiac death during the 6-month period preceding these events.152 Similar confirmations of increased life stress before cardiac events can be extended to specific cohorts, ranging from healthy middle-aged men153 to patients pre- senting with acute myocardial infarction.154
Pathophysiological Mechanisms
Like other psychosocial factors, chronic stress appears to exert
direct pathophysiological effects, including
elevation of arterial blood pressure155 156
and neurohumoral arousal.157 Evidence of neurohumoral
arousal has also been noted in situations associated with subacute
stress.158 159
"Clustering" of Psychosocial Variables
Although psychosocial stresses have been reviewed here as
individual entities, generally, these stresses tend to cluster
together. When they do so, risk ratios for cardiac events often rise
substantially. For example, in one study of post-MI patients, the
presence of high levels of life stress and social isolation were each
associated with an
2-fold increase in subsequent
events.114 But when the 2 factors occurred together, the
rate of subsequent events was 4-fold higher. A similar synergy between
these 2 factors has also been reported among healthy
individuals.160 Similarly, the combination of anxiety and
depression compounds cardiac risk in post-MI patients,161
and many other examples can be found within the psychosocial
literature. These data indicate that psychological factors occurring in
combination substantially magnify risk associated with individual
psychological factors, resulting in risk elevations that are comparable
to those associated with hypercholesterolemia,
hypertension, and other major risk factors for CAD. Furthermore,
psychosocial factors also interact synergistically with conventional
CAD risk factors to heighten the risk for cardiac events. For example,
depressed patients who smoke have a substantially higher risk of
cardiac events than depressed patients who do not smoke.4
These findings could provide impetus for developing algorithms that
integrate psychosocial factors and conventional risk factors into the
Bayesian analysis of CAD, as schematized for a patient with
nonanginal chest pain in Table 7
.
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Pathophysiological Mechanisms
From a pathophysiological point of view, the
increase in cardiac events associated with clustering of psychosocial
stresses suggests that this clustering compounds the health-damaging
effects of individual psychosocial stresses. However, because
psychosocial stresses and behavioral risk factors in humans change over
time and cluster together in variable fashion, it is difficult to
study the potential mechanisms by which they exert their
pathophysiological effects. In contrast, adequate
experimental control can be achieved in animal models, especially
monkeys. In this regard, cynomolgus monkeys (Macaca
fascicularis) provide a potentially relevant model for studying
the interaction of multiple psychological factors in a controlled
setting. Like humans, cynomolgus monkeys develop coronary
atherosclerosis when fed fatty diets and manifest
similarities to people in the development of coronary lesions
and coronary vasodilator abnormalities. Notably, cynomolgus
monkeys resemble human beings in both the organization and expression
of their social behavior. For example, dominance and nurturance are
sometimes considered to be the 2 major dimensions that define the
content of interpersonal human behavior.162
Cynomolgus monkeys are characterized by well-defined social status
hierarchies in which some animals (dominants) reliably defeat others
(subordinates) in competitive interactions, as well as by elaborate,
generation-spanning, networks of affiliation, alliance, and mutual
support. Humans and monkeys also use similar facial expressions and
postures to communicate an antagonistic or combative mood,
and both rely extensively on visual cues to signal moods quickly and
unambiguously in complex social settings. These behavioral similarities
suggest that monkeys might be especially useful for modeling the human
expression of anger or hostility.
In a set of investigations designed to evaluate the interaction between
personality factors and a stressful social environment, 30 male monkeys
were fed a moderately atherogenic diet while housed in 5-member social
groups and assigned to 1 of 2 social conditions67 : (1) an
"unstable" environment in which animals were switched among groups
on a regular basis so that animals periodically had to reestablish
their dominance and affiliative relationships or (2) a "stable"
environment in which initial group memberships were maintained without
disruption throughout a 22-month period. Repeated behavioral
observations permitted identification of individuals as relatively more
dominant or subordinate in their social groups. The index of
coronary artery atherosclerosis in this and all
other cited monkey experiments was the average lesion extent as
measured in 15 cross sections of pressure-perfused coronary
arteries. Five sections each were taken from the left circumflex, left
anterior descending, and right coronary arteries for these
determinations. At the end of this study, quantitative evaluation of
the coronary arteries of these animals revealed that dominant
male monkeys in an unstable environment had significantly more
coronary artery atherosclerosis than the other
3 subgroups (Figure 1
, top). These
results were independent of variations in serum lipid concentrations
and blood pressure. Thus, this animal model revealed that it was the
interaction between 2 psychosocial factors that proved pathogenic in
cynomolgus monkeys: the trait of "dominance," coupled with
environmental stress.
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Subsequently, to test the causal role of sympathetic activation in
promoting atherogenesis in these predisposed animals, a number of male
monkeys were housed in unstable social groups and fed an atherogenic
diet for 26 months; however, half of the monkeys also received a
ß-adrenergic antagonist, propranolol,
throughout the study.163 As shown in Figure 1
, bottom, untreated dominant monkeys again developed substantial
atherosclerosis; however, pretreatment with
propranolol abolished the excess
atherosclerosis that develops among dominants housed in
an unstable environment. These data provide strong confirmatory
evidence that the atherogenic effect of chronic psychological stress in
these monkeys is dependent on concomitant sympathetic activation.
Cynomolgus monkeys have also been used to study the influence of
chronic psychosocial stress on coronary
endothelial integrity. First, it was demonstrated that
the stress model cited above induces atherosclerosis in
dominant male monkeys in the absence of hypercholesteremia, albeit with
smaller lesions than those noted for monkeys concomitantly fed a
high-cholesterol diet.164 Thus, under
conditions of chronic psychological stress, endothelial
injury can occur even without dietary provocation. Subsequently,
quantitative coronary angiography was used to demonstrate that
psychosocial stress in cynomolgus monkeys can also lead to impairment
of endothelial function in the presence of underlying
coronary atherosclerosis.165
Specifically, arterial responses in nonatherosclerotic
controls (which always consumed a low-cholesterol diet and
were housed in stable groups) were compared with those in monkeys that
consumed a high-cholesterol diet for 1 year and were
subsequently assigned to 1 of 3 experimental conditions: (1) continued
consumption of a high-cholesterol diet plus exposure to
periodic social disruption, (2) consumption of a
low-cholesterol diet plus exposure to periodic social
disruption, and (3) consumption of a low-cholesterol diet
and housed in stable social groups. As shown in Figure 2
, coronary vascular responses to
acetylcholine differed across groups in a manner consistent
with the exposure to psychosocial stress. Thus, chronic psychosocial
stress can impair endothelium-dependent vascular
responses in a manner that is not necessarily dependent on extent of
underlying atherosclerosis or diet.
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Sex Differences
The relative sparing of premenopausal women in relation to men of
similar age is a prominent feature of CAD, ischemic stroke, and
atherosclerosis.166 Although this
phenomenon is sometimes referred to as "female protection," it is
more accurately characterized as a delay in disease onset, with the
incidence curve for women lagging behind that of men by
10
years.167 The various effects of estrogen are believed to
account for most of this sex difference, at least with respect to CAD
incidence and atherosclerosis.168 Not only
are premenopausal women "protected" from
atherosclerosis, but the provision of estrogen
replacement to initially healthy postmenopausal women is associated
with a significant reduction in CAD risk.168 169
Nevertheless, because atherosclerosis progresses over
decades, it is likely that the clinical events occurring in
postmenopausal women have their beginnings in the premenopausal years.
This conclusion is supported by a recent study showing the presence of
relatively extensive focal atherosclerosis in
premenopausal women.170 Ovarian abnormalities or
failure, by reducing the amount of endogenous estrogen,
could accelerate atherogenesis in premenopausal women, thereby
predisposing these individuals to CAD (and possibly ischemic
stroke) in later years.
Notably, studies in premenopausal monkeys suggest that psychosocial
stress reliably induces ovarian impairment in the half of
socially housed females that occupy subordinate status in their social
groups.171 172 Subordinate monkeys have estradiol
concentrations of
60 pg/mL, contrasting significantly with dominants
at 130 pg/mL.173 Furthermore, these subordinate,
ovary-impaired females, compared with their dominant counterparts,
develop exacerbated atherosclerosis and abnormalities
in coronary reactivity.171 173 174 Such females
are also typically hypercortisolemic and have exaggerated heart
responses to stress, characteristics that are themselves risk factors
for atherosclerosis in both humans and monkeys.
These animal findings establish the possibility that behavioral stressors influence the development of CAD in women during the premenopausal period, through effects on estrogenic and neuroendocrine activity. In fact, several lines of evidence are consistent with the suggestion that ovarian impairment, possibly stress-induced, potentiates atherogenesis before menopause in women. First, 2 studies have linked a lifelong history of menstrual irregularity with a significantly increased risk for acute myocardial infarction.175 176 A third study has shown that irregularly menstruating women, in comparison with normally cycling control women, have elevated plasma fibrinogen concentrations (a risk factor for CAD) and a thickened arterial intima.177 The possibility that these observations might reflect the reduced concentrations of endogenous estrogen characteristic of ovary-impaired women is supported by the finding that premenopausal women with angiographically confirmed CAD have significantly lower plasma estradiol concentrations than do control subjects and that such levels resemble those observed in subordinate female monkeys.173 178
Notably, many premenopausal women may experience ovarian compromise at some time during their reproductive years.179 The general term for this compromise is functional hypothalamic hypogonadism, the manifestations of which range from subclinical luteal-phase defects with regular menstrual intervals to irregular cycles to amenorrhea.179 180 Psychogenic stress is often linked to functional hypothalamic hypogonadism in women.172 181 182 183 One particular expression of this syndrome, functional hypothalamic amenorrhea, is associated with abnormal luteinizing hormone pulse generator activity and is accompanied by hypercortisolemia and other neuroendocrine and behavioral indicators of stress.184 185 Furthermore, recent data suggest that subclinical ovarian abnormalities sufficient to cause premenopausal bone loss may affect a substantial number of women.179 186 For example, disturbed luteal phase function characterized 29% of the menstrual cycles recorded from a sample of 66 premenopausal women thought to be cycling normally; decreases in spinal density at both 1 and 5 years after measurement were significantly associated with this degree of abnormality.179 If ovarian hormones are indeed cardioprotective, women with functional hypothalamic hypogonadism and subclinical ovarian dysfunction could share with subordinate monkeys a predilection for accelerated atherosclerosis and an increased risk of CAD, especially because a relatively modest impairment of ovarian function is sufficient to cause marked exacerbation of atherosclerosis in monkeys.172
Ovarian impairment probably has eluded detection as a risk factor for CAD because it is often occult and because premenopausal women have a low incidence of CAD.174 Nonetheless, surrogate measures (eg, a history of menstrual irregularity) are associated with premature CAD or elevated CAD risk factors.176 177 Hence, the percentage of premenopausal women who experience accelerated atherosclerosis may be much larger than the number diagnosed as amenorrheic or otherwise ovary-impaired. At present, however, atherosclerosis progression has not been studied prospectively in premenopausal women in conjunction with ovarian function.
Acute Life Stress
Anecdotal reports and case studies187 188 189 have long
reported a relationship between acute stress and the development of
cardiac disease. In addition, the effects of acute stress on heart
disease are well supported by epidemiological studies regarding natural
life stressors. An acute stressor associated with increased rates of
cardiac events is bereavement.190 191 For example, in one
study of 95 647 individuals followed up for 4 to 5 years, the highest
relative mortality occurred immediately after bereavement, with a
>2-fold higher risk for men and 3-fold higher risk for
women.190 After the first month, mortality rates returned
to normal population levels. Cardiac event rates also increased in the
immediate aftermath of other acute life stressors, such as earthquakes
and terrorist activities. For instance, during the massive Los Angeles
earthquake of 1994, the number of sudden cardiac deaths due to CAD rose
sharply, from a daily average of 4.6 in the preceding week to 24 on the
day of the earthquake.192 Similarly, there was also a
sharp increase in the number of deaths on the first day of missile
strikes on Israeli cities during the Gulf War of 1991.193
Finally, a retrospective interview format has been used to examine the
effect of anger as an acute trigger of myocardial infarction among 1623
post-MI patients.194 A 7-point self-report anger scale
(1=calm, 7=enraged) was used, with anger episodes defined as scores
5. After an episode of anger, the relative risk of myocardial
infarction was increased >2-fold.
Pathophysiological Mechanisms
In contrast to chronic stress, acute stress is easier to model and
can be studied under controlled laboratory conditions in both humans
and animals. In recent years, as increasingly sophisticated techniques,
such as radionuclide imaging techniques and the measurement of
coronary endothelial function, have been
applied to the laboratory study of acute stress, an understanding has
emerged as to how such acute stress causes deleterious effects in CAD
patients, as schematized in Figure 3
and
elucidated below.
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Induction of Myocardial Ischemia
The ability of acute psychological stress to induce myocardial
ischemia has been assessed in the laboratory with modeled forms
of stress (eg, mental arithmetic and speaking tasks) and sensitive
imaging techniques able to detect the extent and severity of mental
stressinduced myocardial ischemia. These techniques include
those used to measure left ventricular function
(radionuclide ventriculography195 196 197 198 199 [Figure 4
],
echocardiography,200 assessment of
left ventricular changes by either a stationary
probe201 and ambulatory VEST202 ) and those
used to assess myocardial perfusion (positron emission
tomography203 and 99mTc-sestamibi
myocardial perfusion tomography204 ). Approximately half of
CAD patients with exercise-induced myocardial ischemia also
manifest inducible ischemia during mental stress testing in the
laboratory, as identified by these techniques. Mental stressinduced
ischemia, however, is not common among CAD patients without
exercise-induced ischemia. Mental stressinduced
ischemia is usually electrocardiographically and clinically
"silent" and generally occurs at relatively low heart rate
elevations compared with exercise testing. In addition, the frequency
and magnitude of mental stressinduced ischemia varies
according to the type of mental stressor. Specifically, stress that is
more emotionally laden and/or personally relevant, such as a speaking
assignment concerning personal faults, results in a significantly
greater frequency and magnitude of inducible left
ventricular wall motion abnormalities than does more
nonspecific mental stress, such as the performance of mental
arithmetic or the Stroop Color-Word task.195 Because the
mean heart rate increases of
15 to 20 bpm during laboratory-modeled
public speaking201 are far less than those of real-life
speaking experiences,205 206 this and similar tasks may
underestimate the potential potency of mental stress in certain
real-life situations. Recall of angry events is also a laboratory
trigger of myocardial ischemia,196 which supports
the epidemiological study of anger by Mittleman et
al.194
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These laboratory studies are complemented by ambulatory ECG studies
that demonstrate an association between psychological stress and/or
negative emotions and the occurrence of myocardial ischemia
during daily-life circumstances (Figure 5
).207 208 209 Like
ischemia induced during mental stress testing in the
laboratory, transient ischemic episodes out of hospital are
overwhelmingly silent and occur at relatively low heart rate
elevations.210 Furthermore, patients who manifest
myocardial ischemia during laboratory mental stress are also
more likely to manifest myocardial ischemia during ambulatory
ECG monitoring of daily-life activity.200 209 211 Just as
CAD patients who demonstrate myocardial ischemia during
daily-life activity manifest a significantly increased likelihood of
subsequent cardiac events,212 recent studies also suggest
that mental stressinduced ischemia in the laboratory setting
also predicts cardiac events (Figure 6
).197 198
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|
Mechanisms for mental stressinduced myocardial ische- mia.
Even though heart rate elevations during laboratory-induced mental stress are relatively small, blood pressure elevations during mental stress are substantial, paralleling those noted with exercise.195 200 Thus, oxygen demand is increased during mental stress testing. However, because the double product threshold for the induction of ischemia during mental stress testing is substantially lower than that associated with exercise testing, other mechanisms must also be involved. One mechanism is mental stressinduced coronary vasoconstriction.213 214 During mental stress, significant coronary vasoconstriction may occur in CAD patients at sites manifesting vasoconstriction during acetylcholine infusion.213 Because acetylcholine is used to test for endothelium-dependent coronary vasoconstriction, these findings suggest that neurohumoral stimulation during mental stress induces coronary vasoconstriction through an endothelium-dependent mechanism. In addition, it has been reported that the coronary microcirculation fails to dilate during mental stress.215 However, significant coronary vasoconstriction also occurs during exercise in CAD patients216 through the same endothelium-dependent mechanism as noted for mental stress. Thus, other mechanisms must be considered to explain why mental stress ischemia is induced at relatively low double-product thresholds compared with exercise test thresholds for ischemia.
One potential factor may relate to the presentation of
stress. Mental stress testing in the laboratory is a "sudden"
stressor, presenting without warm-up. Maximal heart rate and blood
pressure responses are generally observed at the near onset of mental
stress, and ischemic abnormalities are induced relatively
rapidly during laboratory mental stress.201 By contrast,
laboratory exercise is always presented to patients in a graded
fashion. However, when healthy individuals were exercised to a high
workload without warm-up, ST-segment depression was induced in a
significant number of subjects.217 Similarly, Eschar et
al218 compared 6 CAD patients during graded versus sudden
exercise stress; during the graded stress protocol, 3 patients had the
indication of chest pain, and only 1 patient developed exercise-induced
ST-segment depression of
1 mm. By contrast, during sudden
stress, all 6 patients both had the induction of chest pain and
developed >2 mm of ST-segment depression. Because CAD patients
may commonly experience short bursts of strenuous physical and mental
stress without warm-up during daily life, further study of this issue
is warranted.
Autonomic factors may also be operative in regulating myocardial
ischemia. For instance, myocardial ischemia during
daily life shows a characteristic circadian rhythm.219
Even though exogenous factors (ie, the amount of physical and mental
activity) trigger episodes of myocardial
ischemia,208 209 219 Krantz et al219
demonstrated that the circadian rhythm of myocardial ischemia
also appears to have an endogenous component, as
demonstrated in Figure 7
. Understanding
the factors driving this apparent endogenous component
could help further elucidate the pathophysiology of mental
stressinduced ischemia.
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Other factors that may potentially help regulate myocardial ischemia may be elucidated by the evolving study of factors that modify hemodynamic responses to exercise and mental stress. This includes the study of systems modulating systemic vascular tone, such as the endothelial system. In the Psychophysiological Investigations of Myocardial Ischemia (PIMI) Study, systemic vascular resistance increased during mental stress and decreased during exercise testing among CAD patients.199 In that study, increased systemic vascular resistance during mental stress testing was reported to be the most significant hemodynamic feature associated with mental stressinduced myocardial ischemia. Interestingly, in a subsequent recent study, increases in systemic vascular resistance during mental stress were directly related to compromised peripheral endothelial function in a group of 40 healthy men and women.220 These data raise the possibility that excessive systemic vascular resistance responses to mental stress may be a potential marker of peripheral endothelial dysfunction. However, prospective work is clearly indicated to determine the reproducibility and validity of these new observations and their potential pathophysiological import.
Promotion of Arrhythmogenesis
Investigators have consistently noted an interrelationship
between behavioral factors and arrhythmogenesis in
humans.50 221 222 223 224 According to Lown et
al,221 3 sets of conditions contribute to the occurrence
of such arrhythmias: (1) myocardial electrical
instability, most often due to CAD; (2) an acute triggering event,
frequently related to mental stress; and (3) a chronic, pervasive, and
intense psychological state, often including depression and
hopelessness. To study the pathophysiological
interrelationship between behavioral factors and
ventricular fibrillation, Verrier et al225
assessed myocardial electrical instability in conscious, freely moving
dogs by placing a catheter in the right ventricular apex,
scanning the ECG, and delivering repeated electrical stimulation during
the vulnerable part of the cardiac cycle. The amount of electrical
stimulation required to produce repetitive extrasystoles (REs) was used
to define the ventricular fibrillatory threshold. Inasmuch
as the animal does not perceive this stimulation, investigators can
more directly study the effects of experimentally produced behavioral
states on the ventricular fibrillatory threshold. In an
initial series of studies, dogs were exposed to either an undisturbed
environment or one in which the animal was held in a sling and given
periodic transthoracic shocks over 3 successive
days.50 Behaviorally, the animals seemed relaxed in the
undisturbed environment and agitated and autonomically aroused in the
sling. The RE threshold was reduced by >40% when animals were moved
from the benign to the stressed environment. Similarly, a natural
emotion, an anger-like state provoked by denial of access to food,
similarly reduced the RE threshold.225
Taken together, these studies show that behavioral stress, whether produced by aversive conditioning or a more naturalistic conflict, significantly decreases the electrical stability of the heart. Furthermore, ß-adrenergic blockade prevents the effects of either aversive conditioning or induced anger on the RE threshold, suggesting that these effects are mediated, in part, by sympathetic arousal.226 Other work demonstrated that when dogs were first predisposed to arrhythmia by acute myocardial ischemia (a 10-minute period of coronary artery occlusion followed by reperfusion), exposure to the stress of an aversive sling environment significantly increased the incidence of ventricular fibrillation.225 In general, stimuli that elicit anger-like responses are especially likely to provoke abnormalities in rhythm.225 Researchers have also related behavioral factors to arrhythmia in other experimental animals.227 Thus, the data relating behavioral factors to arrhythmias are impressive in reliability of the effects and in the identification of excessive sympathetic activation as a major precipitating factor.
Deleterious Endothelial Effects
In animal model studies, acute stress also causes coronary
endothelial abnormalities, which range from
endothelial dysfunction to frank
endothelial injury and necrosis. For example,
borderline hypertensive rats exposed to air-jet stress in the face (2
h/d for 10 days) display impaired arterial dilation in
response to acetylcholine.228 Furthermore, the stressed
animals also have a reduced sensitivity to nitroprusside, indicating an
attenuated response to exogenous nitric oxide. The authors concluded
that behavioral stress impairs endothelium-independent
and nitric oxidemediated coronary relaxation, but without
causing visible endothelial damage (as evaluated by
scanning electron microscopy). With respect to
endothelial injury, investigators have directly tested
the hypothesis that sympathetic stimulation alters
endothelial integrity by exposing rabbits to chloralose
anesthesia, a manipulation that produces persistent and
reproducible increases in heart rate, blood pressure, and plasma
norepinephrine concentrations (all indicators of
sympathetic activation).229 230 Compared with conscious
controls, chloralose-treated animals developed marked
endothelial injury (as indicated by IgG incorporation)
at both unbranched and circumostial aorta. In contrast, pretreatment
with a ß-blocking agent attenuated heart rate and blood pressure
increases, and endothelial injury was completely
inhibited. Finally, male monkeys exposed to a clear-cut acute
psychological stressor, 72 hour introduction to social strangers, had a
significantly higher frequency of IgG-positive (injured)
endothelial cells in the circumostial areas of the
descending thoracic aorta than did control animals not exposed to this
stressor.231 Again, pretreatment with ß-adrenergic
blocking agents prevented this stress-induced arterial
damage (Figure 8
). Importantly,
the animals in this study consumed a low-cholesterol diet,
indicating that the endothelial response to behavioral
stimulation and adrenergic blockade was independent of dietary
stimulation. Studies such as these clearly link behavioral factors and
neuroendocrine activation to disruption of endothelial
integrity and thus the earliest stages of
atherosclerosis. On the basis of these animal data, it
is reasonable to ask whether acute or subacute psychological
stressors might similarly induce transient endothelial
dysfunction in human beings as well. If so, it could help explain why
prodromal psychological symptoms frequently precede the occurrence of
acute myocardial infarction.
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Coagulation Effects
The ability of emotional stress to induce coagulation
abnormalities in human beings has been known for many
years.232 233 Recently, the effects of acute psychological
stress on indices of coagulation have been studied during laboratory
mental stress tasks234 235 and during various naturalistic
stressors.236 237 In both situations, significant, but not
always consistent, platelet abnormalities have been
observed. Acute laboratory mental stress also causes hemoconcentration
through stress-induced decreases in plasma volume, as observed in
various studies.238 239 This latter finding is significant
in light of recent observations linking blood viscosity to cardiac
events.240 Animal studies further confirm the ability of
acute stress to induce coagulation abnormalities.241
The duration of coagulation abnormalities induced by acute natural
stresses is not yet known. However, because blood samples were
fortuitously obtained in 42 hypertensive patients before the large
Hanshin-Awaji earthquake, investigators obtained repeat blood samples 7
to 14 days afterward to assess the effects of this acute stressor on
coagulation parameters.236 The earthquake
induced transient increases in blood pressure; blood viscosity
determinants, such as hematocrit and fibrinogen levels; and various
hemostatic factors, including fibrin turnover and
plasmin-
2plasmin
inhibitor complex, an activation marker of
fibrinolysis. These parameters returned to
normal levels by 4 to 6 months after the earthquake. These findings
suggest that coagulation abnormalities may persist for weeks after a
single stressful event. A more chronic hypercoagulable profile has also
been reported among individuals subjected to forms of subacute
stress.242 243
It is not yet clear whether mental stressinduced hemoconcentration and mental stressinduced platelet activation are the result of the same or different mechanisms. A recent laboratory study, however, suggests that different mechanisms may be operative,244 because platelet activation in this particular study correlated only with changes in serum catecholamine levels during mental stress, whereas mental stressinduced hemoconcentration correlated only with changes in mean arterial blood pressure, but not serum catecholamine levels, during mental stress.
Sympathetic Nervous System Hyperresponsivity
Sympathetic nervous system hyperreactivity (also called cardiovascular reactivity) has been defined as a dispositional tendency to exhibit exaggerated heart rate and blood pressure responses when encountering behavioral stimuli experienced as engaging, challenging, or aversive. On a theoretical basis, it has been postulated that individuals manifesting more elevated heart rate and blood pressure responses to such physiological challenge (ie, "hot reactors") may experience more substantial sympathetic nervous system responses over time than "cold reactors" and that this may in turn promote the development of atherosclerosis. The first findings to support this hypothesis were reported by Keys et al,245 who evaluated 20 clinical variables in 275 men followed up for 20 years. Among these clinical variables, the diastolic blood pressure response to cold pressor stimulation was the most predictive variable for future CAD development. Subsequently, however, negative prognostic studies were also reported.116 246 In a recent development, the potential atherogenic effect of sympathetic hyperresponsivity has been assessed in 4 studies that used serial carotid Doppler measurements.247 248 249 250 In each study, progression of carotid atherosclerosis was more rapid among individuals manifesting more pronounced heart rate and blood pressure responses to physiological challenge.
Cynomolgus monkeys consistently display significant individual differences in heart rate response dur